Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

233 institutional holders -1 vs Q4 2024
30,978,13331.0m shares reported held*
$1.6bnreported value*
21 new 92 added 69 reduced 19 sold out net bought ≈ $72.3m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.99. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184Q2 24: 187Q3 24: 192Q4 24: 234Q1 25: 233233Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184
Q2 2024187
Q3 2024192
Q4 2024234
Q1 2025233

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 49 bought or addedQ2 23: 136 cut or sold outQ3 23: 60 bought or addedQ3 23: 104 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 106 cut or sold outQ1 24: 64 bought or addedQ1 24: 98 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 87 cut or sold outQ3 24: 72 bought or addedQ3 24: 89 cut or sold outQ3 24Q4 24: 124 bought or addedQ4 24: 63 cut or sold outQ1 25: 113 bought or addedQ1 25: 88 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202349136
Q3 202360104
Q4 202359106
Q1 20246498
Q2 20246887
Q3 20247289
Q4 202412463
Q1 202511388

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $406.0kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$406.0k$00.00
Q1 2025$0$0—

Biggest buyers

NewSquare Capital LLC New +371,065+371.1k
WELLS FARGO & COMPANY/MN Added +291,716+291.7k
Nilsine Partners, LLC Added +287,719+287.7k
RAYMOND JAMES FINANCIAL INC Added +274,887+274.9k
BANK OF AMERICA CORP /DE/ Added +216,008+216.0k
MORGAN STANLEY Added +213,567+213.6k
O'Dell Group, LLC Added +127,633+127.6k
Vestmark Advisory Solutions, Inc. Added +111,840+111.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +102,520+102.5k
HARBOUR INVESTMENTS, INC. Added +85,443+85.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -1,165,336-1.2m
Independent Advisor Alliance Sold out -112,271-112.3k
Secure Asset Management, LLC Sold out -99,677-99.7k
JANE STREET GROUP, LLC Reduced -74,454-74.5k
NAVELLIER & ASSOCIATES INC Sold out -67,426-67.4k
OSAIC HOLDINGS, INC. Reduced -60,474-60.5k
GTS SECURITIES LLC Sold out -50,094-50.1k
Concurrent Investment Advisors, LLC Reduced -24,100-24.1k
TRUIST FINANCIAL CORP Reduced -24,001-24.0k
Summit Financial, LLC Sold out -22,414-22.4k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.65% of their portfolio Wheaton, IL 13,890,55413.9m $736.2m $736.2m 0.65% Reduced -1.2m -1,165,336
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,693,3622.7m $142.7m $142.7m 0.01% Added +213.6k +213,567
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,186,9122.2m $115.9m $115.9m 0.03% Added +291.7k +291,716
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,452,9091.5m $77.0m $77.0m 0.03% Reduced -12.4k -12,351
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 979,217979.2k $51.9m $51.9m 0.02% Added +274.9k +274,887
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 659,168659.2k $34.9m $34.9m 0.00% Added +216.0k +216,008
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 521,363521.4k $27.6m $27.6m 0.01% Added +30.2k +30,220
8 NewSquare Capital LLC 1.60% of their portfolio NEWTOWN SQUARE, PA 371,065371.1k $19.7m $19.7m 1.60% New
9 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 368,948368.9k $19.6m $19.6m 0.12% Added +40.4k +40,380
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 365,092365.1k $19.3m $19.3m 0.00% Added +77.4k +77,376
11 O'Dell Group, LLC 4.84% of their portfolio CINCINNATI, OH 352,442352.4k $18.7m $18.7m 4.84% Added +127.6k +127,633
12 Advisory Services Network, LLC 0.36% of their portfolio ATLANTA, GA 350,347350.3k $18.6m $18.6m 0.36% Added +6.9k +6,887
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 319,903319.9k $17.0m $17.0m 0.00% Added +50.4k +50,396
14 Nilsine Partners, LLC 1.78% of their portfolio GREENWOOD VILLAGE, CO 306,228306.2k $16.2m $16.2m 1.78% Added +287.7k +287,719
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 279,081279.1k $14.8m $14.8m 0.00% Added +6.6k +6,629
16 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 278,978279.0k $14.8m $14.8m 0.02% Added +83.4k +83,405
17 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 266,172266.2k $14.1m $14.1m 0.11% Added +31.1k +31,095
18 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 234,954235.0k $12.5m $12.5m 0.02% Added +75.0k +74,966
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 234,821234.8k $12.4m $12.4m 0.02% Added +34.7k +34,687
20 Vestmark Advisory Solutions, Inc. 0.31% of their portfolio Wakefield, MA 227,132227.1k $12.0m $12.0m 0.31% Added +111.8k +111,840
21 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 199,586199.6k $10.6m $10.6m 0.02% Reduced -24.0k -24,001
22 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 180,335180.3k $9.6m $9.6m 0.03% Added +69.2k +69,198
23 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 161,452161.5k $8.6m $8.6m 0.12% Added +13.5k +13,499
24 HARBOUR INVESTMENTS, INC. 0.24% of their portfolio MADISON, WI 156,350156.3k $8.3m $8.3m 0.24% Added +85.4k +85,443
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 142,759142.8k $7.6m $7.6m 0.01% Added +16.8k +16,837
26 Virtue Capital Management, LLC 0.86% of their portfolio BRENTWOOD, TN 139,287139.3k $7.4m $7.4m 0.86% Added +13.4k +13,353
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 134,070134.1k $7.1m $7.1m 0.02% Reduced -21.4k -21,427
28 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 128,178128.2k $6.8m $6.8m 0.02% Reduced -60.5k -60,474
29 SFI Advisors, LLC 4.82% of their portfolio Montclair, NJ 123,028123.0k $6.5m $6.5m 4.82% Reduced -2.9k -2,869
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 107,831107.8k $5.7m $5.7m 0.01% Added +102.5k +102,520
31 WCG Wealth Advisors LLC 0.42% of their portfolio LAS VEGAS, NV 104,468104.5k $5.5m $5.5m 0.42% Reduced -16.8k -16,786
32 TradeWell Securities, LLC. 3.02% of their portfolio Fort Wayne, IN 103,405103.4k $5.5m $5.5m 3.02% Added +3.1k +3,077
33 Monument Capital Management 1.55% of their portfolio ALEXANDRIA, VA 95,19795.2k $5.0m $5.0m 1.55% Reduced -3.0k -2,960
34 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 90,98291.0k $4.8m $4.8m 0.01% Added +156 +156
35 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 87,48087.5k $4.6m $4.6m 0.02% Added +30.7k +30,690
36 World Investment Advisors 0.12% of their portfolio LINCROFT, NJ 86,72286.7k $4.6m $4.6m 0.12% Added +68.7k +68,735
37 CWM, LLC 0.02% of their portfolio OMAHA, NE 78,05678.1k $4.1m $4.1m 0.02% Added +61.2k +61,180
38 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 74,85674.9k $4.0m $4.0m 0.06% Added +65.6k +65,621
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 71,56371.6k $3.8m $3.8m 0.01% Added +8.2k +8,168
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 71,12771.1k $3.8m $3.8m 0.00% Added +26.3k +26,332
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 59,72959.7k $3.2m $3.2m 0.02% Reduced -5.9k -5,921
42 GREENUP STREET WEALTH MANAGEMENT LLC 0.59% of their portfolio OVERLAND PARK, KS 56,53756.5k $3.0m $3.0m 0.59% New
43 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 50,64250.6k $2.7m $2.7m 0.02% Added +24.0k +23,981
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $2.6m $2.6m 0.00% Reduced -633 -633
45 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $2.6m $2.6m 0.00% First filing
46 BRASS TAX WEALTH MANAGEMENT, INC 0.47% of their portfolio CINCINNATI, OH 42,54942.5k $2.3m $2.3m 0.47% Reduced -1.9k -1,928
47 HARMONY ASSET MANAGEMENT LLC 0.93% of their portfolio SCOTTSDALE, AZ 41,95442.0k $2.2m $2.2m 0.93% Unchanged
48 Transamerica Financial Advisors, LLC 0.23% of their portfolio CEDAR RAPIDS, IA 41,69841.7k $2.2m $2.2m 0.23% Reduced -2.1k -2,143
49 Proactive Wealth Strategies LLC 1.15% of their portfolio MARIETTA, GA 40,65740.7k $2.2m $2.2m 1.15% Reduced -733 -733
50 Choice Wealth Advisors LLC 1.12% of their portfolio WATERVILLE, ME 40,60140.6k $2.2m $2.2m 1.12% Reduced -506 -506
51 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 40,32740.3k $2.1m $2.1m 0.06% Added +14.3k +14,325
52 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 38,65238.7k $2.0m $2.0m 0.14% Reduced -2.4k -2,428
53 Garden State Investment Advisory Services LLC 0.62% of their portfolio Red Bank, NJ 36,44736.4k $1.9m $1.9m 0.62% Added +7.9k +7,940
54 Plotkin Financial Advisors, LLC 1.12% of their portfolio CHEVY CHASE, MD 34,28234.3k $1.8m $1.8m 1.12% Reduced -209 -209
55 Peak Planning Group, LLC 0.74% of their portfolio CENTENNIAL, CO 33,02633.0k $1.8m $1.8m 0.74% Added +118 +118
56 Cyndeo Wealth Partners, LLC 0.11% of their portfolio ST. PETERSBURG, FL 32,76632.8k $1.7m $1.7m 0.11% Added +4.5k +4,494
57 Genesee Capital Advisors, LLC 0.87% of their portfolio AUBURN, NY 32,66532.7k $1.7m $1.7m 0.87% Reduced -611 -611
58 Pacific Sun Financial Corp 0.98% of their portfolio LOS ANGELES, CA 32,55932.6k $1.7m $1.7m 0.98% Added +39 +39
59 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 31,31231.3k $1.7m $1.7m 0.03% Added +2.3k +2,321
60 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 31,23731.2k $1.7m $1.7m 0.09% Added +811 +811
61 Crumly & Associates Inc. 0.42% of their portfolio SPRINGFIELD, IL 28,40728.4k $1.5m $1.5m 0.42% Reduced -694 -694
62 DAYMARK WEALTH PARTNERS, LLC 0.06% of their portfolio CINCINNATI, OH 27,09327.1k $1.4m $1.4m 0.06% Reduced -238 -238
63 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 26,98527.0k $1.4m $1.4m 0.04% Added +1.9k +1,851
64 Wagner Wealth Management, LLC 0.35% of their portfolio GREENVILLE, SC 26,84226.8k $1.4m $1.4m 0.35% Added +264 +264
65 Certified Advisory Corp 0.16% of their portfolio ALTAMONTE SPRINGS, FL 26,08126.1k $1.4m $1.4m 0.16% Added +455 +455
66 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 25,98326.0k $1.4m $1.4m 0.12% Reduced -15.6k -15,641
67 Montis Financial, LLC 0.40% of their portfolio WALTHAM, MA 25,91925.9k $1.4m $1.4m 0.40% Added +2.0k +1,982
68 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,90125.9k $1.4m $1.4m 0.00% Added +11.0k +11,045
69 Schrum Private Wealth Management LLC 1.20% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.4m $1.4m 1.20% Unchanged
70 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,15925.2k $1.3m $1.3m 0.04% Added +5.8k +5,837
71 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 25,05725.1k $1.3m $1.3m 0.02% Added +3.4k +3,440
72 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 24,50724.5k $1.3m $1.3m 0.10% Added +15 +15
73 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,94623.9k $1.3m $1.3m 0.01% Reduced -1.2k -1,193
74 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 22,68922.7k $1.2m $1.2m 0.04% Unchanged
75 Davis Investment Partners, LLC 0.48% of their portfolio CHARLOTTE, NC 22,16022.2k $1.1m $1.1m 0.48% Added +3.7k +3,693
76 TriaGen Wealth Management LLC 0.41% of their portfolio Calabasas, CA 21,94621.9k $1.2m $1.2m 0.41% Reduced -2.1k -2,090
77 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 21,89221.9k $1.2m $1.2m 0.03% Added +19.8k +19,848
78 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 21,88721.9k $1.2m $1.2m 0.03% Reduced -24.1k -24,100
79 HFG Advisors, Inc. 0.96% of their portfolio CINCINATTI, OH 21,17421.2k $1.1m $1.1m 0.96% Reduced -389 -389
80 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 21,13421.1k $1.1m $1.1m 0.02% Added +11.8k +11,778
81 Ballew Advisors, Inc 0.68% of their portfolio Jackson, MS 20,92520.9k $1.0m $1.0m 0.68% Reduced -549 -549
82 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,83920.8k $1.1m $1.1m 0.01% Added +1.6k +1,583
83 CX Institutional 0.04% of their portfolio AUBURN, IN 19,26319.3k $1.0m $1.0m 0.04% New
84 Regal Investment Advisors LLC 0.08% of their portfolio KENTWOOD, MI 19,15519.2k $1.0m $1.0m 0.08% Unchanged
85 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 18,75418.8k $994.0k $994.0k 0.08% Reduced -279 -279
86 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 18,70918.7k $991.7k $991.7k 0.02% Reduced -395 -395
87 1858 WEALTH MANAGEMENT, LLC 0.82% of their portfolio AKRON, OH 18,32818.3k $971.4k $971.4k 0.82% Added +388 +388
88 Apeiron RIA LLC 0.29% of their portfolio Dallas, TX 18,03418.0k $955.8k $955.8k 0.29% New
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 17,79417.8k $943.1k $943.1k 0.00% Reduced -1.9k -1,863
90 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 17,70517.7k $938.4k $938.4k 0.04% Added +495 +495
91 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 17,69817.7k $938.0k $938.0k 0.03% Added +7.1k +7,143
92 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 17,31817.3k $917.9k $917.9k 0.01% Added +8.7k +8,687
93 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 16,94316.9k $898.0k $898.0k 0.01% Added +1.0k +1,015
94 Tudor Financial Inc. 0.53% of their portfolio DAYTON, OH 16,51916.5k $875.5k $875.5k 0.53% Added +1.3k +1,327
95 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 16,46216.5k $887.1k $887.1k 0.04% Added +511 +511
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,35216.4k $866.7k $866.7k 0.00% Added +1.5k +1,538
97 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.14% of their portfolio INDIANAPOLIS, IN 16,25116.3k $861.3k $861.3k 0.14% Added +1.9k +1,948
98 KINGSWOOD WEALTH ADVISORS, LLC 0.08% of their portfolio SAN DIEGO, CA 15,98716.0k $847.3k $847.3k 0.08% Reduced -1.1k -1,053
99 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 15,30615.3k $811.2k $811.2k 0.01% Added +1.2k +1,197
100 Cutter & CO Brokerage, Inc. 0.19% of their portfolio Ballwin, MO 15,24615.2k $808.0k $808.0k 0.19% Added +37 +37