Vault-13

FIRST TR EXCHANGE TRADED FD FXU

UTILITIES ALPH · ETP · CUSIP 33734X184

99 institutional holders +1 vs Q3 2023
6,100,1056.1m shares reported held*
$193.2mreported value*
11 new 30 added 38 reduced 14 sold out net bought ≈ $44.5m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.67.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 113Q1 23: 104Q2 23: 97Q3 23: 98Q4 23: 9999Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022113
Q1 2023104
Q2 202397
Q3 202398
Q4 202399

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 59 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 58 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 52 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225943
Q1 20235258
Q2 20234359
Q3 20233358
Q4 20234152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $395.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$395.3k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +1,442,120+1.4m
PGIM Custom Harvest LLC Added +247,593+247.6k
LPL Financial LLC Added +58,146+58.1k
Raymond James Financial Services Advisors, Inc. Added +43,484+43.5k
Cetera Advisor Networks LLC Added +25,422+25.4k
TRUIST FINANCIAL CORP Added +17,203+17.2k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Added +14,945+14.9k
RPg Family Wealth Advisory, LLC New +13,948+13.9k
GTS SECURITIES LLC New +13,484+13.5k
Csenge Advisory Group Added +13,409+13.4k

Biggest sellers

Concorde Asset Management, LLC Sold out -87,913-87.9k
RAYMOND JAMES & ASSOCIATES Reduced -81,836-81.8k
BANK OF AMERICA CORP /DE/ Reduced -58,652-58.7k
WIN ADVISORS, INC Sold out -55,647-55.6k
JANE STREET GROUP, LLC Reduced -39,786-39.8k
CITADEL ADVISORS LLC Sold out -22,812-22.8k
Kesler, Norman & Wride, LLC Sold out -21,433-21.4k
WELLS FARGO & COMPANY/MN Reduced -19,409-19.4k
UBS Group AG Reduced -16,964-17.0k
DAVENPORT & Co LLC Sold out -16,023-16.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.6%, 2026-02-06)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,439,1322.4m $77.3m $77.3m 0.00% Added +1.4m +1,442,120
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 556,398556.4k $17.6m $17.6m 0.01% Added +58.1k +58,146
3 PGIM Custom Harvest LLC 0.30% of their portfolio NEWARK, NJ 313,689313.7k $9.9m $9.9m 0.30% Added +247.6k +247,593
4 HARBOUR INVESTMENTS, INC. 0.37% of their portfolio MADISON, WI 281,492281.5k $8.9m $8.9m 0.37% Added +5.5k +5,490
5 Csenge Advisory Group 0.38% of their portfolio CLEARWATER, FL 191,339191.3k $6.1m $6.1m 0.38% Added +13.4k +13,409
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 187,969188.0k $6.0m $6.0m 0.00% Added +10.3k +10,276
7 ONE PLUS ONE WEALTH MANAGEMENT, LLC 3.37% of their portfolio JUPITER, FL 175,163175.2k $5.5m $5.5m 3.37% Added +14.9k +14,945
8 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 163,891163.9k $5.2m $5.2m 0.03% Added +25.4k +25,422
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 157,834157.8k $5.0m $5.0m 0.00% Reduced -19.4k -19,409
10 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 157,278157.3k $5.0m $5.0m 0.01% Added +17.2k +17,203
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 118,424118.4k $3.8m $3.8m 0.01% Added +43.5k +43,484
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 115,178115.2k $3.6m $3.6m 0.01% Reduced -9.8k -9,755
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 104,475104.5k $3.3m $3.3m 0.00% Reduced -81.8k -81,836
14 Delos Wealth Advisors, LLC 4.17% of their portfolio DALLAS, TX 89,09389.1k $2.8m $2.8m 4.17% Reduced -1.4k -1,418
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 88,55288.6k $2.8m $2.8m 0.00% Reduced -58.7k -58,652
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 84,65284.7k $2.7m $2.7m 0.01% Reduced -5.2k -5,178
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,00959.0k $1.9m $1.9m 0.00% Reduced -17.0k -16,964
18 Vestmark Advisory Solutions, Inc. 0.08% of their portfolio Wakefield, MA 52,51252.5k $1.7m $1.7m 0.08% Reduced -5.1k -5,128
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 45,91145.9k $1.5m $1.5m 0.01% Reduced -275 -275
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,42043.4k $1.4m $1.4m 0.00% Reduced -4.6k -4,562
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,91242.9k $1.4m $1.4m 0.00% Added +6.6k +6,613
22 J Arnold Wealth Management Co 0.41% of their portfolio Youngstown, OH 37,57637.6k $1.2m $1.2m 0.41% Reduced -421 -421
23 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 37,45137.5k $1.2m $1.2m 0.01% Reduced -13.9k -13,911
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,74035.7k $1.1m $1.1m 0.00% Added +5.9k +5,898
25 Triumph Capital Management 0.46% of their portfolio DENVER, CO 34,13734.1k $1.1m $1.1m 0.46% Reduced -4.5k -4,522
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,90833.9k $1.1m $1.1m 0.00% Reduced -683 -683
27 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 32,38632.4k $1.0m $1.0m 0.00% Added +11.1k +11,140
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,51224.5k $776.6k $776.6k 0.00% Added +1.4k +1,443
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 23,31823.3k $738.7k $738.7k 0.01% Added +9.9k +9,886
30 WMG Financial Advisors, LLC 0.43% of their portfolio Knoxville, TN 20,65720.7k $654.4k $654.4k 0.43% Reduced -218 -218
31 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 18,36518.4k $581.8k $581.8k 0.05% Reduced -888 -888
32 StrategIQ Financial Group, LLC 0.05% of their portfolio MERRILLVILLE, IN 15,13015.1k $479.3k $479.3k 0.05% Reduced -650 -650
33 COTTONWOOD CAPITAL ADVISORS, LLC 0.38% of their portfolio SALT LAKE CITY, UT 14,43014.4k $457.2k $457.2k 0.38% Reduced -64 -64
34 RPg Family Wealth Advisory, LLC 0.16% of their portfolio BURLINGTON, MA 13,94813.9k $441.9k $441.9k 0.16% New
35 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,93013.9k $441.3k $441.3k 0.00% Added +2.7k +2,699
36 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 13,48413.5k $427.2k $427.2k 0.01% New
37 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 13,23713.2k $419.4k $419.4k 0.00% New
38 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 12,00012.0k $380.2k $380.2k 0.00% New
39 One Charles Private Wealth Services, LLC 0.19% of their portfolio HINGHAM, MA 11,57511.6k $366.7k $366.7k 0.19% New
40 Trueblood Wealth Management, LLC 0.23% of their portfolio LIMA, OH 11,40511.4k $361.3k $361.3k 0.23% First filing
41 Cedar Brook Financial Partners, LLC 0.08% of their portfolio CLEVELAND, OH 11,37511.4k $354.2k $354.2k 0.08% Added +500 +500
42 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,99811.0k $348.4k $348.4k 0.00% Reduced -229 -229
43 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,83910.8k $343.4k $343.4k 0.00% Reduced -8.0k -8,031
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 10,70710.7k $339.0k $339.0k 0.01% Added +575 +575
45 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 10,66310.7k $337.8k $337.8k 0.02% Reduced -1.7k -1,663
46 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 10,11810.1k $320.5k $320.5k 0.02% Reduced -1.1k -1,050
47 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 9,4999.5k $300.9k $300.9k 0.02% Reduced -57 -57
48 SignalPoint Asset Management, LLC 0.09% of their portfolio SPRINGFIELD, MO 9,2069.2k $291.0k $291.0k 0.09% Added +388 +388
49 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 9,1439.1k $289.6k $289.6k 0.01% Unchanged
50 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,0229.0k $285.8k $285.8k 0.01% Added +16 +16
51 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 8,6418.6k $273.0k $273.0k 0.03% Reduced -137 -137
52 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 7,9548.0k $239.4k $239.4k 0.01% Reduced -132 -132
53 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 7,7677.8k $246.1k $246.1k 0.01% Added +1.8k +1,804
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,7347.7k $245.0k $245.0k 0.00% Reduced -39.8k -39,786
55 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 7,6957.7k $243.8k $243.8k 0.02% Added +125 +125
56 Schrum Private Wealth Management LLC 0.34% of their portfolio ST. AUGUSTINE, FL 7,6687.7k $242.9k $242.9k 0.34% Reduced -743 -743
57 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,5137.5k $238.0k $238.0k 0.00% Reduced -552 -552
58 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,3967.4k $234.3k $234.3k 0.01% Reduced -2.6k -2,552
59 PSI Advisors, LLC 0.09% of their portfolio TAMPA, FL 7,2377.2k $229.2k $229.2k 0.09% Reduced -310 -310
60 ROI Financial Advisors, LLC 0.19% of their portfolio Beaverton, OR 7,2057.2k $228.0k $228.0k 0.19% First filing
61 WEALTH EFFECTS LLC 0.08% of their portfolio BOSTON, MA 7,0987.1k $224.9k $224.9k 0.08% Reduced -50 -50
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,8766.9k $217.8k $217.8k 0.00% Added +840 +840
63 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,8296.8k $206.3k $206.3k 0.00% Reduced -852 -852
64 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 6,6476.6k $210.6k $210.6k 0.02% New
65 Fortis Capital Advisors, LLC 0.11% of their portfolio PRAIRIE VILLAGE, KS 6,6476.6k $210.6k $210.6k 0.11% New
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,5345.5k $175.3k $175.3k 0.00% Reduced -14.4k -14,374
67 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 5,1535.2k $163.2k $163.2k 0.03% Added +4.7k +4,693
68 EPG Wealth Management LLC 0.04% of their portfolio ATLANTA, GA 5,0235.0k $149.0k $149.0k 0.04% Reduced -2.1k -2,107
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,8164.8k $152.6k $152.6k 0.00% Reduced -625 -625
70 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,3054.3k $136.4k $136.4k 0.00% New
71 DB Wealth Management Group, LLC 0.07% of their portfolio SAN DIEGO, CA 4,1394.1k $131.1k $131.1k 0.07% Reduced -4.4k -4,354
72 Manchester Capital Management LLC 0.02% of their portfolio MANCHESTER, VT 3,9794.0k $126.1k $126.1k 0.02% Unchanged
73 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,7192.7k $86.1k $86.1k 0.00% Reduced -103 -103
74 ICA Group Wealth Management, LLC 0.02% of their portfolio DENVER, CO 2,6162.6k $82.9k $82.9k 0.02% New
75 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,0282.0k $64.2k $64.2k 0.01% Unchanged
76 REAP Financial Group, LLC 0.02% of their portfolio AUSTIN, TX 1,8071.8k $57.2k $57.2k 0.02% First filing
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,7081.7k $54.1k $54.1k 0.00% Unchanged
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $47.5k $47.5k 0.00% Unchanged
79 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,1541.2k $36.6k $36.6k 0.00% Unchanged
80 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 1,0651.1k $33.7k $33.7k 0.02% Unchanged
81 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 847847 $26.8k $26.8k 0.00% First filing
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 844844 $26.7k $26.7k 0.00% Added +744 +744
83 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 825825 $26.1k $26.1k 0.00% Unchanged
84 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 789789 $25.0k $25.0k 0.00% Unchanged
85 FMR LLC 0.00% of their portfolio BOSTON, MA 782782 $24.8k $24.8k 0.00% Added +355 +355
86 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 624624 $19.8k $19.8k 0.00% Added +1 +1
87 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 385385 $12.0k $12.0k 0.00% Added +185 +185
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 350350 $10.8k $10.8k 0.00% New
89 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 261261 $8.3k $8.3k 0.00% Unchanged
90 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 250250 $7.9k $7.9k 0.00% Unchanged
91 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 215215 $6.8k $6.8k 0.00% Unchanged
92 Indiana Trust & Investment Management Co 0.00% of their portfolio MISHAWAKA, IN 195195 $6.2k $6.2k 0.00% Reduced -65 -65
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 152152 $5.0k $5.0k 0.00% Added +1 +1
94 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 135135 $4.3k $4.3k 0.00% Unchanged
95 Davis Capital Management 0.00% of their portfolio JACKSONVILLE, FL 131131 $4.2k $4.2k 0.00% First filing
96 Semmax Financial Advisors Inc. 0.00% of their portfolio Winston Salem, NC 121121 $3.6k $3.6k 0.00% New
97 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 7878 $2.5k $2.5k 0.00% Unchanged
98 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 7171 $3.0k $3.0k 0.00% Unchanged
99 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 2727 $856 $856 0.00% Added +6 +6