Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

230 institutional holders -3 vs Q1 2025
30,960,70931.0m shares reported held*
$1.7bnreported value*
19 new 71 added 90 reduced 22 sold out net sold ≈ $986.4k (-17.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.07. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184Q2 24: 187Q3 24: 192Q4 24: 234Q1 25: 233Q2 25: 230230Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184
Q2 2024187
Q3 2024192
Q4 2024234
Q1 2025233
Q2 2025230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 60 bought or addedQ3 23: 104 cut or sold outQ4 23: 59 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 98 cut or sold outQ2 24: 68 bought or addedQ2 24: 87 cut or sold outQ2 24Q3 24: 72 bought or addedQ3 24: 89 cut or sold outQ4 24: 124 bought or addedQ4 24: 63 cut or sold outQ4 24Q1 25: 113 bought or addedQ1 25: 88 cut or sold outQ2 25: 90 bought or addedQ2 25: 112 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202360104
Q4 202359106
Q1 20246498
Q2 20246887
Q3 20247289
Q4 202412463
Q1 202511388
Q2 202590112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $406.0kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$406.0k$00.00
Q1 2025$0$0—
Q2 2025$0$0—

Biggest buyers

ROYAL BANK OF CANADA Added +418,814+418.8k
Summit Financial, LLC New +162,813+162.8k
Cambridge Investment Research Advisors, Inc. Added +162,267+162.3k
Vestmark Advisory Solutions, Inc. Added +145,280+145.3k
WELLS FARGO & COMPANY/MN Added +135,257+135.3k
Rockefeller Capital Management L.P. Added +97,394+97.4k
TWO SIGMA INVESTMENTS, LP New +83,400+83.4k
OSAIC HOLDINGS, INC. Added +69,173+69.2k
RAYMOND JAMES FINANCIAL INC Added +64,918+64.9k
GOLDMAN SACHS GROUP INC Added +58,730+58.7k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -268,422-268.4k
BANK OF AMERICA CORP /DE/ Reduced -164,843-164.8k
LPL Financial LLC Reduced -151,663-151.7k
MORGAN STANLEY Reduced -129,747-129.7k
Baird Financial Group, Inc. Reduced -117,892-117.9k
TRUIST FINANCIAL CORP Reduced -97,312-97.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -93,676-93.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -91,114-91.1k
CITADEL ADVISORS LLC Reduced -62,104-62.1k
O'Dell Group, LLC Reduced -55,992-56.0k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.61% of their portfolio Wheaton, IL 13,622,13213.6m $763.7m $763.7m 0.61% Reduced -268.4k -268,422
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,563,6152.6m $143.7m $143.7m 0.01% Reduced -129.7k -129,747
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,322,1692.3m $130.2m $130.2m 0.03% Added +135.3k +135,257
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,301,2461.3m $72.9m $72.9m 0.02% Reduced -151.7k -151,663
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,044,1351.0m $58.5m $58.5m 0.02% Added +64.9k +64,918
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 783,906783.9k $43.9m $43.9m 0.00% Added +418.8k +418,814
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 506,477506.5k $28.4m $28.4m 0.01% Reduced -14.9k -14,886
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 494,325494.3k $27.7m $27.7m 0.00% Reduced -164.8k -164,843
9 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 387,950387.9k $21.7m $21.7m 0.11% Added +19.0k +19,002
10 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 372,412372.4k $20.9m $20.9m 0.30% Added +145.3k +145,280
11 NewSquare Capital LLC 1.53% of their portfolio NEWTOWN SQUARE, PA 367,834367.8k $20.6m $20.6m 1.53% Reduced -3.2k -3,231
12 Advisory Services Network, LLC 0.32% of their portfolio ATLANTA, GA 351,062351.1k $20.0m $20.0m 0.32% Added +715 +715
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 328,983329.0k $18.4m $18.4m 0.00% Added +9.1k +9,080
14 O'Dell Group, LLC 4.15% of their portfolio CINCINNATI, OH 296,450296.4k $16.6m $16.6m 4.15% Reduced -56.0k -55,992
15 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 296,337296.3k $16.6m $16.6m 0.05% Added +162.3k +162,267
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 263,559263.6k $14.8m $14.8m 0.01% Reduced -15.4k -15,419
17 Nilsine Partners, LLC 1.45% of their portfolio GREENWOOD VILLAGE, CO 255,384255.4k $14.3m $14.3m 1.45% Reduced -50.8k -50,844
18 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 251,881251.9k $14.1m $14.1m 0.10% Reduced -14.3k -14,291
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 242,517242.5k $13.6m $13.6m 0.02% Added +7.7k +7,696
20 BENJAMIN EDWARDS INC 0.15% of their portfolio Clayton, MO 211,051211.1k $11.8m $11.8m 0.15% Added +49.6k +49,599
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 197,351197.4k $11.1m $11.1m 0.02% Added +69.2k +69,173
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 188,376188.4k $10.6m $10.6m 0.01% Added +97.4k +97,394
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 187,967188.0k $10.5m $10.5m 0.00% Reduced -91.1k -91,114
24 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 177,400177.4k $9.9m $9.9m 0.03% Reduced -2.9k -2,935
25 Summit Financial, LLC 0.21% of their portfolio PARSIPPANY, NJ 162,813162.8k $9.1m $9.1m 0.21% New
26 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 160,373160.4k $9.0m $9.0m 0.23% Added +4.0k +4,023
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 136,627136.6k $7.7m $7.7m 0.01% Reduced -6.1k -6,132
28 Virtue Capital Management, LLC 1.34% of their portfolio BRENTWOOD, TN 130,255130.3k $7.3m $7.3m 1.34% Reduced -9.0k -9,032
29 SFI Advisors, LLC 4.58% of their portfolio Montclair, NJ 117,997118.0k $6.6m $6.6m 4.58% Reduced -5.0k -5,031
30 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 117,062117.1k $6.6m $6.6m 0.01% Reduced -117.9k -117,892
31 WCG Wealth Advisors LLC 0.42% of their portfolio LAS VEGAS, NV 116,260116.3k $6.5m $6.5m 0.42% Added +11.8k +11,792
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,730108.7k $6.1m $6.1m 0.00% Added +58.7k +58,730
33 TradeWell Securities, LLC. 2.86% of their portfolio Fort Wayne, IN 106,831106.8k $6.0m $6.0m 2.86% Added +3.4k +3,426
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 102,274102.3k $5.7m $5.7m 0.01% Reduced -97.3k -97,312
35 Monument Capital Management 1.40% of their portfolio ALEXANDRIA, VA 95,57895.6k $5.4m $5.4m 1.40% Added +381 +381
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 91,48991.5k $5.1m $5.1m 0.01% Added +4.0k +4,009
37 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 89,66489.7k $5.0m $5.0m 0.11% Added +2.9k +2,942
38 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 83,40083.4k $4.7m $4.7m 0.01% New
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 68,28968.3k $3.8m $3.8m 0.00% Reduced -3.3k -3,274
40 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 67,00967.0k $3.8m $3.8m 0.05% Reduced -7.8k -7,847
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 64,59964.6k $3.6m $3.6m 0.02% Added +4.9k +4,870
42 CWM, LLC 0.01% of their portfolio OMAHA, NE 64,20864.2k $3.6m $3.6m 0.01% Reduced -13.8k -13,848
43 GREENUP STREET WEALTH MANAGEMENT LLC 0.60% of their portfolio OVERLAND PARK, KS 61,53961.5k $3.4m $3.4m 0.60% Added +5.0k +5,002
44 DAYMARK WEALTH PARTNERS, LLC 0.11% of their portfolio CINCINNATI, OH 53,84553.8k $3.0m $3.0m 0.11% Added +26.8k +26,752
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 47,25047.2k $2.6m $2.6m 0.01% Reduced -3.4k -3,392
46 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 43,38743.4k $2.4m $2.4m 0.12% Added +3.1k +3,060
47 HARMONY ASSET MANAGEMENT LLC 0.88% of their portfolio SCOTTSDALE, AZ 41,95442.0k $2.4m $2.4m 0.88% Unchanged
48 BRASS TAX WEALTH MANAGEMENT, INC 0.45% of their portfolio CINCINNATI, OH 41,67441.7k $2.3m $2.3m 0.45% Reduced -875 -875
49 Transamerica Financial Advisors, LLC 0.22% of their portfolio CEDAR RAPIDS, IA 41,16741.2k $2.3m $2.3m 0.22% Reduced -531 -531
50 Proactive Wealth Strategies LLC 1.08% of their portfolio MARIETTA, GA 40,77340.8k $2.3m $2.3m 1.08% Added +116 +116
51 Choice Wealth Advisors LLC 1.03% of their portfolio WATERVILLE, ME 40,60140.6k $2.3m $2.3m 1.03% Unchanged
52 TriaGen Wealth Management LLC 0.68% of their portfolio Calabasas, CA 40,26140.3k $2.3m $2.3m 0.68% Added +18.3k +18,315
53 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 40,08840.1k $2.2m $2.2m 0.04% Added +21.4k +21,379
54 Western Wealth Management, LLC 0.13% of their portfolio GOLDEN, CO 37,99138.0k $2.1m $2.1m 0.13% Reduced -661 -661
55 Garden State Investment Advisory Services LLC 0.54% of their portfolio Red Bank, NJ 35,31735.3k $2.0m $2.0m 0.54% Reduced -1.1k -1,130
56 Plotkin Financial Advisors, LLC 1.05% of their portfolio CHEVY CHASE, MD 33,81633.8k $1.9m $1.9m 1.05% Reduced -466 -466
57 Genesee Capital Advisors, LLC 0.83% of their portfolio AUBURN, NY 33,21433.2k $1.9m $1.9m 0.83% Added +549 +549
58 Pacific Sun Financial Corp 0.96% of their portfolio LOS ANGELES, CA 32,63032.6k $1.8m $1.8m 0.96% Added +71 +71
59 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 32,37132.4k $1.8m $1.8m 0.09% Added +1.1k +1,134
60 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 31,31231.3k $1.8m $1.8m 0.03% Unchanged
61 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 30,30830.3k $1.7m $1.7m 0.10% Reduced -2.5k -2,458
62 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 29,01329.0k $1.6m $1.6m 0.04% Added +2.0k +2,028
63 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 28,74528.7k $1.6m $1.6m 0.00% Added +2.8k +2,844
64 Crumly & Associates Inc. 0.39% of their portfolio SPRINGFIELD, IL 28,32428.3k $1.6m $1.6m 0.39% Reduced -83 -83
65 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 26,00126.0k $1.5m $1.5m 0.12% Added +18 +18
66 Schrum Private Wealth Management LLC 1.16% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.4m $1.4m 1.16% Unchanged
67 Wagner Wealth Management, LLC 0.32% of their portfolio GREENVILLE, SC 25,33725.3k $1.4m $1.4m 0.32% Reduced -1.5k -1,505
68 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,01225.0k $1.4m $1.4m 0.04% Reduced -147 -147
69 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 24,81424.8k $1.4m $1.4m 0.02% Reduced -243 -243
70 Certified Advisory Corp 0.14% of their portfolio ALTAMONTE SPRINGS, FL 24,60224.6k $1.4m $1.4m 0.14% Reduced -1.5k -1,479
71 Jacobi Capital Management LLC 0.09% of their portfolio PITTSTON, PA 24,37824.4k $1.4m $1.4m 0.09% Reduced -129 -129
72 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,66623.7k $1.3m $1.3m 0.01% Reduced -280 -280
73 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 23,09323.1k $1.3m $1.3m 0.03% Added +1.2k +1,201
74 Davis Investment Partners, LLC 0.46% of their portfolio CHARLOTTE, NC 22,62322.6k $1.3m $1.3m 0.46% Added +463 +463
75 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 22,58122.6k $1.3m $1.3m 0.03% Added +1.7k +1,742
76 Montis Financial, LLC 0.35% of their portfolio WALTHAM, MA 22,18822.2k $1.2m $1.2m 0.35% Reduced -3.7k -3,731
77 HFG Advisors, Inc. 0.94% of their portfolio CINCINATTI, OH 21,26621.3k $1.2m $1.2m 0.94% Added +92 +92
78 Ballew Advisors, Inc 0.71% of their portfolio Jackson, MS 20,82620.8k $1.2m $1.2m 0.71% Reduced -99 -99
79 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 19,73319.7k $1.1m $1.1m 0.08% Added +979 +979
80 1858 WEALTH MANAGEMENT, LLC 0.80% of their portfolio AKRON, OH 19,28319.3k $1.1m $1.1m 0.80% Added +955 +955
81 Apeiron RIA LLC 0.28% of their portfolio Dallas, TX 19,21119.2k $1.1m $1.1m 0.28% Added +1.2k +1,177
82 Regal Investment Advisors LLC 0.08% of their portfolio KENTWOOD, MI 19,15519.2k $1.1m $1.1m 0.08% Unchanged
83 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 18,69418.7k $1.0m $1.0m 0.01% Added +1.8k +1,751
84 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.13% of their portfolio INDIANAPOLIS, IN 18,14618.1k $1.0m $1.0m 0.13% Added +1.9k +1,895
85 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 17,99018.0k $1.0m $1.0m 0.02% Added +292 +292
86 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 17,58517.6k $985.8k $985.8k 0.03% Reduced -120 -120
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,69616.7k $936.0k $936.0k 0.00% Reduced -1.1k -1,098
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 15,89015.9k $890.8k $890.8k 0.00% Reduced -462 -462
89 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 15,80515.8k $886.1k $886.1k 0.05% Reduced -657 -657
90 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 15,72715.7k $881.7k $881.7k 0.01% Reduced -1.6k -1,591
91 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 14,73514.7k $826.1k $826.1k 0.01% Reduced -571 -571
92 Vishria Bird Financial Group, LLC 0.27% of their portfolio MEMPHIS, TN 14,47514.5k $811.5k $811.5k 0.27% Unchanged
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,15514.2k $793.5k $793.5k 0.00% Reduced -93.7k -93,676
94 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,03914.0k $787.0k $787.0k 0.01% Added +21 +21
95 Quantum Portfolio Management LLC 0.37% of their portfolio NEW YORK, NY 13,95214.0k $782.1k $782.1k 0.37% Added +4.4k +4,431
96 Tudor Financial Inc. 0.43% of their portfolio DAYTON, OH 13,43213.4k $753.0k $753.0k 0.43% Reduced -3.1k -3,087
97 KKM Financial LLC 0.25% of their portfolio CHICAGO, IL 12,90912.9k $723.7k $723.7k 0.25% Reduced -2.3k -2,309
98 MinichMacGregor Wealth Management, LLC 0.15% of their portfolio Saratoga Springs, NY 12,71312.7k $712.7k $712.7k 0.15% Added +407 +407
99 GPS Wealth Strategies Group, LLC 0.08% of their portfolio CENTENNIAL, CO 12,52912.5k $702.4k $702.4k 0.08% Added +1.6k +1,589
100 RPg Family Wealth Advisory, LLC 0.19% of their portfolio BURLINGTON, MA 12,44412.4k $697.6k $697.6k 0.19% Reduced -208 -208