Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

78 institutional holders +6 vs Q1 2025
1,240,7991.2m shares reported held*
$182.2mreported value*
12 new 24 added 21 reduced 6 sold out net bought ≈ $42.7m (+291.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $146.83. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 57Q2 24: 60Q3 24: 67Q4 24: 73Q1 25: 72Q2 25: 7878Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457
Q2 202460
Q3 202467
Q4 202473
Q1 202572
Q2 202578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 19 bought or addedQ3 23: 28 cut or sold outQ4 23: 21 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 27 cut or sold outQ2 24: 26 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 26 cut or sold outQ4 24: 29 bought or addedQ4 24: 26 cut or sold outQ4 24Q1 25: 32 bought or addedQ1 25: 21 cut or sold outQ2 25: 36 bought or addedQ2 25: 27 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231928
Q4 20232132
Q1 20242427
Q2 20242623
Q3 20243126
Q4 20242926
Q1 20253221
Q2 20253627

Biggest buyers

MORGAN STANLEY Added +105,485+105.5k
WELLS FARGO & COMPANY/MN Added +99,747+99.7k
RAYMOND JAMES FINANCIAL INC Added +51,752+51.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +28,112+28.1k
ROYAL BANK OF CANADA Added +25,204+25.2k
WCG Wealth Advisors LLC New +13,668+13.7k
Certified Advisory Corp New +6,383+6.4k
TWO SIGMA INVESTMENTS, LP New +5,500+5.5k
Kestra Advisory Services, LLC Added +3,793+3.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,504+3.5k

Biggest sellers

Creative Planning Reduced -28,337-28.3k
Virtu Financial LLC Reduced -15,145-15.1k
Geneos Wealth Management Inc. Reduced -14,807-14.8k
LPL Financial LLC Reduced -9,138-9.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -2,220-2.2k
Flaharty Asset Management, LLC Sold out -1,143-1.1k
UBS Group AG Reduced -914-914
Fifth Third Securities, Inc. Reduced -877-877
Ameritas Advisory Services, LLC Reduced -775-775
RPg Family Wealth Advisory, LLC Reduced -687-687

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 202,432202.4k $29.7m $29.7m 0.00% Added +105.5k +105,485
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 134,552134.6k $19.8m $19.8m 0.01% Added +51.8k +51,752
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 123,837123.8k $18.2m $18.2m 0.00% Added +99.7k +99,747
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 101,848101.8k $15.0m $15.0m 0.00% Reduced -9.1k -9,138
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 65,18165.2k $9.6m $9.6m 0.01% Added +3.5k +3,504
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 51,87051.9k $7.6m $7.6m 0.00% Added +1.9k +1,870
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,32650.3k $7.4m $7.4m 0.00% Added +25.2k +25,204
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 48,64748.6k $7.1m $7.1m 0.01% Added +2.7k +2,730
9 Plotkin Financial Advisors, LLC 3.69% of their portfolio CHEVY CHASE, MD 45,60245.6k $6.7m $6.7m 3.69% Reduced -547 -547
10 RPg Family Wealth Advisory, LLC 1.27% of their portfolio BURLINGTON, MA 32,52332.5k $4.8m $4.8m 1.27% Reduced -687 -687
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,71931.7k $4.7m $4.7m 0.00% Added +3.0k +3,037
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 30,32130.3k $4.5m $4.5m 0.01% Added +28.1k +28,112
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,82527.8k $4.1m $4.1m 0.00% Reduced -28.3k -28,337
14 Wealth Management Partners, LLC 1.25% of their portfolio TUCSON, AZ 23,99224.0k $3.5m $3.5m 1.25% Added +1.0k +1,038
15 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 20,56220.6k $3.0m $3.0m 0.07% Reduced -14.8k -14,807
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,75414.8k $2.2m $2.2m 0.00% Added +2.2k +2,168
17 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,23514.2k $2.1m $2.1m 0.00% Reduced -184 -184
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,14614.1k $2.1m $2.1m 0.00% Reduced -914 -914
19 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,99614.0k $2.1m $2.1m 0.01% Added +72 +72
20 WCG Wealth Advisors LLC 0.13% of their portfolio LAS VEGAS, NV 13,66813.7k $2.0m $2.0m 0.13% New
21 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,13511.1k $1.6m $1.6m 0.00% Added +2.5k +2,518
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,78910.8k $1.6m $1.6m 0.00% Added +698 +698
23 Stonebridge Financial Planning Group, LLC 0.65% of their portfolio ORLANDO, FL 10,57210.6k $1.6m $1.6m 0.65% Unchanged
24 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 10,40910.4k $1.5m $1.5m 0.11% Reduced -877 -877
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,95610.0k $1.5m $1.5m 0.00% Reduced -37 -37
26 626 Financial, LLC 0.66% of their portfolio PORTAGE, MI 9,5189.5k $1.4m $1.4m 0.66% Unchanged
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,7728.8k $1.3m $1.3m 0.00% Added +848 +848
28 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 6,9416.9k $1.0m $1.0m 0.03% Reduced -15 -15
29 Certified Advisory Corp 0.10% of their portfolio ALTAMONTE SPRINGS, FL 6,3836.4k $937.1k $937.1k 0.10% New
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,1756.2k $906.6k $906.6k 0.00% Added +3.8k +3,793
31 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 5,5005.5k $807.5k $807.5k 0.00% New
32 Proactive Wealth Strategies LLC 0.37% of their portfolio MARIETTA, GA 5,3185.3k $781.0k $781.0k 0.37% Added +2 +2
33 Golden State Wealth Management, LLC 0.09% of their portfolio SANTA ANA, CA 5,1765.2k $759.9k $759.9k 0.09% Unchanged
34 Apeiron RIA LLC 0.20% of their portfolio Dallas, TX 5,1715.2k $759.2k $759.2k 0.20% Reduced -7 -7
35 WILLNER & HELLER, LLC 0.63% of their portfolio ENCINO, CA 5,0715.1k $744.5k $744.5k 0.63% Added +288 +288
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,6174.6k $677.9k $677.9k 0.00% Added +1.7k +1,686
37 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,1134.1k $603.8k $603.8k 0.00% Unchanged
38 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 3,8953.9k $571.0k $571.0k 0.05% Reduced -127 -127
39 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 3,8583.9k $579.7k $579.7k 0.03% Unchanged
40 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 3,3473.3k $491.4k $491.4k 0.01% Unchanged
41 Aviance Capital Partners, LLC 0.06% of their portfolio NAPLES, FL 2,9753.0k $436.8k $436.8k 0.06% Unchanged
42 Virtu Financial LLC 0.02% of their portfolio New York, NY 2,6232.6k $385.0k $385.0k 0.02% Reduced -15.1k -15,145
43 L. Roy Papp & Associates, LLP 0.05% of their portfolio Phoenix, AZ 2,5962.6k $381.1k $381.1k 0.05% Unchanged
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,5802.6k $378.8k $378.8k 0.00% New
45 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,5182.5k $369.7k $369.7k 0.01% First filing
46 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 2,4012.4k $352.5k $352.5k 0.07% Reduced -21 -21
47 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 2,3622.4k $346.8k $346.8k 0.00% Reduced -603 -603
48 QTR Family Wealth, LLC 0.20% of their portfolio LAKE MARY, FL 2,1712.2k $318.7k $318.7k 0.20% Added +13 +13
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,1462.1k $317.4k $317.4k 0.00% Reduced -443 -443
50 PFG Advisors 0.01% of their portfolio Phoenix, AZ 2,0552.1k $301.7k $301.7k 0.01% Added +127 +127
51 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0172.0k $296.0k $296.0k 0.00% Unchanged
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 1,9622.0k $288.0k $288.0k 0.00% Reduced -94 -94
53 TRUEFG, LLC 0.08% of their portfolio CEDAR PARK, TX 1,7761.8k $260.8k $260.8k 0.08% New
54 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,6331.6k $239.8k $239.8k 0.00% Unchanged
55 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 1,6061.6k $235.8k $235.8k 0.01% Unchanged
56 TCFG WEALTH MANAGEMENT, LLC 0.10% of their portfolio LAGUNA NIGUEL, CA 1,5101.5k $221.7k $221.7k 0.10% New
57 Betterment LLC 0.00% of their portfolio NEW YORK, NY 1,3911.4k $204.0k $204.0k 0.00% New
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3721.4k $201.4k $201.4k 0.00% Added +109 +109
59 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 750750 $109.2k $109.2k 0.01% Unchanged
60 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 725725 $106.4k $106.4k 0.01% Reduced -775 -775
61 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 699699 $102.8k $102.8k 0.01% Added +408 +408
62 FMR LLC 0.00% of their portfolio BOSTON, MA 357357 $52.4k $52.4k 0.00% Reduced -53 -53
63 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 265265 $38.9k $38.9k 0.00% New
64 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $36.7k $36.7k 0.00% Unchanged
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 243243 $35.7k $35.7k 0.00% New
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 211211 $31.0k $31.0k 0.00% Unchanged
67 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 199199 $29.2k $29.2k 0.00% Unchanged
68 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 126126 $18.5k $18.5k 0.00% Added +101 +101
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 104104 $15.3k $15.3k 0.00% New
70 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 9292 $13.5k $13.5k 0.00% New
71 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $13.2k $13.2k 0.00% Unchanged
72 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8484 $12.4k $12.4k 0.00% Unchanged
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5050 $7.3k $7.3k 0.00% Unchanged
74 Legend Financial Advisors, Inc. 0.00% of their portfolio PITTSBURGH, PA 5050 $7.3k $7.3k 0.00% New
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3434 $5.0k $5.0k 0.00% Reduced -120 -120
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1616 $2.3k $2.3k 0.00% Unchanged
77 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 88 $1.2k $1.2k 0.00% Reduced -2 -2
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged