Vault-13

FIRST TR EXCHANGE-TRADED ALP FAD

COM SHS · ETP · CUSIP 33733F101

60 institutional holders +3 vs Q1 2024
891,000891.0k shares reported held*
$109.7mreported value*
7 new 19 added 19 reduced 4 sold out net sold ≈ $7.2m (-58.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $123.10. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 53Q3 23: 59Q4 23: 57Q1 24: 57Q2 24: 6060Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202353
Q3 202359
Q4 202357
Q1 202457
Q2 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 26 cut or sold outQ2 23: 18 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 28 cut or sold outQ4 23: 21 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 27 cut or sold outQ2 24: 26 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20231726
Q2 20231825
Q3 20231928
Q4 20232132
Q1 20242427
Q2 20242623

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +27,492+27.5k
Fifth Third Securities, Inc. New +10,505+10.5k
CITADEL ADVISORS LLC Added +6,533+6.5k
Geneos Wealth Management Inc. Added +6,136+6.1k
ROYAL BANK OF CANADA Added +5,027+5.0k
WELLS FARGO & COMPANY/MN Added +3,292+3.3k
HRT FINANCIAL LP New +2,730+2.7k
Clearstead Advisors, LLC New +2,008+2.0k
LPL Financial LLC Added +1,905+1.9k
ENVESTNET ASSET MANAGEMENT INC New +1,652+1.7k

Biggest sellers

MORGAN STANLEY Reduced -113,700-113.7k
NWAM LLC Sold out -4,049-4.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -3,654-3.7k
OSAIC HOLDINGS, INC. Reduced -2,669-2.7k
1ST SOURCE BANK Sold out -1,606-1.6k
626 Financial, LLC Reduced -1,349-1.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,021-1.0k
TRUIST FINANCIAL CORP Reduced -986-986
RAYMOND JAMES & ASSOCIATES Reduced -513-513
Plotkin Financial Advisors, LLC Reduced -366-366

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 133,383133.4k $16.4m $16.4m 0.02% Added +27.5k +27,492
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 97,06897.1k $12.0m $12.0m 0.00% Reduced -113.7k -113,700
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 82,55782.6k $10.2m $10.2m 0.01% Added +1.9k +1,905
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 77,69177.7k $9.6m $9.6m 0.02% Reduced -1.0k -1,021
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 54,92754.9k $6.8m $6.8m 0.00% Unchanged
6 Plotkin Financial Advisors, LLC 3.66% of their portfolio CHEVY CHASE, MD 46,28746.3k $5.7m $5.7m 3.66% Reduced -366 -366
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,62838.6k $4.8m $4.8m 0.00% Added +5.0k +5,027
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,10037.1k $4.6m $4.6m 0.01% Reduced -986 -986
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 29,53929.5k $3.6m $3.6m 0.00% Added +1.5k +1,479
10 Kowal Investment Group, LLC 0.67% of their portfolio BROOKFIELD, WI 27,17227.2k $3.3m $3.3m 0.67% Reduced -196 -196
11 Wealth Management Partners, LLC 1.31% of their portfolio TUCSON, AZ 21,91021.9k $2.7m $2.7m 1.31% Added +67 +67
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,24020.2k $2.5m $2.5m 0.00% Added +6.5k +6,533
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 19,26119.3k $2.4m $2.4m 0.00% Added +3.3k +3,292
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,02116.0k $2.0m $2.0m 0.01% Reduced -232 -232
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,76115.8k $1.9m $1.9m 0.00% Reduced -513 -513
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,26614.3k $1.8m $1.8m 0.00% Added +628 +628
17 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 12,09512.1k $1.5m $1.5m 0.07% Added +6.1k +6,136
18 Stonebridge Financial Planning Group, LLC 0.72% of their portfolio ORLANDO, FL 11,65011.7k $1.4m $1.4m 0.72% Reduced -325 -325
19 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,48111.5k $1.4m $1.4m 0.00% Reduced -215 -215
20 RPg Family Wealth Advisory, LLC 0.44% of their portfolio BURLINGTON, MA 10,91810.9k $1.3m $1.3m 0.44% Added +498 +498
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,84910.8k $1.3m $1.3m 0.00% Added +342 +342
22 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 10,50510.5k $1.3m $1.3m 0.12% New
23 626 Financial, LLC 0.68% of their portfolio PORTAGE, MI 9,5189.5k $1.2m $1.2m 0.68% Reduced -1.3k -1,349
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,8897.9k $971.3k $971.3k 0.00% Reduced -3.7k -3,654
25 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 7,0167.0k $863.8k $863.8k 0.03% Reduced -144 -144
26 Apeiron RIA LLC 0.25% of their portfolio Dallas, TX 6,7276.7k $828.2k $828.2k 0.25% Reduced -323 -323
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,9936.0k $738.1k $738.1k 0.00% Added +466 +466
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,2755.3k $649.0k $649.0k 0.00% Reduced -246 -246
29 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 4,5824.6k $564.0k $564.0k 0.05% Added +121 +121
30 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 3,7753.8k $449.0k $449.0k 0.00% First filing
31 WILLNER & HELLER, LLC 0.44% of their portfolio ENCINO, CA 3,7603.8k $462.9k $462.9k 0.44% Reduced -280 -280
32 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 3,6133.6k $444.8k $444.8k 0.02% Added +1.0k +1,032
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,5093.5k $431.8k $431.8k 0.00% Reduced -2.7k -2,669
34 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 2,7302.7k $336.0k $336.0k 0.00% New
35 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 2,6752.7k $333.3k $333.3k 0.05% Unchanged
36 L. Roy Papp & Associates, LLP 0.04% of their portfolio Phoenix, AZ 2,5962.6k $319.6k $319.6k 0.04% Unchanged
37 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,3972.4k $295.1k $295.1k 0.01% Unchanged
38 Gateway Wealth Partners, LLC 0.09% of their portfolio APPLETON, WI 2,3602.4k $290.6k $290.6k 0.09% Added +114 +114
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,3212.3k $285.8k $285.8k 0.00% Added +156 +156
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 2,1872.2k $269.3k $269.3k 0.03% Unchanged
41 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0222.0k $249.0k $249.0k 0.00% Added +1 +1
42 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,0082.0k $247.2k $247.2k 0.00% New
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 1,9201.9k $236.4k $236.4k 0.00% Added +15 +15
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,6521.7k $203.4k $203.4k 0.00% New
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2901.3k $158.8k $158.8k 0.00% Added +52 +52
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 814814 $100.4k $100.4k 0.00% Reduced -2 -2
47 Smartleaf Asset Management LLC 0.02% of their portfolio BOSTON, MA 750750 $92.2k $92.2k 0.02% Unchanged
48 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 605605 $74.0k $74.0k 0.01% New
49 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 401401 $49.4k $49.4k 0.00% Unchanged
50 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 304304 $37.5k $37.5k 0.01% New
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 255255 $31.4k $31.4k 0.00% Reduced -26 -26
52 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 250250 $30.8k $30.8k 0.00% Unchanged
53 FMR LLC 0.00% of their portfolio BOSTON, MA 172172 $21.2k $21.2k 0.00% Unchanged
54 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 9090 $11.1k $11.1k 0.00% Unchanged
55 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 7575 $9.2k $9.2k 0.00% Unchanged
56 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 5959 $7.3k $7.3k 0.00% Unchanged
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5050 $6.2k $6.2k 0.00% New
58 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3434 $4.2k $4.2k 0.00% Unchanged
59 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1717 $2.1k $2.1k 0.00% Reduced -2 -2
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged