Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

234 institutional holders +42 vs Q3 2024
29,742,50729.7m shares reported held*
$1.6bnreported value*
37 new 87 added 57 reduced 6 sold out net bought ≈ $1.0bn (+19.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.13. Options: 1 managers hold calls ($406.0k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184Q2 24: 187Q3 24: 192Q4 24: 234234Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184
Q2 2024187
Q3 2024192
Q4 2024234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 96 bought or addedQ1 23: 108 cut or sold outQ2 23: 49 bought or addedQ2 23: 136 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 104 cut or sold outQ4 23: 59 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 98 cut or sold outQ2 24: 68 bought or addedQ2 24: 87 cut or sold outQ2 24Q3 24: 72 bought or addedQ3 24: 89 cut or sold outQ4 24: 124 bought or addedQ4 24: 63 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202396108
Q2 202349136
Q3 202360104
Q4 202359106
Q1 20246498
Q2 20246887
Q3 20247289
Q4 202412463

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $406.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$406.0k$00.00

Biggest buyers

FIRST TRUST ADVISORS LP New +15,055,890+15.1m
MORGAN STANLEY Added +557,732+557.7k
WELLS FARGO & COMPANY/MN Added +510,415+510.4k
Advisory Services Network, LLC New +343,460+343.5k
NewEdge Advisors, LLC Added +315,630+315.6k
O'Dell Group, LLC New +224,809+224.8k
ENVESTNET ASSET MANAGEMENT INC Added +152,320+152.3k
BNP PARIBAS FINANCIAL MARKETS New +150,000+150.0k
D.A. DAVIDSON & CO. Added +149,757+149.8k
TRUIST FINANCIAL CORP Added +134,948+134.9k

Biggest sellers

BRASS TAX WEALTH MANAGEMENT, INC Reduced -45,193-45.2k
TWO SIGMA INVESTMENTS, LP Sold out -38,700-38.7k
Onyx Bridge Wealth Group LLC Sold out -29,522-29.5k
Schrum Private Wealth Management LLC Reduced -25,718-25.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -21,784-21.8k
Coppell Advisory Solutions LLC Reduced -15,824-15.8k
LANARK FINANCIAL, INC. Reduced -14,491-14.5k
Crumly & Associates Inc. Reduced -7,065-7.1k
Jaffetilchin Investment Partners, LLC Sold out -6,672-6.7k
Regal Investment Advisors LLC Reduced -6,481-6.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $406.0k7.5k shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.72% of their portfolio Wheaton, IL 15,055,89015.1m $815.0m $815.0m 0.72% New
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,479,7952.5m $134.2m $134.2m 0.01% Added +557.7k +557,732
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,895,1961.9m $102.6m $102.6m 0.02% Added +510.4k +510,415
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,465,2601.5m $79.3m $79.3m 0.03% Added +110.6k +110,621
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 704,330704.3k $38.1m $38.1m 0.01% First filing
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 491,143491.1k $26.6m $26.6m 0.01% Added +46.1k +46,097
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 443,160443.2k $24.0m $24.0m 0.00% Added +5.9k +5,943
8 Advisory Services Network, LLC 0.35% of their portfolio ATLANTA, GA 343,460343.5k $18.6m $18.6m 0.35% New
9 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 328,568328.6k $17.8m $17.8m 0.11% Added +315.6k +315,630
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 287,716287.7k $15.6m $15.6m 0.00% Added +75.4k +75,426
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 272,452272.5k $14.7m $14.7m 0.00% Added +152.3k +152,320
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 269,507269.5k $14.6m $14.6m 0.00% Added +104.2k +104,241
13 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 235,077235.1k $12.7m $12.7m 0.10% Added +149.8k +149,757
14 O'Dell Group, LLC 2.75% of their portfolio CINCINNATI, OH 224,809224.8k $12.2m $12.2m 2.75% New
15 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 223,587223.6k $12.1m $12.1m 0.02% Added +134.9k +134,948
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 200,134200.1k $10.8m $10.8m 0.02% Added +46.8k +46,829
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 195,573195.6k $10.6m $10.6m 0.01% Added +26.0k +26,006
18 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 188,652188.7k $10.2m $10.2m 0.02% Added +45.0k +44,950
19 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 159,988160.0k $8.7m $8.7m 0.02% Added +92.0k +92,021
20 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 155,497155.5k $8.4m $8.4m 0.03% Added +48.9k +48,852
21 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 150,000150.0k $8.1m $8.1m 0.01% New
22 BENJAMIN EDWARDS INC 0.11% of their portfolio Clayton, MO 147,953148.0k $8.0m $8.0m 0.11% Added +126.3k +126,284
23 Virtue Capital Management, LLC 1.37% of their portfolio BRENTWOOD, TN 125,934125.9k $6.8m $6.8m 1.37% Reduced -3.6k -3,575
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 125,922125.9k $6.8m $6.8m 0.01% Added +4.1k +4,055
25 SFI Advisors, LLC 4.78% of their portfolio Montclair, NJ 125,897125.9k $6.8m $6.8m 4.78% Reduced -4.0k -4,049
26 WCG Wealth Advisors LLC 0.43% of their portfolio LAS VEGAS, NV 121,254121.3k $6.6m $6.6m 0.43% New
27 Vestmark Advisory Solutions, Inc. 0.21% of their portfolio Wakefield, MA 115,292115.3k $6.2m $6.2m 0.21% Added +1.2k +1,228
28 Independent Advisor Alliance 0.08% of their portfolio CHARLOTTE, NC 112,271112.3k $6.1m $6.1m 0.08% New
29 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 111,137111.1k $6.0m $6.0m 0.02% Added +11.2k +11,175
30 TradeWell Securities, LLC. 2.81% of their portfolio Fort Wayne, IN 100,328100.3k $5.4m $5.4m 2.81% First filing
31 Secure Asset Management, LLC 0.82% of their portfolio Troy, MI 99,67799.7k $5.4m $5.4m 0.82% Added +1.6k +1,615
32 Monument Capital Management 1.47% of their portfolio ALEXANDRIA, VA 98,15798.2k $5.3m $5.3m 1.47% Reduced -2.8k -2,820
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 90,82690.8k $4.9m $4.9m 0.01% Added +40.4k +40,389
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 78,89878.9k $4.3m $4.3m 0.01% Added +34.0k +34,039
35 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 70,90770.9k $3.8m $3.8m 0.11% Added +45.0k +45,035
36 NAVELLIER & ASSOCIATES INC 0.44% of their portfolio Reno, NV 67,42667.4k $3.6m $3.6m 0.44% Added +8.4k +8,361
37 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 65,65065.7k $3.6m $3.6m 0.02% Added +7.7k +7,712
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 63,39563.4k $3.4m $3.4m 0.00% Added +9.2k +9,159
39 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 56,79056.8k $3.1m $3.1m 0.01% Reduced -472 -472
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,63350.6k $2.7m $2.7m 0.00% New
41 GTS SECURITIES LLC 0.13% of their portfolio NEW YORK, NY 50,09450.1k $2.7m $2.7m 0.13% Added +27.6k +27,556
42 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 45,98746.0k $2.5m $2.5m 0.07% Reduced -1.9k -1,895
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,79544.8k $2.4m $2.4m 0.00% Added +17.0k +16,963
44 BRASS TAX WEALTH MANAGEMENT, INC 0.51% of their portfolio CINCINNATI, OH 44,47744.5k $2.4m $2.4m 0.51% Reduced -45.2k -45,193
45 Transamerica Financial Advisors, LLC 0.23% of their portfolio CEDAR RAPIDS, IA 43,84143.8k $2.4m $2.4m 0.23% New
46 HARMONY ASSET MANAGEMENT LLC 0.90% of their portfolio SCOTTSDALE, AZ 41,95442.0k $2.3m $2.3m 0.90% New
47 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio ORLANDO, FL 41,62441.6k $2.2m $2.2m 0.19% New
48 Proactive Wealth Strategies LLC 1.17% of their portfolio MARIETTA, GA 41,39041.4k $2.2m $2.2m 1.17% New
49 Choice Wealth Advisors LLC 1.14% of their portfolio WATERVILLE, ME 41,10741.1k $2.2m $2.2m 1.14% Reduced -919 -919
50 Western Wealth Management, LLC 0.12% of their portfolio GOLDEN, CO 41,08041.1k $2.2m $2.2m 0.12% Added +225 +225
51 Plotkin Financial Advisors, LLC 1.11% of their portfolio CHEVY CHASE, MD 34,49134.5k $1.9m $1.9m 1.11% Reduced -295 -295
52 Genesee Capital Advisors, LLC 0.84% of their portfolio AUBURN, NY 33,27633.3k $1.8m $1.8m 0.84% New
53 Peak Planning Group, LLC 0.74% of their portfolio CENTENNIAL, CO 32,90832.9k $1.8m $1.8m 0.74% Added +139 +139
54 Pacific Sun Financial Corp 0.96% of their portfolio LOS ANGELES, CA 32,52032.5k $1.8m $1.8m 0.96% Reduced -34 -34
55 StoneX Group Inc. 0.09% of their portfolio NEW YORK, NY 30,42630.4k $1.6m $1.6m 0.09% New
56 Crumly & Associates Inc. 0.43% of their portfolio SPRINGFIELD, IL 29,10129.1k $1.6m $1.6m 0.43% Reduced -7.1k -7,065
57 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 28,99129.0k $1.6m $1.6m 0.03% Added +224 +224
58 Garden State Investment Advisory Services LLC 0.47% of their portfolio Red Bank, NJ 28,50728.5k $1.5m $1.5m 0.47% Added +6.9k +6,882
59 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 28,27228.3k $1.5m $1.5m 0.10% New
60 Private Advisory Group LLC 0.17% of their portfolio REDMOND, WA 27,73427.7k $1.5m $1.5m 0.17% Added +891 +891
61 DAYMARK WEALTH PARTNERS, LLC 0.06% of their portfolio CINCINNATI, OH 27,33127.3k $1.5m $1.5m 0.06% Added +7 +7
62 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,66126.7k $1.4m $1.4m 0.01% Added +8.1k +8,118
63 Wagner Wealth Management, LLC 0.37% of their portfolio GREENVILLE, SC 26,57826.6k $1.4m $1.4m 0.37% Reduced -174 -174
64 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 26,00226.0k $1.4m $1.4m 0.05% Added +20.2k +20,230
65 Schrum Private Wealth Management LLC 1.18% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.4m $1.4m 1.18% Reduced -25.7k -25,718
66 Certified Advisory Corp 0.15% of their portfolio ALTAMONTE SPRINGS, FL 25,62625.6k $1.4m $1.4m 0.15% Added +1.4k +1,420
67 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 25,13925.1k $1.4m $1.4m 0.01% Added +1.3k +1,260
68 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 25,13425.1k $1.4m $1.4m 0.04% Reduced -3.0k -3,005
69 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 24,49224.5k $1.3m $1.3m 0.10% Reduced -460 -460
70 TriaGen Wealth Management LLC 0.44% of their portfolio Calabasas, CA 24,03624.0k $1.3m $1.3m 0.44% New
71 Montis Financial, LLC 0.40% of their portfolio WALTHAM, MA 23,93723.9k $1.3m $1.3m 0.40% Added +1.7k +1,717
72 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 22,68922.7k $1.2m $1.2m 0.04% Unchanged
73 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 22,41422.4k $1.2m $1.2m 0.04% Added +2.4k +2,439
74 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 21,61721.6k $1.2m $1.2m 0.01% Added +826 +826
75 HFG Advisors, Inc. 1.02% of their portfolio CINCINATTI, OH 21,56321.6k $1.2m $1.2m 1.02% New
76 Ballew Advisors, Inc 0.72% of their portfolio Jackson, MS 21,47421.5k $1.1m $1.1m 0.72% Added +2 +2
77 SignalPoint Asset Management, LLC 0.27% of their portfolio SPRINGFIELD, MO 20,14220.1k $1.1m $1.1m 0.27% Added +6 +6
78 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 19,89319.9k $1.1m $1.1m 0.00% New
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,65719.7k $1.1m $1.1m 0.00% Reduced -800 -800
80 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 19,32219.3k $1.0m $1.0m 0.03% Added +8.0k +8,004
81 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 19,25619.3k $1.0m $1.0m 0.01% New
82 Regal Investment Advisors LLC 0.08% of their portfolio KENTWOOD, MI 19,15519.2k $1.0m $1.0m 0.08% Reduced -6.5k -6,481
83 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 19,10419.1k $1.0m $1.0m 0.02% Added +1.5k +1,477
84 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 19,03319.0k $1.0m $1.0m 0.09% Reduced -165 -165
85 Nilsine Partners, LLC 0.11% of their portfolio GREENWOOD VILLAGE, CO 18,50918.5k $1.0m $1.0m 0.11% New
86 Davis Investment Partners, LLC 0.41% of their portfolio CHARLOTTE, NC 18,46718.5k $970.0k $970.0k 0.41% New
87 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 17,98718.0k $973.6k $973.6k 0.03% Added +5.5k +5,477
88 1858 WEALTH MANAGEMENT, LLC 0.77% of their portfolio AKRON, OH 17,94017.9k $971.1k $971.1k 0.77% Added +515 +515
89 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 17,21017.2k $931.6k $931.6k 0.04% Reduced -200 -200
90 KINGSWOOD WEALTH ADVISORS, LLC 0.07% of their portfolio SAN DIEGO, CA 17,04017.0k $922.4k $922.4k 0.07% New
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,87616.9k $914.0k $914.0k 0.00% Added +7.8k +7,821
92 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 15,95116.0k $863.4k $863.4k 0.03% Reduced -245 -245
93 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 15,92815.9k $862.2k $862.2k 0.01% Added +4.3k +4,342
94 Cutter & CO Brokerage, Inc. 0.20% of their portfolio Ballwin, MO 15,20915.2k $823.3k $823.3k 0.20% Reduced -368 -368
95 Tudor Financial Inc. 0.48% of their portfolio DAYTON, OH 15,19215.2k $822.3k $822.3k 0.48% New
96 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,85614.9k $804.2k $804.2k 0.00% Added +5.7k +5,722
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,81414.8k $801.9k $801.9k 0.00% Reduced -775 -775
98 KKM Financial LLC 0.33% of their portfolio CHICAGO, IL 14,48914.5k $784.3k $784.3k 0.33% Added +1.1k +1,150
99 Vishria Bird Financial Group, LLC 0.27% of their portfolio MEMPHIS, TN 14,47514.5k $784.0k $784.0k 0.27% Reduced -36 -36
100 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.16% of their portfolio INDIANAPOLIS, IN 14,30314.3k $774.2k $774.2k 0.16% Added +13.4k +13,403