Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

187 institutional holders +3 vs Q1 2024
10,342,97510.3m shares reported held*
$479.4mreported value*
13 new 55 added 75 reduced 12 sold out net sold ≈ $185.0m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.35. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184Q2 24: 187187Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184
Q2 2024187

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 96 bought or addedQ1 23: 108 cut or sold outQ2 23: 49 bought or addedQ2 23: 136 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 104 cut or sold outQ4 23: 59 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 98 cut or sold outQ2 24: 68 bought or addedQ2 24: 87 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229187
Q1 202396108
Q2 202349136
Q3 202360104
Q4 202359106
Q1 20246498
Q2 20246887

Biggest buyers

UBS Group AG Added +89,245+89.2k
Secure Asset Management, LLC Added +45,600+45.6k
Stratos Wealth Partners, LTD. Added +45,157+45.2k
OSAIC HOLDINGS, INC. Added +41,521+41.5k
AMERIPRISE FINANCIAL INC Added +35,366+35.4k
JANE STREET GROUP, LLC New +33,390+33.4k
LPL Financial LLC Added +31,882+31.9k
FLOW TRADERS U.S. LLC Added +30,754+30.8k
Cambridge Investment Research Advisors, Inc. Added +29,370+29.4k
Private Advisory Group LLC New +27,440+27.4k

Biggest sellers

MORGAN STANLEY Reduced -3,840,741-3.8m
TRUIST FINANCIAL CORP Reduced -136,856-136.9k
Raymond James Financial Services Advisors, Inc. Reduced -133,870-133.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -124,398-124.4k
RAYMOND JAMES & ASSOCIATES Reduced -69,327-69.3k
LINCOLN NATIONAL CORP Sold out -63,263-63.3k
BNP PARIBAS FINANCIAL MARKETS Sold out -50,181-50.2k
GTS SECURITIES LLC Reduced -27,080-27.1k
BANK OF AMERICA CORP /DE/ Reduced -22,612-22.6k
Janney Montgomery Scott LLC Reduced -18,115-18.1k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,949,1571.9m $90.2m $90.2m 0.01% Reduced -3.8m -3,840,741
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,384,0811.4m $64.1m $64.1m 0.03% Added +31.9k +31,882
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,317,9331.3m $61.0m $61.0m 0.02% Added +10.0k +10,023
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 500,846500.8k $23.2m $23.2m 0.01% Added +89.2k +89,245
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 452,691452.7k $21.0m $21.0m 0.00% Reduced -22.6k -22,612
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 346,693346.7k $16.0m $16.0m 0.02% Reduced -133.9k -133,870
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 256,379256.4k $11.9m $11.9m 0.01% Reduced -69.3k -69,327
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,649212.6k $9.8m $9.8m 0.00% Added +25.3k +25,310
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 173,417173.4k $8.0m $8.0m 0.00% Added +35.4k +35,366
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 167,501167.5k $7.8m $7.8m 0.01% Added +5.4k +5,382
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 163,536163.5k $7.6m $7.6m 0.01% Reduced -11.7k -11,668
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 149,834149.8k $6.9m $6.9m 0.02% Added +41.5k +41,521
13 Virtue Capital Management, LLC 1.17% of their portfolio BRENTWOOD, TN 137,983138.0k $6.8m $6.8m 1.17% Added +3.9k +3,937
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 136,248136.2k $6.3m $6.3m 0.01% Added +2.2k +2,207
15 SFI Advisors, LLC 4.70% of their portfolio Montclair, NJ 131,712131.7k $6.1m $6.1m 4.70% Added +3.9k +3,940
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 121,408121.4k $5.6m $5.6m 0.00% Reduced -124.4k -124,398
17 Vestmark Advisory Solutions, Inc. 0.22% of their portfolio Wakefield, MA 115,749115.7k $5.4m $5.4m 0.22% Added +2.2k +2,245
18 Monument Capital Management 1.44% of their portfolio ALEXANDRIA, VA 105,547105.5k $4.9m $4.9m 1.44% Added +24.2k +24,181
19 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 103,156103.2k $4.8m $4.8m 0.01% Reduced -18.1k -18,115
20 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 103,048103.0k $4.8m $4.8m 0.02% Added +29.4k +29,370
21 Independent Advisor Alliance 0.14% of their portfolio CHARLOTTE, NC 90,41490.4k $4.2m $4.2m 0.14% Reduced -3.7k -3,743
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 89,48189.5k $4.1m $4.1m 0.01% Reduced -136.9k -136,856
23 Secure Asset Management, LLC 0.75% of their portfolio Troy, MI 85,04885.0k $3.9m $3.9m 0.75% Added +45.6k +45,600
24 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 83,22083.2k $3.9m $3.9m 0.03% Reduced -805 -805
25 NAVELLIER & ASSOCIATES INC 0.41% of their portfolio Reno, NV 76,35076.3k $3.5m $3.5m 0.41% Reduced -4.2k -4,187
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 64,70564.7k $3.0m $3.0m 0.02% Reduced -160 -160
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 58,54258.5k $2.7m $2.7m 0.00% Added +5.0k +5,004
28 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 58,45658.5k $2.7m $2.7m 0.04% Added +45.2k +45,157
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 56,72056.7k $2.6m $2.6m 0.01% Reduced -1.6k -1,583
30 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 53,29653.3k $2.5m $2.5m 0.05% Reduced -27.1k -27,080
31 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 50,71750.7k $2.3m $2.3m 0.01% Reduced -101 -101
32 BRASS TAX WEALTH MANAGEMENT, INC 0.42% of their portfolio CINCINNATI, OH 46,04746.0k $2.1m $2.1m 0.42% Reduced -288 -288
33 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 45,84045.8k $2.1m $2.1m 0.07% Added +1.6k +1,612
34 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 44,74844.7k $2.1m $2.1m 0.00% Added +17.8k +17,845
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,53343.5k $2.0m $2.0m 0.00% Added +11.4k +11,369
36 Choice Wealth Advisors LLC 1.03% of their portfolio WATERVILLE, ME 42,10442.1k $1.9m $1.9m 1.03% Reduced -363 -363
37 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 40,34440.3k $1.9m $1.9m 0.14% Added +129 +129
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.17% of their portfolio ORLANDO, FL 39,13739.1k $1.8m $1.8m 0.17% Reduced -626 -626
39 Crumly & Associates Inc. 0.51% of their portfolio SPRINGFIELD, IL 37,99438.0k $1.8m $1.8m 0.51% Reduced -5.8k -5,837
40 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 35,60535.6k $1.6m $1.6m 0.08% Added +30.8k +30,754
41 Plotkin Financial Advisors, LLC 1.06% of their portfolio CHEVY CHASE, MD 35,44735.4k $1.6m $1.6m 1.06% Reduced -1.4k -1,353
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,39033.4k $1.5m $1.5m 0.00% New
43 Pacific Sun Financial Corp 0.90% of their portfolio LOS ANGELES, CA 33,04433.0k $1.5m $1.5m 0.90% Reduced -160 -160
44 Peak Planning Group, LLC 0.75% of their portfolio CENTENNIAL, CO 32,79032.8k $1.5m $1.5m 0.75% Added +433 +433
45 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 32,78232.8k $1.5m $1.5m 0.10% Reduced -1.6k -1,616
46 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 27,57527.6k $1.3m $1.3m 0.06% Added +2.2k +2,201
47 DAYMARK WEALTH PARTNERS, LLC 0.06% of their portfolio CINCINNATI, OH 27,49427.5k $1.3m $1.3m 0.06% Reduced -132 -132
48 Private Advisory Group LLC 0.17% of their portfolio REDMOND, WA 27,44027.4k $1.3m $1.3m 0.17% New
49 Wagner Wealth Management, LLC 0.37% of their portfolio GREENVILLE, SC 26,72826.7k $1.2m $1.2m 0.37% Added +188 +188
50 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 26,59426.6k $1.2m $1.2m 0.04% Added +1.0k +1,005
51 Schrum Private Wealth Management LLC 1.07% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.2m $1.2m 1.07% Unchanged
52 Jacobi Capital Management LLC 0.10% of their portfolio PITTSTON, PA 25,57225.6k $1.2m $1.2m 0.10% Reduced -515 -515
53 Certified Advisory Corp 0.14% of their portfolio ALTAMONTE SPRINGS, FL 24,19324.2k $1.1m $1.1m 0.14% Added +5 +5
54 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 22,68922.7k $1.1m $1.1m 0.04% Unchanged
55 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 22,30522.3k $1.0m $1.0m 0.02% Added +6.7k +6,703
56 Ballew Advisors, Inc 0.70% of their portfolio Jackson, MS 21,81621.8k $1.1m $1.1m 0.70% Reduced -4.6k -4,574
57 Coppell Advisory Solutions LLC 0.17% of their portfolio COPPELL, TX 21,73621.7k $1.0m $1.0m 0.17% First filing
58 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 21,23021.2k $982.8k $982.8k 0.03% Reduced -870 -870
59 SignalPoint Asset Management, LLC 0.26% of their portfolio SPRINGFIELD, MO 21,07721.1k $975.7k $975.7k 0.26% Reduced -27 -27
60 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 21,05021.1k $974.4k $974.4k 0.01% Reduced -1.7k -1,695
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,63020.6k $955.0k $955.0k 0.00% Added +301 +301
62 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 19,41019.4k $897.1k $897.1k 0.08% Reduced -295 -295
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,54017.5k $811.9k $811.9k 0.01% Reduced -821 -821
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,14917.1k $793.8k $793.8k 0.00% Unchanged
65 KKM Financial LLC 0.36% of their portfolio CHICAGO, IL 16,20016.2k $749.9k $749.9k 0.36% Added +1.7k +1,703
66 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 16,18616.2k $749.2k $749.2k 0.03% Reduced -406 -406
67 1858 WEALTH MANAGEMENT, LLC 0.61% of their portfolio AKRON, OH 15,79515.8k $731.2k $731.2k 0.61% Added +1.4k +1,413
68 Cutter & CO Brokerage, Inc. 0.18% of their portfolio Ballwin, MO 15,66715.7k $725.2k $725.2k 0.18% Reduced -1.1k -1,129
69 LANARK FINANCIAL, INC. 0.06% of their portfolio BIRMINGHAM, AL 14,96715.0k $692.0k $692.0k 0.06% Reduced -100 -100
70 HF Advisory Group, LLC 0.35% of their portfolio Annapolis, MD 14,73714.7k $682.2k $682.2k 0.35% Added +123 +123
71 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 14,53214.5k $672.7k $672.7k 0.01% Added +2.9k +2,887
72 Vishria Bird Financial Group, LLC 0.28% of their portfolio MEMPHIS, TN 14,51114.5k $672.0k $672.0k 0.28% Unchanged
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,98013.0k $600.9k $600.9k 0.01% Reduced -1.7k -1,709
74 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 12,54912.5k $580.9k $580.9k 0.01% Reduced -51 -51
75 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 12,50512.5k $578.9k $578.9k 0.03% Reduced -293 -293
76 Leelyn Smith, LLC 0.11% of their portfolio GENEVA, IL 12,08612.1k $559.5k $559.5k 0.11% New
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,68911.7k $541.0k $541.0k 0.00% Added +2.0k +2,028
78 GPS Wealth Strategies Group, LLC 0.08% of their portfolio CENTENNIAL, CO 11,63511.6k $538.6k $538.6k 0.08% Reduced -523 -523
79 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 11,35011.3k $524.1k $524.1k 0.00% Reduced -8.6k -8,550
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,12211.1k $514.8k $514.8k 0.00% New
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,95010.9k $506.9k $506.9k 0.00% Added +5.8k +5,777
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 10,89510.9k $504.3k $504.3k 0.00% Unchanged
83 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 10,85610.9k $502.8k $502.8k 0.01% Reduced -846 -846
84 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,50410.5k $486.2k $486.2k 0.00% Added +2.0k +2,049
85 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,45510.5k $474.1k $474.1k 0.00% First filing
86 Southland Equity Partners LLC 0.14% of their portfolio WILDWOOD, MO 10,31410.3k $477.4k $477.4k 0.14% Reduced -195 -195
87 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 10,20010.2k $472.2k $472.2k 0.02% Added +1 +1
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,19410.2k $471.9k $471.9k 0.00% Reduced -14.5k -14,525
89 Argent Trust Co 0.02% of their portfolio NASHVILLE, TN 10,00010.0k $462.9k $462.9k 0.02% Unchanged
90 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 9,8619.9k $456.5k $456.5k 0.00% Added +15 +15
91 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,7989.8k $453.6k $453.6k 0.01% Reduced -837 -837
92 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,7639.8k $451.9k $451.9k 0.01% Reduced -1.8k -1,842
93 RPg Family Wealth Advisory, LLC 0.15% of their portfolio BURLINGTON, MA 9,6259.6k $445.5k $445.5k 0.15% Added +1.7k +1,743
94 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 9,6219.6k $445.4k $445.4k 0.01% New
95 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,5689.6k $442.9k $442.9k 0.01% Unchanged
96 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 9,4619.5k $437.9k $437.9k 0.03% Reduced -144 -144
97 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,4369.4k $441.1k $441.1k 0.00% Added +7.8k +7,791
98 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 8,7578.8k $405.4k $405.4k 0.02% New
99 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,6308.6k $399.5k $399.5k 0.01% Reduced -260 -260
100 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,5708.6k $396.7k $396.7k 0.00% Reduced -879 -879