Vault-13

FIRST TR EXCHANGE TRADED FD FXN

ENERGY ALPHADX · ETP · CUSIP 33734X127

130 institutional holders -9 vs Q1 2026
12,239,27712.2m shares reported held*
$247.7mreported value*
19 new 36 added 47 reduced 28 sold out net sold ≈ $678.3m (-33.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.24.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 189Q1 23: 166Q2 23: 150Q3 23: 156Q4 23: 154Q1 24: 145Q2 24: 135Q3 24: 124Q4 24: 127Q1 25: 120Q2 25: 121Q3 25: 114Q4 25: 122Q1 26: 139Q2 26: 130130Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022167
Q4 2022189
Q1 2023166
Q2 2023150
Q3 2023156
Q4 2023154
Q1 2024145
Q2 2024135
Q3 2024124
Q4 2024127
Q1 2025120
Q2 2025121
Q3 2025114
Q4 2025122
Q1 2026139
Q2 2026130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 37 bought or addedQ3 24: 85 cut or sold outQ4 24: 44 bought or addedQ4 24: 64 cut or sold outQ4 24Q1 25: 36 bought or addedQ1 25: 73 cut or sold outQ2 25: 41 bought or addedQ2 25: 59 cut or sold outQ2 25Q3 25: 37 bought or addedQ3 25: 64 cut or sold outQ4 25: 39 bought or addedQ4 25: 61 cut or sold outQ4 25Q1 26: 86 bought or addedQ1 26: 34 cut or sold outQ2 26: 55 bought or addedQ2 26: 75 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243785
Q4 20244464
Q1 20253673
Q2 20254159
Q3 20253764
Q4 20253961
Q1 20268634
Q2 20265575

Biggest buyers

Qube Research & Technologies Ltd Added +599,540+599.5k
Summit Financial, LLC Added +363,965+364.0k
D. E. Shaw & Co., Inc. New +219,719+219.7k
TWO SIGMA INVESTMENTS, LP Added +205,100+205.1k
GREENUP STREET WEALTH MANAGEMENT LLC New +190,700+190.7k
ROYAL BANK OF CANADA Added +190,516+190.5k
Tower Research Capital LLC (TRC) Added +190,030+190.0k
RAYMOND JAMES FINANCIAL INC Added +183,517+183.5k
BENJAMIN EDWARDS INC Added +177,371+177.4k
GTS SECURITIES LLC New +150,193+150.2k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -29,937,777-29.9m
MORGAN STANLEY Reduced -1,268,685-1.3m
Nilsine Partners, LLC Sold out -939,896-939.9k
Advisory Services Network, LLC Sold out -660,279-660.3k
&PARTNERS Reduced -636,912-636.9k
NewEdge Advisors, LLC Reduced -563,596-563.6k
BANK OF AMERICA CORP /DE/ Reduced -319,248-319.2k
LPL Financial LLC Reduced -250,939-250.9k
UBS Group AG Reduced -236,033-236.0k
D.A. DAVIDSON & CO. Reduced -223,621-223.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +1.7 pts · filed 2026-10-27 5.2% +1.7 pts 841.3k≈ $17.0m 2026-10-27

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,572,7061.6m $31.8m $31.8m 0.00% Reduced -1.3m -1,268,685
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,481,3501.5m $30.0m $30.0m 0.01% Reduced -123.1k -123,128
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,178,2371.2m $23.8m $23.8m 0.01% Reduced -250.9k -250,939
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 823,638823.6k $16.7m $16.7m 0.00% Added +183.5k +183,517
5 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 599,541599.5k $12.1m $12.1m 0.01% Added +599.5k +599,540
6 Summit Financial, LLC 0.12% of their portfolio PARSIPPANY, NJ 519,974520.0k $10.5m $10.5m 0.12% Added +364.0k +363,965
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 515,806515.8k $10.4m $10.4m 0.00% Added +190.5k +190,516
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 327,243327.2k $6.6m $6.6m 0.00% Reduced -236.0k -236,033
9 Virtue Capital Management, LLC 0.82% of their portfolio BRENTWOOD, TN 302,856302.9k $6.1m $6.1m 0.82% Reduced -54.6k -54,635
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 301,960302.0k $6.1m $6.1m 0.01% Reduced -49.0k -49,030
11 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 267,084267.1k $5.4m $5.4m 0.05% Added +177.4k +177,371
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 244,890244.9k $5.0m $5.0m 0.00% Reduced -319.2k -319,248
13 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 244,642244.6k $4.9m $4.9m 0.00% Added +205.1k +205,100
14 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 219,719219.7k $4.4m $4.4m 0.00% New
15 Tower Research Capital LLC (TRC) 0.11% of their portfolio NEW YORK, NY 219,004219.0k $4.4m $4.4m 0.11% Added +190.0k +190,030
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 201,144201.1k $4.1m $4.1m 0.00% Added +93.8k +93,799
17 GREENUP STREET WEALTH MANAGEMENT LLC 0.47% of their portfolio OVERLAND PARK, KS 190,700190.7k $3.9m $3.9m 0.47% New
18 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 188,500188.5k $3.8m $3.8m 0.09% Reduced -96.5k -96,546
19 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 150,193150.2k $3.0m $3.0m 0.06% New
20 Crumly & Associates Inc. 0.55% of their portfolio SPRINGFIELD, IL 140,849140.8k $2.8m $2.8m 0.55% Reduced -52.4k -52,371
21 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 138,613138.6k $2.8m $2.8m 0.02% Added +103.2k +103,247
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 133,964134.0k $2.7m $2.7m 0.00% Reduced -60.1k -60,149
23 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 120,431120.4k $2.4m $2.4m 0.01% Reduced -563.6k -563,596
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 118,684118.7k $2.4m $2.4m 0.00% Added +13.7k +13,742
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 115,604115.6k $2.3m $2.3m 0.00% Added +2.6k +2,638
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 111,340111.3k $2.3m $2.3m 0.00% Reduced -2.6k -2,573
27 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 106,828106.8k $2.2m $2.2m 0.00% Reduced -4.5k -4,463
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 94,88794.9k $1.9m $1.9m 0.00% Added +3.8k +3,768
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 81,27781.3k $1.6m $1.6m 0.00% New
30 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 80,04380.0k $1.6m $1.6m 0.01% Reduced -22.9k -22,882
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 76,75076.8k $1.6m $1.6m 0.00% Reduced -33.3k -33,277
32 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 70,11170.1k $1.4m $1.4m 0.00% New
33 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 67,33767.3k $1.4m $1.4m 0.02% Added +47.5k +47,505
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,10367.1k $1.4m $1.4m 0.00% Added +2.4k +2,429
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 64,99565.0k $1.3m $1.3m 0.00% Reduced -42.8k -42,799
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 46,53346.5k $941.4k $941.4k 0.00% Reduced -4.6k -4,590
37 OneAscent Financial Services LLC 0.04% of their portfolio BIRMINGHAM, AL 45,86345.9k $927.8k $927.8k 0.04% Reduced -155 -155
38 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 44,09744.1k $882.5k $882.5k 0.04% Reduced -607 -607
39 Kesler, Norman & Wride, LLC 0.14% of their portfolio OGDEN, UT 43,51443.5k $880.3k $880.3k 0.14% Added +131 +131
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,81341.8k $847.1k $847.1k 0.00% Added +30.6k +30,602
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,58441.6k $841.2k $841.2k 0.00% Added +17.0k +16,955
42 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 35,42235.4k $719.4k $719.4k 0.00% Added +6.4k +6,364
43 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 34,80834.8k $704.2k $704.2k 0.01% Reduced -3.3k -3,299
44 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 34,28134.3k $694.0k $694.0k 0.03% New
45 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 33,60633.6k $679.8k $679.8k 0.00% Reduced -120.8k -120,761
46 Realta Investment Advisors 0.20% of their portfolio WILMINGTON, DE 31,62731.6k $639.8k $639.8k 0.20% Reduced -989 -989
47 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 31,24231.2k $632.0k $632.0k 0.02% Added +2.8k +2,816
48 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 27,43627.4k $555.0k $555.0k 0.00% Reduced -223.6k -223,621
49 Global Assets Advisory, LLC 0.12% of their portfolio ORLANDO, FL 27,17127.2k $545.7k $545.7k 0.12% New
50 Tudor Financial Inc. 0.22% of their portfolio DAYTON, OH 24,23724.2k $490.3k $490.3k 0.22% New
51 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 23,32423.3k $471.9k $471.9k 0.00% Reduced -10.8k -10,830
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,65322.7k $458.3k $458.3k 0.00% Added +443 +443
53 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 21,59021.6k $436.8k $436.8k 0.01% Added +10.4k +10,373
54 COTTONWOOD CAPITAL ADVISORS, LLC 0.26% of their portfolio SALT LAKE CITY, UT 21,24921.2k $429.9k $429.9k 0.26% Reduced -34 -34
55 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 20,39220.4k $412.5k $412.5k 0.04% Added +437 +437
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,07220.1k $406.1k $406.1k 0.00% Reduced -8 -8
57 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 19,23819.2k $415.8k $415.8k 0.02% New
58 COMPASS FINANCIAL MANAGEMENT LLC 0.05% of their portfolio TAMPA, FL 18,56218.6k $375.5k $375.5k 0.05% First filing
59 BETO FINANCIAL GROUP, LLC 0.19% of their portfolio BOISE, ID 16,93216.9k $361.2k $361.2k 0.19% New
60 Global View Capital Management LLC 0.07% of their portfolio WAUKESHA, WI 16,73016.7k $338.4k $338.4k 0.07% Reduced -9.7k -9,733
61 1776 Wealth LLC 0.12% of their portfolio ATLANTA, GA 16,40016.4k $331.8k $331.8k 0.12% Unchanged
62 Warner Group LLC 0.08% of their portfolio MADISON, CT 15,70015.7k $317.6k $317.6k 0.08% New
63 Retirement Planning Group, LLC 0.01% of their portfolio LEAWOOD, KS 15,68515.7k $317.3k $317.3k 0.01% Reduced -2.5k -2,537
64 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 14,80214.8k $299.4k $299.4k 0.01% Unchanged
65 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,49514.5k $293.2k $293.2k 0.00% Reduced -1.6k -1,643
66 JBR Co Financial Management Inc 0.11% of their portfolio ARDMORE, OK 14,42214.4k $291.8k $291.8k 0.11% Reduced -3.1k -3,087
67 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 13,98614.0k $282.9k $282.9k 0.01% Reduced -794 -794
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,81813.8k $279.5k $279.5k 0.00% Added +4.8k +4,800
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,72513.7k $277.7k $277.7k 0.00% Reduced -147 -147
70 Dunhill Financial, LLC 0.06% of their portfolio LONDON, X0 13,55513.6k $274.2k $274.2k 0.06% New
71 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 13,41613.4k $271.4k $271.4k 0.00% Reduced -224 -224
72 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 12,92412.9k $261.5k $261.5k 0.00% Reduced -51.8k -51,758
73 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 12,11412.1k $245.1k $245.1k 0.00% Reduced -636.9k -636,912
74 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 11,59211.6k $234.5k $234.5k 0.01% Added +5 +5
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 11,43011.4k $231.2k $231.2k 0.00% Reduced -604 -604
76 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 11,29411.3k $228.5k $228.5k 0.00% New
77 HFG Advisors, Inc. 0.14% of their portfolio CINCINATTI, OH 10,99111.0k $222.3k $222.3k 0.14% Unchanged
78 WEALTH EFFECTS LLC 0.06% of their portfolio BOSTON, MA 10,50010.5k $212.4k $212.4k 0.06% Reduced -400 -400
79 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 10,19910.2k $206.3k $206.3k 0.01% Reduced -47 -47
80 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,03510.0k $203.0k $203.0k 0.00% New
81 Keating Financial Advisory Services, Inc. 0.02% of their portfolio MANHATTAN, KS 8,7938.8k $177.9k $177.9k 0.02% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,4568.5k $171.1k $171.1k 0.00% Reduced -30 -30
83 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,6517.7k $154.8k $154.8k 0.00% Added +620 +620
84 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6,4936.5k $131.4k $131.4k 0.00% First filing
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6,2006.2k $125.4k $125.4k 0.00% Added +1.0k +1,000
86 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 5,2405.2k $106.0k $106.0k 0.00% Added +2.6k +2,622
87 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1685.2k $104.6k $104.6k 0.00% Reduced -621 -621
88 REAP Financial Group, LLC 0.02% of their portfolio AUSTIN, TX 4,6524.7k $94.1k $94.1k 0.02% Reduced -2.9k -2,907
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,9243.9k $79.4k $79.4k 0.00% Added +12 +12
90 HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio WHEELING, WV 3,8663.9k $77.0k $77.0k 0.02% Unchanged
91 Private Wealth Asset Management, LLC 0.01% of their portfolio OMAHA, NE 3,7753.8k $76.4k $76.4k 0.01% Unchanged
92 Biltmore Family Office, LLC 0.01% of their portfolio CHARLOTTE, NC 3,2263.2k $65.3k $65.3k 0.01% Unchanged
93 Topsail Wealth Management, LLC 0.01% of their portfolio CHARLOTTE, NC 2,6002.6k $52.6k $52.6k 0.01% Unchanged
94 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 2,5002.5k $50.6k $50.6k 0.00% Unchanged
95 Silver Grove Financial Group, Inc. 0.03% of their portfolio ORCHARD PARK, NY 2,3842.4k $48.2k $48.2k 0.03% Added +7 +7
96 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,5981.6k $32.3k $32.3k 0.00% Unchanged
97 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 1,5231.5k $30.8k $30.8k 0.00% Added +5 +5
98 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,3921.4k $28.2k $28.2k 0.00% Added +1.4k +1,362
99 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,1951.2k $24.2k $24.2k 0.00% Reduced -2.0k -2,011
100 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 1,1571.2k $23.2k $23.2k 0.00% Unchanged