Vault-13

FIRST TR EXCHANGE TRADED FD FXN

ENERGY ALPHADX · ETP · CUSIP 33734X127

135 institutional holders -10 vs Q1 2024
18,970,29219.0m shares reported held*
$345.3mreported value*
14 new 39 added 60 reduced 25 sold out net sold ≈ $155.7m (-9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.20.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 167Q4 22: 189Q1 23: 166Q2 23: 150Q3 23: 156Q4 23: 154Q1 24: 145Q2 24: 135135Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022167
Q4 2022189
Q1 2023166
Q2 2023150
Q3 2023156
Q4 2023154
Q1 2024145
Q2 2024135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 132 cut or sold outQ2 23: 54 bought or addedQ2 23: 107 cut or sold outQ2 23Q3 23: 69 bought or addedQ3 23: 79 cut or sold outQ4 23: 67 bought or addedQ4 23: 84 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 90 cut or sold outQ2 24: 53 bought or addedQ2 24: 85 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210971
Q1 202357132
Q2 202354107
Q3 20236979
Q4 20236784
Q1 20245990
Q2 20245385

Biggest buyers

GTS SECURITIES LLC New +198,492+198.5k
LPL Financial LLC Added +129,603+129.6k
MILLENNIUM MANAGEMENT LLC Added +121,522+121.5k
HRT FINANCIAL LP New +108,424+108.4k
PCG Wealth Advisors, LLC Added +104,191+104.2k
FLOW TRADERS U.S. LLC New +75,818+75.8k
Qube Research & Technologies Ltd Added +58,377+58.4k
Tower Research Capital LLC (TRC) Added +52,042+52.0k
STIFEL FINANCIAL CORP Added +46,525+46.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +42,359+42.4k

Biggest sellers

MORGAN STANLEY Reduced -6,966,735-7.0m
Global Assets Advisory, LLC Sold out -446,020-446.0k
D. E. Shaw & Co., Inc. Sold out -322,368-322.4k
BANK OF NOVA SCOTIA Sold out -303,100-303.1k
StoneX Group Inc. Reduced -268,927-268.9k
Trinity Wealth Management, LLC Sold out -234,444-234.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -187,288-187.3k
Kestra Advisory Services, LLC Reduced -165,286-165.3k
CITADEL ADVISORS LLC Reduced -148,796-148.8k
WELLS FARGO & COMPANY/MN Reduced -124,990-125.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +1.7 pts · filed 2026-10-27 5.2% +1.7 pts 841.3k≈ $17.0m 2026-10-27

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,122,1903.1m $56.8m $56.8m 0.00% Reduced -7.0m -6,966,735
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,520,2062.5m $45.9m $45.9m 0.01% Reduced -125.0k -124,990
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,452,8402.5m $44.6m $44.6m 0.02% Added +129.6k +129,603
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,649,8031.6m $30.0m $30.0m 0.01% Reduced -89.4k -89,390
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 828,168828.2k $15.1m $15.1m 0.00% Added +41.1k +41,073
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 758,731758.7k $13.8m $13.8m 0.00% Reduced -8.7k -8,729
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 637,310637.3k $11.6m $11.6m 0.00% Reduced -187.3k -187,288
8 Crumly & Associates Inc. 2.86% of their portfolio SPRINGFIELD, IL 544,955545.0k $9.9m $9.9m 2.86% Reduced -34.5k -34,499
9 Vestmark Advisory Solutions, Inc. 0.32% of their portfolio Wakefield, MA 427,384427.4k $7.8m $7.8m 0.32% Added +7.7k +7,704
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 355,908355.9k $6.5m $6.5m 0.00% Reduced -106.1k -106,137
11 Avestar Capital, LLC 0.70% of their portfolio New York, NY 348,919348.9k $6.4m $6.4m 0.70% Reduced -357 -357
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 348,792348.8k $6.3m $6.3m 0.01% Added +35.5k +35,462
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 302,703302.7k $5.5m $5.5m 0.02% Added +18.3k +18,272
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 301,007301.0k $5.5m $5.5m 0.01% Added +8.1k +8,087
15 PCG Wealth Advisors, LLC 2.34% of their portfolio OVERLAND PARK, KS 295,769295.8k $5.4m $5.4m 2.34% Added +104.2k +104,191
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 228,617228.6k $4.2m $4.2m 0.01% Reduced -5.2k -5,195
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 216,113216.1k $3.9m $3.9m 0.00% Added +46.5k +46,525
18 IronBridge Private Wealth, LLC 1.44% of their portfolio Austin, TX 210,981211.0k $3.8m $3.8m 1.44% Added +29.3k +29,338
19 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 201,918201.9k $3.7m $3.7m 0.03% Added +430 +430
20 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 198,492198.5k $3.6m $3.6m 0.08% New
21 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 180,319180.3k $3.3m $3.3m 0.01% Reduced -23.8k -23,796
22 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 171,026171.0k $3.1m $3.1m 0.01% Reduced -454 -454
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 161,513161.5k $2.9m $2.9m 0.00% Reduced -3.4k -3,355
24 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 160,276160.3k $2.9m $2.9m 0.00% Added +121.5k +121,522
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 137,467137.5k $2.5m $2.5m 0.01% Reduced -49.9k -49,909
26 TAP Consulting, LLC 0.51% of their portfolio KIRKWOOD, MO 132,409132.4k $2.4m $2.4m 0.51% Added +12.0k +11,988
27 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 125,936125.9k $2.3m $2.3m 0.02% Reduced -2.5k -2,531
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 120,935120.9k $2.2m $2.2m 0.00% Reduced -148.8k -148,796
29 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 109,650109.7k $2.0m $2.0m 0.00% Added +58.4k +58,377
30 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 108,424108.4k $2.0m $2.0m 0.01% New
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 101,234101.2k $1.8m $1.8m 0.00% Reduced -27.7k -27,718
32 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 92,39592.4k $1.7m $1.7m 0.03% Reduced -15 -15
33 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 80,67980.7k $1.5m $1.5m 0.04% Added +31.5k +31,545
34 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 75,81875.8k $1.4m $1.4m 0.07% New
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 68,46968.5k $1.3m $1.3m 0.01% First filing
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 63,89563.9k $1.2m $1.2m 0.02% Reduced -14.0k -14,031
37 Gateway Wealth Partners, LLC 0.32% of their portfolio APPLETON, WI 57,40257.4k $1.0m $1.0m 0.32% Added +2.2k +2,158
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 57,03457.0k $1.0m $1.0m 0.00% Reduced -16.9k -16,886
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 54,58254.6k $993.4k $993.4k 0.01% Reduced -20.4k -20,386
40 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 52,04952.0k $947.3k $947.3k 0.02% Added +52.0k +52,042
41 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 48,79048.8k $888.3k $888.3k 0.07% Reduced -268.9k -268,927
42 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 43,63843.6k $794.2k $794.2k 0.02% Reduced -1.9k -1,883
43 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 43,35443.4k $789.0k $789.0k 0.00% Added +1.9k +1,876
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,35942.4k $770.9k $770.9k 0.00% New
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 42,22542.2k $768.5k $768.5k 0.01% Reduced -3.0k -2,954
46 Kesler, Norman & Wride, LLC 0.16% of their portfolio OGDEN, UT 42,12142.1k $766.6k $766.6k 0.16% Reduced -2.4k -2,383
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,28841.3k $751.4k $751.4k 0.00% New
48 LANARK FINANCIAL, INC. 0.07% of their portfolio BIRMINGHAM, AL 41,04841.0k $747.0k $747.0k 0.07% Reduced -3.4k -3,407
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 40,65740.7k $740.0k $740.0k 0.00% Added +29 +29
50 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 38,54438.5k $701.5k $701.5k 0.00% Reduced -165.3k -165,286
51 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 38,45638.5k $699.9k $699.9k 0.02% Added +1.7k +1,672
52 OneAscent Financial Services LLC 0.09% of their portfolio BIRMINGHAM, AL 36,92736.9k $672.0k $672.0k 0.09% New
53 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 36,00536.0k $655.3k $655.3k 0.01% Reduced -18.7k -18,736
54 JBR Co Financial Management Inc 0.39% of their portfolio ARDMORE, OK 30,40430.4k $553.4k $553.4k 0.39% Reduced -1.1k -1,060
55 SignalPoint Asset Management, LLC 0.15% of their portfolio SPRINGFIELD, MO 30,01530.0k $546.3k $546.3k 0.15% Added +8.5k +8,486
56 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 27,97428.0k $509.1k $509.1k 0.00% Reduced -19.2k -19,211
57 WORLD EQUITY GROUP, INC. 0.15% of their portfolio SCHAUMBURG, IL 27,97428.0k $509.1k $509.1k 0.15% Reduced -89.6k -89,584
58 NAVELLIER & ASSOCIATES INC 0.05% of their portfolio Reno, NV 25,62125.6k $466.3k $466.3k 0.05% Added +505 +505
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,77724.8k $450.9k $450.9k 0.00% Added +1.6k +1,575
60 RPg Family Wealth Advisory, LLC 0.15% of their portfolio BURLINGTON, MA 24,52724.5k $446.4k $446.4k 0.15% Added +2.0k +2,001
61 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 24,18924.2k $440.2k $440.2k 0.01% Added +1.9k +1,921
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,09223.1k $420.3k $420.3k 0.00% Reduced -1.0k -1,007
63 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 21,49821.5k $391.0k $391.0k 0.03% Reduced -2.9k -2,890
64 COTTONWOOD CAPITAL ADVISORS, LLC 0.30% of their portfolio SALT LAKE CITY, UT 21,48821.5k $380.8k $380.8k 0.30% Unchanged
65 1776 Wealth LLC 0.16% of their portfolio ATLANTA, GA 20,10020.1k $365.8k $365.8k 0.16% Unchanged
66 Stonebridge Financial Planning Group, LLC 0.18% of their portfolio ORLANDO, FL 19,18819.2k $349.2k $349.2k 0.18% Reduced -2.7k -2,655
67 Blackhawk Capital Partners, LLC 0.19% of their portfolio THIENSVILLE, WI 17,62417.6k $320.8k $320.8k 0.19% Reduced -560 -560
68 HFG Advisors, Inc. 0.29% of their portfolio CINCINATTI, OH 17,17917.2k $312.7k $312.7k 0.29% Reduced -2.0k -2,000
69 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 16,61416.6k $302.4k $302.4k 0.01% Reduced -2.6k -2,581
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 16,61016.6k $302.3k $302.3k 0.01% Reduced -3.3k -3,272
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,33616.3k $297.3k $297.3k 0.00% Reduced -4.0k -3,966
72 REAP Financial Group, LLC 0.08% of their portfolio AUSTIN, TX 16,22216.2k $295.2k $295.2k 0.08% Reduced -2.8k -2,821
73 Prosperity Financial Group, Inc. 0.18% of their portfolio San Ramon, CA 15,83215.8k $288.1k $288.1k 0.18% Reduced -675 -675
74 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,60615.6k $284.0k $284.0k 0.00% Added +668 +668
75 Waterfront Wealth Inc. 0.07% of their portfolio OVERLAND PARK, KS 14,90514.9k $271.3k $271.3k 0.07% New
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,80214.8k $269.4k $269.4k 0.00% Added +1.2k +1,250
77 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 14,78514.8k $269.1k $269.1k 0.03% Reduced -8.7k -8,732
78 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 14,67714.7k $267.1k $267.1k 0.01% Reduced -230 -230
79 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,72913.7k $249.9k $249.9k 0.00% Reduced -1.7k -1,665
80 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 13,70013.7k $225.5k $225.5k 0.03% Reduced -3.0k -3,000
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 13,63213.6k $248.1k $248.1k 0.02% Added +10.7k +10,743
82 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 12,91512.9k $235.1k $235.1k 0.01% Added +607 +607
83 Pinnacle Family Advisors, LLC 0.13% of their portfolio Springfield, MO 12,46712.5k $226.9k $226.9k 0.13% Reduced -979 -979
84 Certified Advisory Corp 0.03% of their portfolio ALTAMONTE SPRINGS, FL 12,40312.4k $225.7k $225.7k 0.03% Unchanged
85 PGIM Custom Harvest LLC 0.00% of their portfolio NEWARK, NJ 11,71711.7k $213.2k $213.2k 0.00% New
86 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,70611.7k $213.0k $213.0k 0.00% Reduced -5.0k -5,006
87 Bright Futures Wealth Management, LLC. 0.10% of their portfolio WEBSTER, NY 14580, NY 10,92510.9k $185.0k $185.0k 0.10% Unchanged
88 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 10,67610.7k $194.3k $194.3k 0.00% New
89 PFG Advisors 0.01% of their portfolio Phoenix, AZ 10,66410.7k $194.1k $194.1k 0.01% Reduced -1.2k -1,243
90 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 10,64810.6k $193.8k $193.8k 0.00% New
91 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 10,54710.5k $191.9k $191.9k 0.03% Added +10 +10
92 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 10,51210.5k $191.3k $191.3k 0.01% Reduced -1.3k -1,301
93 WEALTH EFFECTS LLC 0.07% of their portfolio BOSTON, MA 10,50010.5k $191.1k $191.1k 0.07% Unchanged
94 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 10,36610.4k $188.7k $188.7k 0.03% Reduced -4.0k -3,973
95 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,32410.3k $187.9k $187.9k 0.00% Reduced -17.0k -16,981
96 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,6739.7k $176.1k $176.1k 0.00% New
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,6768.7k $157.9k $157.9k 0.00% Reduced -3.9k -3,860
98 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,1077.1k $129.4k $129.4k 0.01% Reduced -21.1k -21,146
99 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 5,6895.7k $103.5k $103.5k 0.01% Added +2.1k +2,132
100 NewSquare Capital LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 5,3505.3k $97.4k $97.4k 0.01% Unchanged