Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

184 institutional holders -7 vs Q4 2023
14,361,23714.4m shares reported held*
$681.7mreported value*
14 new 50 added 81 reduced 17 sold out net bought ≈ $94.3m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.47. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179Q3 23: 179Q4 23: 191Q1 24: 184184Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179
Q3 2023179
Q4 2023191
Q1 2024184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 96 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 136 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 104 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 106 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 98 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229187
Q1 202396108
Q2 202349136
Q3 202360104
Q4 202359106
Q1 20246498

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $226.2kQ2 23 puts: $297.5kQ2 23P/C 1.32Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$226.2k$297.5k1.32
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,791,648+1.8m
Raymond James Financial Services Advisors, Inc. Added +175,641+175.6k
ENVESTNET ASSET MANAGEMENT INC Added +140,256+140.3k
Virtue Capital Management, LLC New +134,046+134.0k
TRUIST FINANCIAL CORP Added +124,840+124.8k
Cetera Investment Advisers Added +101,820+101.8k
GTS SECURITIES LLC Added +73,732+73.7k
Monument Capital Management Added +66,825+66.8k
ROYAL BANK OF CANADA Added +51,240+51.2k
RAYMOND JAMES & ASSOCIATES Added +35,969+36.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -195,298-195.3k
Cetera Advisor Networks LLC Sold out -114,352-114.4k
MML INVESTORS SERVICES, LLC Reduced -67,572-67.6k
Tower Research Capital LLC (TRC) Reduced -55,383-55.4k
Cetera Advisors LLC Sold out -53,831-53.8k
Crumly & Associates Inc. Reduced -40,715-40.7k
AMERIPRISE FINANCIAL INC Reduced -36,631-36.6k
Concurrent Investment Advisors, LLC Reduced -35,861-35.9k
UBS Group AG Reduced -28,586-28.6k
OSAIC HOLDINGS, INC. Reduced -28,021-28.0k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,789,8985.8m $275.1m $275.1m 0.01% Added +1.8m +1,791,648
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,352,1991.4m $64.3m $64.3m 0.03% Added +26.4k +26,377
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,307,9101.3m $62.2m $62.2m 0.02% Reduced -195.3k -195,298
4 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 480,563480.6k $22.8m $22.8m 0.03% Added +175.6k +175,641
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 475,303475.3k $22.6m $22.6m 0.00% Added +3.2k +3,191
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 411,601411.6k $19.6m $19.6m 0.01% Reduced -28.6k -28,586
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 325,706325.7k $15.5m $15.5m 0.01% Added +36.0k +35,969
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 245,806245.8k $11.7m $11.7m 0.00% Added +140.3k +140,256
9 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 226,337226.3k $10.8m $10.8m 0.02% Added +124.8k +124,840
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 187,339187.3k $8.9m $8.9m 0.00% Added +51.2k +51,240
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 175,204175.2k $8.3m $8.3m 0.01% Added +4.5k +4,510
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 162,119162.1k $7.7m $7.7m 0.01% Added +23.3k +23,266
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 138,051138.1k $6.6m $6.6m 0.00% Reduced -36.6k -36,631
14 Virtue Capital Management, LLC 1.08% of their portfolio BRENTWOOD, TN 134,046134.0k $6.0m $6.0m 1.08% New
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 134,041134.0k $6.4m $6.4m 0.02% Added +101.8k +101,820
16 SFI Advisors, LLC 4.76% of their portfolio Montclair, NJ 127,772127.8k $6.1m $6.1m 4.76% Added +30.4k +30,438
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 121,271121.3k $5.8m $5.8m 0.02% Reduced -1.8k -1,842
18 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 113,504113.5k $5.4m $5.4m 0.23% Added +3.9k +3,936
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,313108.3k $5.1m $5.1m 0.01% Reduced -28.0k -28,021
20 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 94,15794.2k $4.5m $4.5m 0.16% Reduced -10.6k -10,601
21 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 84,02584.0k $4.0m $4.0m 0.04% Added +355 +355
22 Monument Capital Management 1.11% of their portfolio ALEXANDRIA, VA 81,36681.4k $3.9m $3.9m 1.11% Added +66.8k +66,825
23 NAVELLIER & ASSOCIATES INC 0.47% of their portfolio Reno, NV 80,53780.5k $3.8m $3.8m 0.47% Reduced -8.1k -8,063
24 GTS SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 80,37680.4k $3.8m $3.8m 0.10% Added +73.7k +73,732
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 73,67873.7k $3.5m $3.5m 0.01% Reduced -5.2k -5,188
26 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 64,86564.9k $3.1m $3.1m 0.02% Added +988 +988
27 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 63,26363.3k $3.0m $3.0m 0.05% Added +13.3k +13,349
28 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,30358.3k $2.8m $2.8m 0.01% Reduced -67.6k -67,572
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 53,53853.5k $2.5m $2.5m 0.00% Reduced -20.1k -20,054
30 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 50,81850.8k $2.4m $2.4m 0.01% Reduced -3.6k -3,610
31 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,18150.2k $2.4m $2.4m 0.00% Reduced -9 -9
32 BRASS TAX WEALTH MANAGEMENT, INC 1.15% of their portfolio CINCINNATI, OH 46,33546.3k $2.2m $2.2m 1.15% First filing
33 Coppell Advisory Solutions Corp. 0.40% of their portfolio COPPELL, TX 45,19845.2k $2.1m $2.1m 0.40% First filing
34 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 44,22844.2k $2.1m $2.1m 0.09% Reduced -35.9k -35,861
35 Crumly & Associates Inc. 0.55% of their portfolio SPRINGFIELD, IL 43,83143.8k $2.1m $2.1m 0.55% Reduced -40.7k -40,715
36 Choice Wealth Advisors LLC 1.22% of their portfolio WATERVILLE, ME 42,46742.5k $2.0m $2.0m 1.22% Added +4.7k +4,732
37 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 40,21540.2k $1.9m $1.9m 0.15% Reduced -2.4k -2,415
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.20% of their portfolio ORLANDO, FL 39,76339.8k $1.9m $1.9m 0.20% Reduced -4.8k -4,807
39 Secure Asset Management, LLC 0.44% of their portfolio Troy, MI 39,44839.4k $1.9m $1.9m 0.44% Reduced -8.1k -8,097
40 Plotkin Financial Advisors, LLC 1.16% of their portfolio CHEVY CHASE, MD 36,80036.8k $1.7m $1.7m 1.16% Reduced -468 -468
41 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 34,39834.4k $1.6m $1.6m 0.11% Reduced -5.1k -5,140
42 Pacific Sun Financial Corp 0.92% of their portfolio LOS ANGELES, CA 33,20433.2k $1.6m $1.6m 0.92% Reduced -521 -521
43 Peak Planning Group, LLC 0.96% of their portfolio CENTENNIAL, CO 32,35732.4k $1.5m $1.5m 0.96% Added +295 +295
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,16432.2k $1.5m $1.5m 0.00% Reduced -492 -492
45 DAYMARK WEALTH PARTNERS, LLC 0.07% of their portfolio CINCINNATI, OH 27,62627.6k $1.3m $1.3m 0.07% Reduced -1.2k -1,169
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 26,90326.9k $1.3m $1.3m 0.00% Added +12.9k +12,881
47 Wagner Wealth Management, LLC 0.38% of their portfolio GREENVILLE, SC 26,54026.5k $1.3m $1.3m 0.38% Reduced -639 -639
48 Ballew Advisors, Inc 0.83% of their portfolio Jackson, MS 26,39026.4k $1.2m $1.2m 0.83% Reduced -2.5k -2,455
49 Jacobi Capital Management LLC 0.11% of their portfolio PITTSTON, PA 26,08726.1k $1.2m $1.2m 0.11% Reduced -288 -288
50 Schrum Private Wealth Management LLC 1.11% of their portfolio ST. AUGUSTINE, FL 25,71825.7k $1.2m $1.2m 1.11% Unchanged
51 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 25,58925.6k $1.2m $1.2m 0.04% Reduced -92 -92
52 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 25,37425.4k $1.2m $1.2m 0.05% Added +1.3k +1,276
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,71924.7k $1.2m $1.2m 0.00% Added +3.6k +3,595
54 Certified Advisory Corp 0.16% of their portfolio ALTAMONTE SPRINGS, FL 24,18824.2k $1.1m $1.1m 0.16% Added +44 +44
55 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 22,74522.7k $1.1m $1.1m 0.01% Reduced -3.5k -3,538
56 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 22,68922.7k $1.1m $1.1m 0.02% Reduced -1.3k -1,295
57 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 22,10022.1k $1.1m $1.1m 0.03% Reduced -5.1k -5,102
58 SignalPoint Asset Management, LLC 0.28% of their portfolio SPRINGFIELD, MO 21,10421.1k $1.0m $1.0m 0.28% Reduced -24 -24
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,32920.3k $966.0k $966.0k 0.00% Reduced -20.7k -20,688
60 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 19,90019.9k $937.7k $937.7k 0.00% Reduced -710 -710
61 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 19,70519.7k $936.4k $936.4k 0.10% Reduced -13.1k -13,070
62 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,36118.4k $872.5k $872.5k 0.01% Reduced -243 -243
63 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,14917.1k $814.9k $814.9k 0.00% Reduced -280 -280
64 Cutter & CO Brokerage, Inc. 0.20% of their portfolio Ballwin, MO 16,79616.8k $798.2k $798.2k 0.20% Reduced -1.6k -1,644
65 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 16,59216.6k $764.7k $764.7k 0.03% Added +5.5k +5,484
66 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 15,60215.6k $741.0k $741.0k 0.01% Reduced -1.8k -1,755
67 LANARK FINANCIAL, INC. 0.07% of their portfolio BIRMINGHAM, AL 15,06715.1k $715.0k $715.0k 0.07% Reduced -91 -91
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 14,68914.7k $698.0k $698.0k 0.02% Reduced -1.2k -1,239
69 HF Advisory Group, LLC 0.39% of their portfolio Annapolis, MD 14,61414.6k $694.4k $694.4k 0.39% Reduced -375 -375
70 Vishria Bird Financial Group, LLC 0.30% of their portfolio MEMPHIS, TN 14,51114.5k $690.0k $690.0k 0.30% Unchanged
71 KKM Financial LLC 0.34% of their portfolio CHICAGO, IL 14,49714.5k $688.9k $688.9k 0.34% New
72 1858 WEALTH MANAGEMENT, LLC 0.59% of their portfolio AKRON, OH 14,38214.4k $622.6k $622.6k 0.59% Unchanged
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,29913.3k $632.0k $632.0k 0.01% Reduced -6.3k -6,301
74 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 12,79812.8k $608.2k $608.2k 0.03% Reduced -306 -306
75 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 12,60012.6k $476.6k $476.6k 0.01% Added +2.7k +2,697
76 GPS Wealth Strategies Group, LLC 0.09% of their portfolio CENTENNIAL, CO 12,15812.2k $577.8k $577.8k 0.09% Added +563 +563
77 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 11,70211.7k $555.6k $555.6k 0.02% Reduced -1.1k -1,071
78 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,64511.6k $553.4k $553.4k 0.01% Reduced -55.4k -55,383
79 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,60511.6k $551.5k $551.5k 0.01% Reduced -7.4k -7,425
80 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 10,89510.9k $517.7k $517.7k 0.00% Unchanged
81 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,63510.6k $505.4k $505.4k 0.02% Added +2.7k +2,707
82 Southland Equity Partners LLC 0.14% of their portfolio WILDWOOD, MO 10,50910.5k $499.4k $499.4k 0.14% Reduced -730 -730
83 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 10,19910.2k $484.7k $484.7k 0.02% Added +240 +240
84 Argent Trust Co 0.02% of their portfolio NASHVILLE, TN 10,00010.0k $475.2k $475.2k 0.02% Unchanged
85 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 9,8469.8k $467.9k $467.9k 0.00% Reduced -46 -46
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 9,6619.7k $459.0k $459.0k 0.00% Added +1.8k +1,842
87 World Investment Advisors 0.07% of their portfolio LINCROFT, NJ 9,6059.6k $456.5k $456.5k 0.07% Reduced -32 -32
88 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,5689.6k $454.7k $454.7k 0.01% Added +2 +2
89 Financial Freedom, LLC 0.27% of their portfolio CINCINNATI, OH 9,5489.5k $453.7k $453.7k 0.27% Added +19 +19
90 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,4499.4k $449.0k $449.0k 0.01% Reduced -309 -309
91 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,8908.9k $422.5k $422.5k 0.01% Unchanged
92 Kesler, Norman & Wride, LLC 0.09% of their portfolio OGDEN, UT 8,6078.6k $409.0k $409.0k 0.09% Reduced -18.1k -18,084
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,4558.5k $401.8k $401.8k 0.00% Reduced -414 -414
94 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 8,4498.4k $401.5k $401.5k 0.02% Reduced -263 -263
95 Cedar Brook Financial Partners, LLC 0.08% of their portfolio CLEVELAND, OH 8,2948.3k $394.1k $394.1k 0.08% Added +12 +12
96 Clearwater Capital Advisors, LLC 0.04% of their portfolio HOFFMAN ESTATES, IL 8,2738.3k $393.1k $393.1k 0.04% Unchanged
97 SeaCrest Wealth Management, LLC 0.05% of their portfolio PURCHASE, NY 8,1308.1k $386.3k $386.3k 0.05% Added +4 +4
98 Security Financial Services, INC. 0.09% of their portfolio Fort Wayne, IN 8,0478.0k $382.4k $382.4k 0.09% Unchanged
99 RPg Family Wealth Advisory, LLC 0.12% of their portfolio BURLINGTON, MA 7,8827.9k $374.6k $374.6k 0.12% Reduced -2.8k -2,773
100 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 7,5377.5k $358.2k $358.2k 0.03% New