Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

165 institutional holders +11 vs Q3 2022
7,227,4717.2m shares reported held*
$641.8mreported value*
25 new 57 added 49 reduced 15 sold out net sold ≈ $29.8m (-329.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.80. Options: 2 managers hold calls ($461.7k notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 154Q4 22: 165165Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022154
Q4 2022165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $418.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $461.7kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$418.0k$00.00
Q4 2022$461.7k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +173,523+173.5k
MORGAN STANLEY Added +143,892+143.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +83,205+83.2k
BDO Wealth Advisors, LLC New +39,073+39.1k
LPL Financial LLC Added +36,154+36.2k
Raymond James Financial Services Advisors, Inc. Added +24,418+24.4k
CITADEL ADVISORS LLC New +23,720+23.7k
Secure Asset Management, LLC New +19,362+19.4k
UBS Group AG Added +19,049+19.0k
BANK OF AMERICA CORP /DE/ Added +18,390+18.4k

Biggest sellers

TOTAL INVESTMENT MANAGEMENT INC Reduced -550,127-550.1k
AFFINITY WEALTH MANAGEMENT LLC Sold out -265,912-265.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -77,169-77.2k
Frisch Financial Group, Inc. Reduced -53,991-54.0k
GOLDMAN SACHS GROUP INC Reduced -48,678-48.7k
ROYAL BANK OF CANADA Reduced -26,146-26.1k
Valmark Advisers, Inc. Sold out -21,166-21.2k
Bank of New York Mellon Corp Sold out -12,916-12.9k
Baird Financial Group, Inc. Reduced -9,907-9.9k
Roof Eidam Maycock Peralta, LLC Reduced -6,399-6.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $461.7k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,698,1911.7m $150.8m $150.8m 0.02% Added +143.9k +143,892
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 952,800952.8k $84.6m $84.6m 0.03% Added +173.5k +173,523
3 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 700,379700.4k $62.2m $62.2m 0.06% Added +4.9k +4,910
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 397,164397.2k $35.3m $35.3m 0.02% Added +19.0k +19,049
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 323,287323.3k $28.7m $28.7m 0.00% Added +18.4k +18,390
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 288,101288.1k $25.6m $25.6m 0.02% Added +36.2k +36,154
7 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 196,206196.2k $17.4m $17.4m 0.04% Added +13.1k +13,112
8 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 147,269147.3k $13.1m $13.1m 0.03% Added +18.1k +18,058
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 145,863145.9k $13.0m $13.0m 0.00% Reduced -26.1k -26,146
10 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 145,340145.3k $12.9m $12.9m 0.02% Reduced -2.6k -2,578
11 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 142,309142.3k $12.6m $12.6m 0.03% Added +24.4k +24,418
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 124,070124.1k $11.0m $11.0m 0.01% Reduced -77.2k -77,169
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 121,570121.6k $10.8m $10.8m 0.02% Reduced -1.5k -1,504
14 KESTRA PRIVATE WEALTH SERVICES, LLC 0.45% of their portfolio AUSTIN, TX 100,388100.4k $8.9m $8.9m 0.45% Added +83.2k +83,205
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 90,22390.2k $8.0m $8.0m 0.01% Reduced -3.3k -3,279
16 New England Private Wealth Advisors LLC 1.48% of their portfolio WELLESLEY, MA 78,88678.9k $7.0m $7.0m 1.48% Reduced -1.1k -1,120
17 Frisch Financial Group, Inc. 2.21% of their portfolio MELVILLE, NY 66,36166.4k $5.9m $5.9m 2.21% Reduced -54.0k -53,991
18 SEGALL BRYANT & HAMILL, LLC 0.06% of their portfolio CHICAGO, IL 65,26365.3k $5.8m $5.8m 0.06% Added +938 +938
19 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 62,76562.8k $5.6m $5.6m 0.05% Added +2.0k +1,995
20 Davis Investment Partners, LLC 3.11% of their portfolio CHARLOTTE, NC 62,24762.2k $6.2m $6.2m 3.11% First filing
21 NTV Asset Management LLC 0.76% of their portfolio Charleston, WV 43,73643.7k $3.9m $3.9m 0.76% Reduced -150 -150
22 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 43,43243.4k $3.9m $3.9m 0.02% Reduced -662 -662
23 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 42,08942.1k $3.2m $3.2m 0.08% Added +13.8k +13,780
24 Shakespeare Wealth Management, LLC 1.36% of their portfolio Pewaukee, WI 41,71541.7k $3.7m $3.7m 1.36% Added +724 +724
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 39,23339.2k $3.5m $3.5m 0.00% Reduced -48.7k -48,678
26 BDO Wealth Advisors, LLC 0.43% of their portfolio JACKSONVILLE, FL 39,07339.1k $3.5m $3.5m 0.43% New
27 Ausdal Financial Partners, Inc. 0.48% of their portfolio Davenport, IA 37,05137.1k $3.3m $3.3m 0.48% Added +3.0k +2,965
28 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,49534.5k $3.1m $3.1m 0.01% Reduced -9.9k -9,907
29 Precision Wealth Strategies, LLC 3.14% of their portfolio SAINT LOUIS, MO 33,97934.0k $3.0m $3.0m 3.14% Reduced -6.0k -6,001
30 Darwin Wealth Management, LLC 0.81% of their portfolio TAMPA, FL 33,51433.5k $3.1m $3.1m 0.81% Added +7.9k +7,921
31 WINTRUST INVESTMENTS LLC 0.41% of their portfolio CHICAGO, IL 32,78432.8k $2.9m $2.9m 0.41% Reduced -2.9k -2,917
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 30,11230.1k $2.7m $2.7m 0.00% Added +3.3k +3,344
33 Luken Investment Analytics, LLC 1.67% of their portfolio BRENTWOOD, TN 29,51429.5k $2.6m $2.6m 1.67% First filing
34 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 26,77226.8k $2.4m $2.4m 0.02% Added +1.8k +1,844
35 Good Life Advisors, LLC 0.31% of their portfolio READING, PA 24,93324.9k $2.2m $2.2m 0.31% Reduced -389 -389
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,72023.7k $2.1m $2.1m 0.00% New
37 COZAD ASSET MANAGEMENT INC 0.29% of their portfolio CHAMPAIGN, IL 23,10523.1k $2.1m $2.1m 0.29% Unchanged
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,05123.1k $2.0m $2.0m 0.00% Added +14.3k +14,268
39 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 21,50521.5k $1.9m $1.9m 0.03% Added +609 +609
40 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,35520.4k $1.8m $1.8m 0.01% Added +9.6k +9,641
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 20,21620.2k $1.8m $1.8m 0.03% Reduced -6.1k -6,062
42 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 20,20020.2k $1.8m $1.8m 0.06% Reduced -252 -252
43 Secure Asset Management, LLC 0.62% of their portfolio Troy, MI 19,36219.4k $1.7m $1.7m 0.62% New
44 Garrett Wealth Advisory Group, LLC 0.87% of their portfolio WEATHERFORD, TX 19,02019.0k $1.7m $1.7m 0.87% Added +2.6k +2,559
45 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 18,12918.1k $1.6m $1.6m 0.02% Added +2.2k +2,166
46 GUARDIAN WEALTH ADVISORS, LLC / NC 0.31% of their portfolio RALEIGH, NC 17,97518.0k $1.6m $1.6m 0.31% Reduced -152 -152
47 Baker Avenue Asset Management, LP 0.09% of their portfolio SAN FRANCISCO, CA 16,81716.8k $1.5m $1.5m 0.09% New
48 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 16,47316.5k $1.5m $1.5m 0.04% Added +722 +722
49 Strategic Blueprint, LLC 0.17% of their portfolio ATLANTA, GA 16,40716.4k $1.5m $1.5m 0.17% Added +2.9k +2,932
50 Vestmark Advisory Solutions, Inc. 0.06% of their portfolio Wakefield, MA 13,87313.9k $1.2m $1.2m 0.06% Added +5.5k +5,487
51 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 13,58113.6k $1.2m $1.2m 0.05% Added +3.5k +3,514
52 Summit Financial Group, Inc. 0.48% of their portfolio MOOREFIELD, WV 13,53513.5k $1.2m $1.2m 0.48% Reduced -50 -50
53 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 13,22313.2k $1.2m $1.2m 0.07% Reduced -3.2k -3,189
54 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 13,18713.2k $1.2m $1.2m 0.06% New
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,11613.1k $1.2m $1.2m 0.01% Added +3.5k +3,471
56 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,11313.1k $1.2m $1.2m 0.02% Reduced -68 -68
57 V Wealth Advisors LLC 0.23% of their portfolio Overland Park, KS 12,45912.5k $1.1m $1.1m 0.23% New
58 WealthBridge Capital Management, LLC 0.44% of their portfolio WESTERVILLE, OH 11,98112.0k $1.1m $1.1m 0.44% Reduced -1.2k -1,173
59 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 11,89711.9k $1.1m $1.1m 0.03% Added +3.8k +3,832
60 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 11,64311.6k $1.0m $1.0m 0.06% New
61 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 11,05311.1k $810.0k $810.0k 0.02% Reduced -2.0k -2,034
62 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 10,94010.9k $971.3k $971.3k 0.01% Added +2.1k +2,103
63 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 10,45810.5k $928.5k $928.5k 0.01% Added +5.2k +5,237
64 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 10,40910.4k $924.1k $924.1k 0.01% Added +3.2k +3,175
65 Oxbow Advisors, LLC 0.16% of their portfolio Austin, TX 9,8279.8k $872.4k $872.4k 0.16% Added +302 +302
66 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 9,4539.5k $839.3k $839.3k 0.01% Added +244 +244
67 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 9,2599.3k $822.3k $822.3k 0.02% Added +1.2k +1,227
68 360 Financial, Inc. 0.50% of their portfolio WAYZATA, MN 9,2579.3k $774.8k $774.8k 0.50% Unchanged
69 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 9,1849.2k $815.4k $815.4k 0.02% Added +3 +3
70 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 9,1649.2k $813.6k $813.6k 0.01% Added +1.4k +1,351
71 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 9,0069.0k $800.0k $800.0k 0.01% Added +6 +6
72 Zullo Investment Group, Inc. 0.47% of their portfolio SCRANTON, PA 8,6508.7k $767.9k $767.9k 0.47% Added +50 +50
73 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 8,1038.1k $719.0k $719.0k 0.00% Reduced -5.9k -5,898
74 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 8,0698.1k $716.0k $716.0k 0.00% Reduced -116 -116
75 Aft, Forsyth & Sober, LLC 0.32% of their portfolio VALRICO, FL 8,0258.0k $712.5k $712.5k 0.32% Reduced -1.0k -1,000
76 Sage Mountain Advisors LLC 0.16% of their portfolio ATLANTA, GA 7,6837.7k $682.1k $682.1k 0.16% Added +11 +11
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,5107.5k $666.8k $666.8k 0.00% Added +2.1k +2,084
78 PRIVATE TRUST CO NA 0.10% of their portfolio CLEVELAND, OH 7,2387.2k $643.0k $643.0k 0.10% Added +51 +51
79 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 7,1127.1k $631.4k $631.4k 0.03% Added +834 +834
80 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 6,9617.0k $618.0k $618.0k 0.00% Reduced -2 -2
81 Castle Rock Wealth Management, LLC 0.30% of their portfolio WALNUT CREEK, CA 6,8856.9k $667.8k $667.8k 0.30% Unchanged
82 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 6,5646.6k $583.0k $583.0k 0.03% Reduced -1.4k -1,386
83 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 6,1866.2k $549.2k $549.2k 0.08% Reduced -567 -567
84 SCHMIDT P J INVESTMENT MANAGEMENT INC 0.12% of their portfolio CEDARBURG, WI 6,1786.2k $548.5k $548.5k 0.12% Reduced -2.5k -2,500
85 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,0466.0k $536.8k $536.8k 0.01% Added +822 +822
86 Accel Wealth Management 0.29% of their portfolio WAVERLY, IA 5,8465.8k $607.0k $607.0k 0.29% New
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,6925.7k $505.3k $505.3k 0.00% New
88 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 5,6335.6k $500.1k $500.1k 0.07% Added +206 +206
89 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 5,3585.4k $475.7k $475.7k 0.01% Added +479 +479
90 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 5,2625.3k $467.0k $467.0k 0.02% Unchanged
91 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 5,2515.3k $466.2k $466.2k 0.02% Added +2.7k +2,744
92 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 5,0875.1k $451.6k $451.6k 0.05% New
93 Keystone Wealth Services, LLC 0.18% of their portfolio PALM DESERT, CA 4,6754.7k $415.1k $415.1k 0.18% Unchanged
94 GenWealth Group, Inc. 0.13% of their portfolio Maplewood, NJ 4,5804.6k $406.6k $406.6k 0.13% Unchanged
95 Tyler-Stone Wealth Management 0.27% of their portfolio Beachwood, OH 4,5414.5k $403.0k $403.0k 0.27% Added +16 +16
96 WASHBURN CAPITAL MANAGEMENT, INC. 0.36% of their portfolio Vero Beach, FL 4,4824.5k $397.9k $397.9k 0.36% Reduced -205 -205
97 Sunbelt Securities, Inc. 0.07% of their portfolio HOUSTON, TX 4,2844.3k $380.4k $380.4k 0.07% Reduced -240 -240
98 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 4,1004.1k $364.0k $364.0k 0.00% New
99 Pinnacle Family Advisors, LLC 0.25% of their portfolio Springfield, MO 3,9904.0k $354.2k $354.2k 0.25% Reduced -216 -216
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 3,9594.0k $351.0k $351.0k 0.00% Reduced -7 -7