Vault-13

FIRST TR EXCHANGE TRADED FD FXH

HLTH CARE ALPH · ETP · CUSIP 33734X143

264 institutional holders +0 vs Q4 2023
10,355,52210.4m shares reported held*
$1.1bnreported value*
26 new 82 added 90 reduced 23 sold out net bought ≈ $184.2m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $109.54. Options: 1 managers hold calls ($21.9k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 259Q1 23: 257Q2 23: 258Q3 23: 251Q4 23: 264Q1 24: 264264Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022248
Q4 2022259
Q1 2023257
Q2 2023258
Q3 2023251
Q4 2023264
Q1 2024264

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 103 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 108 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 91 bought or addedQ2 23: 113 cut or sold outQ2 23Q3 23: 81 bought or addedQ3 23: 125 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 143 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 113 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210387
Q1 202310890
Q2 202391113
Q3 202381125
Q4 202371143
Q1 2024108113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $2.0mQ2 23 puts: $4.5mQ2 23P/C 2.28Q3 23 calls: $699.6kQ3 23 puts: $9.7kQ3 23P/C 0.01Q4 23 calls: $62.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $21.9kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$2.0m$4.5m2.28
Q3 2023$699.6k$9.7k0.01
Q4 2023$62.1k$00.00
Q1 2024$21.9k$00.00

Biggest buyers

MORGAN STANLEY Added +1,809,237+1.8m
Cetera Investment Advisers Added +59,350+59.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +39,369+39.4k
Waverly Advisors, LLC New +28,330+28.3k
NAVELLIER & ASSOCIATES INC New +27,566+27.6k
CITADEL ADVISORS LLC Added +12,741+12.7k
WELLS FARGO & COMPANY/MN Added +12,132+12.1k
Rockefeller Capital Management L.P. New +10,793+10.8k
ASSETMARK, INC Added +9,939+9.9k
AMERIPRISE FINANCIAL INC Added +7,534+7.5k

Biggest sellers

Cetera Advisor Networks LLC Sold out -71,395-71.4k
OSAIC HOLDINGS, INC. Reduced -60,767-60.8k
Masso Torrence Wealth Management Inc. Sold out -33,920-33.9k
STIFEL FINANCIAL CORP Reduced -30,737-30.7k
ROYAL BANK OF CANADA Reduced -25,009-25.0k
UBS Group AG Reduced -18,113-18.1k
Merit Financial Group, LLC Sold out -15,025-15.0k
Cetera Advisors LLC Sold out -14,910-14.9k
LPL Financial LLC Reduced -14,168-14.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -13,101-13.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $21.9k200 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,553,6755.6m $608.6m $608.6m 0.02% Added +1.8m +1,809,237
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 570,361570.4k $62.5m $62.5m 0.02% Added +12.1k +12,132
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 517,621517.6k $56.7m $56.7m 0.03% Reduced -14.2k -14,168
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 303,700303.7k $33.3m $33.3m 0.00% Reduced -1.6k -1,576
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 235,692235.7k $25.8m $25.8m 0.01% Reduced -18.1k -18,113
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 233,663233.7k $25.6m $25.6m 0.01% Reduced -13.1k -13,101
7 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 175,990176.0k $19.3m $19.3m 0.03% Reduced -11.6k -11,596
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 170,075170.1k $18.6m $18.6m 0.01% Reduced -4.6k -4,593
9 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 129,781129.8k $14.2m $14.2m 0.03% Added +59.4k +59,350
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 113,677113.7k $12.5m $12.5m 0.00% Added +7.5k +7,534
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,488108.5k $11.9m $11.9m 0.00% Added +7.4k +7,439
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 101,853101.9k $11.2m $11.2m 0.02% Added +167 +167
13 PGIM Custom Harvest LLC 0.25% of their portfolio NEWARK, NJ 90,86890.9k $10.0m $10.0m 0.25% Reduced -12.2k -12,154
14 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 86,07486.1k $9.4m $9.4m 0.03% Added +26 +26
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 80,59980.6k $8.8m $8.8m 0.00% Reduced -25.0k -25,009
16 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 76,59376.6k $8.4m $8.4m 0.03% Reduced -603 -603
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 74,21674.2k $8.1m $8.1m 0.02% Reduced -60.8k -60,767
18 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 63,99264.0k $7.0m $7.0m 0.30% Added +2.3k +2,299
19 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,02660.0k $6.6m $6.6m 0.01% Reduced -6.8k -6,773
20 Holistic Financial Partners 2.72% of their portfolio INDIANAPOLIS, IN 48,79148.8k $5.3m $5.3m 2.72% Added +2.8k +2,811
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 44,93644.9k $4.9m $4.9m 0.01% Added +39.4k +39,369
22 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 41,61241.6k $4.6m $4.6m 0.04% Added +532 +532
23 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 41,39541.4k $4.5m $4.5m 0.01% Added +1.6k +1,626
24 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 40,09740.1k $4.4m $4.4m 0.03% Reduced -4.2k -4,236
25 Coppell Advisory Solutions Corp. 0.80% of their portfolio COPPELL, TX 38,71438.7k $4.2m $4.2m 0.80% First filing
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 36,80636.8k $4.0m $4.0m 0.00% Reduced -4.6k -4,602
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 36,23436.2k $4.0m $4.0m 0.01% Added +40 +40
28 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 34,90634.9k $3.8m $3.8m 0.01% Added +9.9k +9,939
29 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 31,62331.6k $3.5m $3.5m 0.04% Reduced -1.1k -1,113
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 30,58830.6k $3.4m $3.4m 0.00% Reduced -499 -499
31 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 29,92329.9k $3.3m $3.3m 0.04% Reduced -324 -324
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 29,09029.1k $3.2m $3.2m 0.01% Added +2.8k +2,776
33 Waverly Advisors, LLC 0.07% of their portfolio BIRMINGHAM, AL 28,33028.3k $3.1m $3.1m 0.07% New
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,00528.0k $3.1m $3.1m 0.00% Reduced -30.7k -30,737
35 NAVELLIER & ASSOCIATES INC 0.37% of their portfolio Reno, NV 27,56627.6k $3.0m $3.0m 0.37% New
36 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 25,41825.4k $2.8m $2.8m 0.02% Added +2.6k +2,564
37 Ashton Thomas Private Wealth, LLC 0.15% of their portfolio SCOTTSDALE, AZ 24,28224.3k $2.7m $2.7m 0.15% Added +912 +912
38 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 21,79121.8k $2.4m $2.4m 0.10% Reduced -213 -213
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,73020.7k $2.3m $2.3m 0.00% Reduced -8.9k -8,936
40 WINTRUST INVESTMENTS LLC 0.20% of their portfolio CHICAGO, IL 20,40720.4k $2.2m $2.2m 0.20% Added +1.7k +1,707
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,35919.4k $2.1m $2.1m 0.00% Added +12.7k +12,741
42 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 19,08219.1k $2.1m $2.1m 0.04% Reduced -33 -33
43 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 19,02619.0k $2.1m $2.1m 0.02% Added +897 +897
44 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 18,98319.0k $2.1m $2.1m 0.06% Reduced -6.2k -6,189
45 Virtue Capital Management, LLC 0.34% of their portfolio BRENTWOOD, TN 18,28618.3k $1.9m $1.9m 0.34% Reduced -55 -55
46 IAMS WEALTH MANAGEMENT, LLC 1.19% of their portfolio OMAHA, NE 18,21318.2k $2.0m $2.0m 1.19% Added +2.2k +2,196
47 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 16,93816.9k $1.9m $1.9m 0.02% Reduced -7.6k -7,632
48 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 15,39215.4k $1.7m $1.7m 0.01% Added +1.6k +1,595
49 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 15,22815.2k $1.7m $1.7m 0.11% Added +3.4k +3,431
50 Schrum Private Wealth Management LLC 1.51% of their portfolio ST. AUGUSTINE, FL 15,13815.1k $1.7m $1.7m 1.51% Added +2.4k +2,420
51 Security Financial Services, INC. 0.37% of their portfolio Fort Wayne, IN 15,07915.1k $1.7m $1.7m 0.37% Unchanged
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,56414.6k $1.6m $1.6m 0.00% Reduced -539 -539
53 Apollon Financial, LLC 0.54% of their portfolio MOUNT PLEASANT, SC 14,20514.2k $1.6m $1.6m 0.54% Reduced -250 -250
54 Gateway Wealth Partners, LLC 0.55% of their portfolio APPLETON, WI 14,10714.1k $1.5m $1.5m 0.55% Added +1.7k +1,708
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 14,06214.1k $1.5m $1.5m 0.03% Reduced -199 -199
56 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 13,65713.7k $1.3m $1.3m 0.04% Added +1.8k +1,785
57 Wagner Wealth Management, LLC 0.45% of their portfolio GREENVILLE, SC 13,33913.3k $1.5m $1.5m 0.45% Reduced -40 -40
58 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,16313.2k $1.4m $1.4m 0.01% Reduced -323 -323
59 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 13,13713.1k $1.4m $1.4m 0.02% Added +976 +976
60 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 13,11213.1k $1.4m $1.4m 0.10% Reduced -729 -729
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 12,83812.8k $1.4m $1.4m 0.01% Reduced -2.7k -2,719
62 Integrated Advisors Network LLC 0.07% of their portfolio DALLAS, TX 12,82912.8k $1.4m $1.4m 0.07% Reduced -1.9k -1,850
63 EUDAIMONIA ADVISORS LLC 0.72% of their portfolio Winchester, TN 12,35512.4k $1.4m $1.4m 0.72% Added +4.1k +4,058
64 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 12,03412.0k $1.3m $1.3m 0.04% Reduced -1.3k -1,265
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,79310.8k $1.2m $1.2m 0.00% New
66 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 10,54610.5k $1.2m $1.2m 0.04% Reduced -224 -224
67 Smart Money Group LLC 0.41% of their portfolio EASTLAND, TX 10,25210.3k $1.1m $1.1m 0.41% Reduced -499 -499
68 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 10,09810.1k $1.1m $1.1m 0.10% Reduced -1.8k -1,848
69 LAKE STREET PRIVATE WEALTH, LLC 0.15% of their portfolio CHICAGO, IL 10,01510.0k $1.1m $1.1m 0.15% Added +315 +315
70 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 9,99310.0k $1.1m $1.1m 0.01% Reduced -43 -43
71 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 9,7919.8k $1.0m $1.0m 0.02% Added +2 +2
72 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 9,6729.7k $1.1m $1.1m 0.01% Added +672 +672
73 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 9,6729.7k $1.1m $1.1m 0.01% Added +672 +672
74 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 9,6469.6k $1.1m $1.1m 0.08% Added +225 +225
75 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 9,1309.1k $1.0m $1.0m 0.03% Reduced -1 -1
76 SignalPoint Asset Management, LLC 0.27% of their portfolio SPRINGFIELD, MO 9,1149.1k $998.8k $998.8k 0.27% Reduced -10 -10
77 Financial Partners Group, Inc 0.16% of their portfolio Overland Park, KS 8,8938.9k $974.6k $974.6k 0.16% Reduced -435 -435
78 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,8688.9k $971.9k $971.9k 0.02% Reduced -1.0k -1,023
79 WealthPLAN Partners, LLC 0.09% of their portfolio OMAHA, NE 8,3238.3k $912.1k $912.1k 0.09% Reduced -236 -236
80 Retirement Planning Group, LLC 0.07% of their portfolio LEAWOOD, KS 8,3008.3k $909.6k $909.6k 0.07% Unchanged
81 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 8,2678.3k $856.1k $856.1k 0.05% Unchanged
82 OneAscent Financial Services LLC 0.10% of their portfolio BIRMINGHAM, AL 8,1058.1k $888.0k $888.0k 0.10% Added +1.1k +1,088
83 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 8,0568.1k $882.9k $882.9k 0.03% Added +2.9k +2,904
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,0008.0k $876.7k $876.7k 0.00% Reduced -1.1k -1,136
85 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 7,6407.6k $837.3k $837.3k 0.06% Reduced -95 -95
86 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,3527.4k $805.7k $805.7k 0.01% Added +1 +1
87 Eudaimonia Partners, LLC 0.19% of their portfolio Winchester, TN 7,1117.1k $779.3k $779.3k 0.19% Added +260 +260
88 Jacobi Capital Management LLC 0.07% of their portfolio PITTSTON, PA 7,0687.1k $774.6k $774.6k 0.07% Added +13 +13
89 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,0207.0k $769.3k $769.3k 0.00% New
90 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 7,0007.0k $767.1k $767.1k 0.03% Unchanged
91 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,8686.9k $752.6k $752.6k 0.01% Added +4 +4
92 Triumph Capital Management 0.30% of their portfolio DENVER, CO 6,8396.8k $743.5k $743.5k 0.30% Reduced -3.2k -3,233
93 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 6,7636.8k $741.2k $741.2k 0.01% Added +48 +48
94 Spectrum Wealth Advisory Group, LLC 0.81% of their portfolio GRANITE BAY, CA 6,4486.4k $706.6k $706.6k 0.81% Added +1 +1
95 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 6,4356.4k $705.2k $705.2k 0.02% Added +426 +426
96 Jaffetilchin Investment Partners, LLC 0.06% of their portfolio TAMPA, FL 6,3906.4k $700.3k $700.3k 0.06% New
97 Blackhawk Capital Partners, LLC 0.43% of their portfolio THIENSVILLE, WI 6,2656.3k $686.6k $686.6k 0.43% Reduced -563 -563
98 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 6,1056.1k $669.0k $669.0k 0.04% Reduced -1.1k -1,110
99 Alliance Wealth Advisors, LLC 0.42% of their portfolio SCRANTON, PA 6,0406.0k $661.9k $661.9k 0.42% Unchanged
100 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 5,9055.9k $647.1k $647.1k 0.05% Reduced -49 -49