Vault-13

FIRST TR EXCHANGE TRADED FD SKYY

CLOUD COMPUTING · ETP · CUSIP 33734X192

347 institutional holders +9 vs Q4 2023
17,888,11217.9m shares reported held*
$1.7bnreported value*
37 new 96 added 126 reduced 25 sold out net bought ≈ $116.6m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($243.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.54. Options: 3 managers hold calls ($5.4m notional), 4 hold puts ($9.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 293Q4 22: 292Q1 23: 285Q2 23: 304Q3 23: 310Q4 23: 338Q1 24: 347347Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022293
Q4 2022292
Q1 2023285
Q2 2023304
Q3 2023310
Q4 2023338
Q1 2024347

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 87 bought or addedQ4 22: 166 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 159 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 157 cut or sold outQ2 23Q3 23: 110 bought or addedQ3 23: 144 cut or sold outQ3 23Q4 23: 128 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 133 bought or addedQ1 24: 151 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202287166
Q1 202379159
Q2 2023102157
Q3 2023110144
Q4 2023128155
Q1 2024133151

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $17.1mQ2 23 puts: $18.5mQ2 23P/C 1.08Q3 23 calls: $8.5mQ3 23 puts: $14.7mQ3 23P/C 1.73Q4 23 calls: $8.7mQ4 23 puts: $13.9mQ4 23P/C 1.60Q1 24 calls: $5.4mQ1 24 puts: $9.2mQ1 24P/C 1.70
Numbers
QuarterCallsPutsP/C
Q2 2023$17.1m$18.5m1.08
Q3 2023$8.5m$14.7m1.73
Q4 2023$8.7m$13.9m1.60
Q1 2024$5.4m$9.2m1.70

Biggest buyers

MORGAN STANLEY Added +1,083,100+1.1m
BANK HAPOALIM BM Added +87,637+87.6k
WELLS FARGO & COMPANY/MN Added +74,631+74.6k
Cetera Investment Advisers Added +68,751+68.8k
GOLDMAN SACHS GROUP INC New +60,511+60.5k
Focus Partners Wealth New +33,357+33.4k
Prospera Financial Services Inc Added +30,223+30.2k
ROYAL BANK OF CANADA Added +25,642+25.6k
Private Advisor Group, LLC Added +20,028+20.0k
Baird Financial Group, Inc. Added +19,888+19.9k

Biggest sellers

Cetera Advisor Networks LLC Sold out -54,419-54.4k
Florin Court Capital LLP Reduced -48,100-48.1k
BANK OF AMERICA CORP /DE/ Reduced -30,063-30.1k
Mirae Asset Global Investments Co., Ltd. Reduced -27,995-28.0k
PNC Financial Services Group, Inc. Reduced -23,626-23.6k
CREDIT SUISSE AG/ Reduced -23,623-23.6k
Qube Research & Technologies Ltd Reduced -20,695-20.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,517-20.5k
TWO SIGMA INVESTMENTS, LP Reduced -19,900-19.9k
MILLENNIUM MANAGEMENT LLC Sold out -17,592-17.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.0m42.0k shares
CITADEL ADVISORS LLC Reduced $1.4m14.3k shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $4.0m41.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added $3.3m34.8k shares
WOLVERINE TRADING, LLC Reduced $1.2m12.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $717.0k7.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 7,351,1417.4m $702.8m $702.8m 0.07% Reduced -30.1k -30,063
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,090,4503.1m $295.4m $295.4m 0.01% Added +1.1m +1,083,100
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 862,347862.3k $82.4m $82.4m 0.04% Reduced -6.2k -6,218
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 545,103545.1k $52.1m $52.1m 0.02% Added +9.2k +9,169
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 372,419372.4k $35.6m $35.6m 0.01% Added +74.6k +74,631
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 311,176311.2k $29.7m $29.7m 0.00% Added +17.9k +17,906
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 221,013221.0k $21.1m $21.1m 0.01% Added +18.1k +18,091
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 191,387191.4k $18.3m $18.3m 0.00% Added +25.6k +25,642
9 Main Management ETF Advisors, LLC 0.78% of their portfolio SAN FRANCISCO, CA 154,400154.4k $14.8m $14.8m 0.78% Added +1.0k +1,000
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 147,798147.8k $14.1m $14.1m 0.01% Added +126 +126
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 135,001135.0k $12.9m $12.9m 0.02% Reduced -3.7k -3,729
12 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 130,739130.7k $12.5m $12.5m 0.09% Added +20.0k +20,028
13 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 130,309130.3k $12.5m $12.5m 0.05% Added +26 +26
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 127,606127.6k $12.2m $12.2m 0.03% Reduced -13.5k -13,469
15 DC Investments Management, LLC 9.90% of their portfolio MCLEAN, VA 122,644122.6k $11.7m $11.7m 9.90% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,399117.4k $11.2m $11.2m 0.00% Added +10.3k +10,337
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 114,115114.1k $10.9m $10.9m 0.02% Added +4.0k +3,959
18 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 109,343109.3k $10.5m $10.5m 0.01% Reduced -23.6k -23,626
19 BANK HAPOALIM BM 1.22% of their portfolio TEL AVIV, L3 98,78398.8k $9.4m $9.4m 1.22% Added +87.6k +87,637
20 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 81,60081.6k $7.8m $7.8m 0.02% Reduced -19.9k -19,900
21 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 77,16177.2k $7.4m $7.4m 0.05% Added +17.8k +17,830
22 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 76,79376.8k $7.3m $7.3m 0.03% Reduced -3.1k -3,098
23 Ignite Planners, LLC 2.02% of their portfolio SAN CLEMENTE, CA 75,29575.3k $7.2m $7.2m 2.02% Reduced -1.3k -1,301
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 74,13574.1k $7.1m $7.1m 0.02% Added +68.8k +68,751
25 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 71,66271.7k $6.9m $6.9m 0.10% Reduced -1.3k -1,269
26 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 63,63763.6k $5.9m $5.9m 0.01% Reduced -6.7k -6,745
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 61,56561.6k $5.9m $5.9m 0.02% Added +2.1k +2,126
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 60,51160.5k $5.8m $5.8m 0.00% New
29 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 60,24260.2k $5.8m $5.8m 0.01% Reduced -4.2k -4,222
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 57,14657.1k $5.5m $5.5m 0.01% Added +1.1k +1,100
31 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 56,65256.7k $5.4m $5.4m 0.02% Added +4.9k +4,873
32 INDEPENDENT FINANCIAL GROUP, LLC 0.24% of their portfolio SAN DIEGO, CA 55,30255.3k $5.3m $5.3m 0.24% Reduced -503 -503
33 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 54,60054.6k $5.2m $5.2m 0.01% Added +3.8k +3,800
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 53,40453.4k $5.1m $5.1m 0.09% Added +6.5k +6,482
35 NORTHSTAR ASSET MANAGEMENT Co 1.22% of their portfolio BLUE BELL, PA 51,79551.8k $5.0m $5.0m 1.22% Reduced -3.5k -3,460
36 Prospera Financial Services Inc 0.15% of their portfolio Dallas, TX 51,51951.5k $4.9m $4.9m 0.15% Added +30.2k +30,223
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 46,06346.1k $4.4m $4.4m 0.01% Added +13.2k +13,232
38 VALLEY WEALTH MANAGERS, INC. 0.30% of their portfolio PARAMUS, NJ 41,93641.9k $4.0m $4.0m 0.30% Reduced -4.2k -4,233
39 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 38,88938.9k $3.7m $3.7m 0.01% Added +3.3k +3,299
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 38,62238.6k $3.7m $3.7m 0.01% Reduced -130 -130
41 Proquility Private Wealth Partners, LLC 1.21% of their portfolio LAS VEGAS, NV 36,99037.0k $3.5m $3.5m 1.21% Added +3.5k +3,473
42 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 35,49235.5k $3.4m $3.4m 0.01% Added +19.9k +19,888
43 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 35,20235.2k $3.4m $3.4m 0.04% Added +2.5k +2,532
44 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 34,37434.4k $3.3m $3.3m 0.01% Reduced -28.0k -27,995
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,03934.0k $3.3m $3.3m 0.00% Reduced -20.5k -20,517
46 MONEY CONCEPTS CAPITAL CORP 0.30% of their portfolio PALM BEACH GARDENS, FL 33,96434.0k $3.2m $3.2m 0.30% Reduced -119 -119
47 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 33,58733.6k $3.2m $3.2m 0.03% Added +3.9k +3,864
48 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 33,35733.4k $3.2m $3.2m 0.03% New
49 MEITAV INVESTMENT HOUSE LTD 0.06% of their portfolio BENE-BERAQ, L3 32,99733.0k $3.2m $3.2m 0.06% Reduced -6.6k -6,610
50 Mariner, LLC 0.01% of their portfolio Overland Park, KS 32,95133.0k $3.2m $3.2m 0.01% Reduced -837 -837
51 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 32,90632.9k $2.5m $2.5m 0.07% Reduced -10.9k -10,934
52 Prestige Wealth Management Group LLC 0.66% of their portfolio FLEMINGTON, NJ 32,20432.2k $3.1m $3.1m 0.66% Reduced -6.5k -6,544
53 Good Life Advisors, LLC 0.27% of their portfolio READING, PA 31,47131.5k $3.0m $3.0m 0.27% Reduced -325 -325
54 Jaffetilchin Investment Partners, LLC 0.27% of their portfolio TAMPA, FL 31,08631.1k $3.0m $3.0m 0.27% Added +3 +3
55 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 30,84330.8k $2.9m $2.9m 0.05% Reduced -481 -481
56 Plotkin Financial Advisors, LLC 1.93% of their portfolio CHEVY CHASE, MD 30,48230.5k $2.9m $2.9m 1.93% Reduced -12 -12
57 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 30,10430.1k $2.9m $2.9m 0.03% Reduced -855 -855
58 CASCADE INVESTMENT GROUP, INC. 2.15% of their portfolio Colorado Springs, CO 30,07530.1k $2.9m $2.9m 2.15% Reduced -1.5k -1,502
59 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.08% of their portfolio TOKYO, M0 28,30328.3k $2.7m $2.7m 0.08% Reduced -3.1k -3,087
60 Florin Court Capital LLP 2.31% of their portfolio London, X0 28,00028.0k $2.7m $2.7m 2.31% Reduced -48.1k -48,100
61 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 27,75327.8k $2.6m $2.6m 0.11% Added +2.1k +2,082
62 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 27,46427.5k $2.6m $2.6m 0.02% Reduced -2.2k -2,241
63 Capital Investment Advisory Services, LLC 0.28% of their portfolio RALEIGH, NC 27,22827.2k $2.6m $2.6m 0.28% Reduced -2.4k -2,388
64 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 26,30026.3k $2.5m $2.5m 0.00% Added +8.5k +8,500
65 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 26,24626.2k $2.5m $2.5m 0.03% Added +2.5k +2,519
66 PETERSON WEALTH MANAGEMENT 1.71% of their portfolio SPARKS, NV 24,74424.7k $2.4m $2.4m 1.71% Added +540 +540
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,67124.7k $2.4m $2.4m 0.00% Added +849 +849
68 Dakota Wealth Management 0.06% of their portfolio PALM BEACH GARDENS, FL 24,28224.3k $2.3m $2.3m 0.06% Reduced -206 -206
69 Capital Analysts, LLC 0.11% of their portfolio FORT WASHINGTON, PA 23,92523.9k $2.3m $2.3m 0.11% Reduced -13 -13
70 Paragon Private Wealth Management, LLC 1.32% of their portfolio LEXINGTON, KY 23,23223.2k $2.2m $2.2m 1.32% Added +364 +364
71 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 23,22123.2k $2.2m $2.2m 0.04% Added +999 +999
72 Migdal Insurance & Financial Holdings Ltd. 0.04% of their portfolio Petach Tikva, L3 23,03523.0k $2.2m $2.2m 0.04% Added +160 +160
73 Fulton Bank, N.A. 0.09% of their portfolio Lancaster, PA 21,79221.8k $2.1m $2.1m 0.09% Reduced -69 -69
74 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 21,68821.7k $2.1m $2.1m 0.03% Reduced -548 -548
75 Prosperity Financial Group, Inc. 1.27% of their portfolio San Ramon, CA 21,49821.5k $2.1m $2.1m 1.27% Reduced -14.6k -14,624
76 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 20,79520.8k $2.0m $2.0m 0.05% Reduced -12.2k -12,210
77 EverSource Wealth Advisors, LLC 0.15% of their portfolio BIRMINGHAM, AL 20,55020.6k $1.9m $1.9m 0.15% Added +954 +954
78 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 19,43619.4k $1.9m $1.9m 0.00% Reduced -3.5k -3,530
79 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 18,92918.9k $1.8m $1.8m 0.06% Added +7.4k +7,397
80 Keebeck Wealth Management 0.27% of their portfolio Chicago, IL 18,86818.9k $1.8m $1.8m 0.27% Reduced -105 -105
81 ERn Financial, LLC 0.30% of their portfolio MIDDLETON, WI 18,18318.2k $1.7m $1.7m 0.30% Reduced -485 -485
82 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 17,76917.8k $1.7m $1.7m 0.01% New
83 LANARK FINANCIAL, INC. 0.15% of their portfolio BIRMINGHAM, AL 17,09017.1k $1.6m $1.6m 0.15% Reduced -116 -116
84 PERSONAL CFO SOLUTIONS, LLC 0.24% of their portfolio CHESTER, NJ 16,18716.2k $1.5m $1.5m 0.24% New
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,77315.8k $1.5m $1.5m 0.00% Reduced -82 -82
86 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 15,73315.7k $1.5m $1.5m 0.07% Reduced -26 -26
87 Sage Capital Management, LLC 0.81% of their portfolio Stockton, NJ 15,67915.7k $1.5m $1.5m 0.81% Unchanged
88 CITY HOLDING CO 0.22% of their portfolio CHARLESTON, WV 15,26515.3k $1.5m $1.5m 0.22% Reduced -610 -610
89 Anfield Capital Management, LLC 0.69% of their portfolio IRVINE, CA 15,03715.0k $1.4m $1.4m 0.69% Added +1.1k +1,113
90 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 15,02815.0k $1.4m $1.4m 0.05% Reduced -480 -480
91 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 14,90414.9k $1.4m $1.4m 0.00% Reduced -5.6k -5,642
92 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 14,74614.7k $1.4m $1.4m 0.00% Added +6.1k +6,064
93 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 14,31514.3k $1.4m $1.4m 0.05% Reduced -355 -355
94 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 14,29314.3k $1.4m $1.4m 0.01% Added +550 +550
95 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 13,90113.9k $1.3m $1.3m 0.03% Added +2.1k +2,095
96 Segment Wealth Management, LLC 0.10% of their portfolio HOUSTON, TX 13,82513.8k $1.3m $1.3m 0.10% Added +1.3k +1,310
97 Pinnacle Family Advisors, LLC 0.70% of their portfolio Springfield, MO 13,78013.8k $1.3m $1.3m 0.70% New
98 RETIREMENT CAPITAL STRATEGIES 0.54% of their portfolio SAN JOSE, CA 13,69213.7k $1.3m $1.3m 0.54% Added +923 +923
99 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,38313.4k $1.3m $1.3m 0.01% Added +17 +17
100 Western Wealth Management, LLC 0.10% of their portfolio GOLDEN, CO 13,07613.1k $1.3m $1.3m 0.10% Reduced -2.5k -2,460