FIRST TR EXCHANGE-TRADED ALP FAD
COM SHS · ETP · CUSIP 33733F101
53
institutional holders
-1 vs Q1 2023
929.3k
shares reported held*
$97.8mreported value*
2 new
16 added
22 reduced
3 sold out
net bought ≈ $3.3m (+31.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $105.24. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 57 |
| Q1 2023 | 54 |
| Q2 2023 | 53 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 30 | 19 |
| Q1 2023 | 17 | 26 |
| Q2 2023 | 18 | 25 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +11.8k |
| LPL Financial LLC | Added | +10.3k |
| CITADEL ADVISORS LLC | Added | +9.1k |
| IFP Advisors, Inc | Added | +7.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +6.4k |
| Kestra Advisory Services, LLC | Added | +3.3k |
| Bison Wealth, LLC | New | +2.5k |
| Gallagher Fiduciary Advisors, LLC | Added | +2.2k |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | New | +2.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +1.6k |
Biggest sellers
| ROYAL BANK OF CANADA | Reduced | -4.0k |
| Plotkin Financial Advisors, LLC | Reduced | -3.1k |
| D.A. DAVIDSON & CO. | Reduced | -3.0k |
| Baird Financial Group, Inc. | Reduced | -2.5k |
| OSAIC HOLDINGS, INC. | Reduced | -2.4k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -2.4k |
| WELLS FARGO & COMPANY/MN | Reduced | -2.2k |
| Kowal Investment Group, LLC | Reduced | -1.4k |
| Ameritas Advisory Services, LLC | Sold out | -1.0k |
| CITIGROUP INC | Sold out | -933 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 104.9k $11.1m | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 86.4k $9.1m | Added +1.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio | 77.1k $8.1m | Added +6.4k |
| LPL Financial LLC 0.00% of their portfolio | 65.7k $6.9m | Added +10.3k |
| MORGAN STANLEY 0.00% of their portfolio | 57.3k $6.0m | Added +276 |
| Gallagher Fiduciary Advisors, LLC 0.39% of their portfolio | 48.4k $5.1m | Added +2.2k |
| Plotkin Financial Advisors, LLC 4.06% of their portfolio | 46.2k $4.9m | Reduced -3.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 42.2k $4.5m | Reduced -4.0k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 40.7k $4.3m | Reduced -322 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 38.3k $4.0m | Added +11.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 30.5k $3.2m | Added +9.1k |
| Kowal Investment Group, LLC 0.77% of their portfolio | 27.5k $2.9m | Reduced -1.4k |
| HARBOUR INVESTMENTS, INC. 0.14% of their portfolio | 27.2k $2.9m | Added +1.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 26.8k $2.8m | Added +336 |
| D.A. DAVIDSON & CO. 0.02% of their portfolio | 21.2k $2.2m | Reduced -3.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 19.8k $2.1m | Reduced -312 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 15.5k $1.6m | Reduced -2.2k |
| IFP Advisors, Inc 0.03% of their portfolio | 14.5k $1.3m | Added +7.1k |
| Private Advisor Group, LLC 0.01% of their portfolio | 14.3k $1.5m | Added +3 |
| Stonebridge Financial Planning Group, LLC 0.86% of their portfolio | 13.4k $1.4m | Reduced -395 |
| 626 Financial, LLC 0.76% of their portfolio | 11.3k $1.2m | Unchanged |
| Baird Financial Group, Inc. 0.00% of their portfolio | 11.3k $1.2m | Reduced -2.5k |
| V Wealth Advisors LLC 0.17% of their portfolio | 9.5k $1.0m | Reduced -121 |
| UBS Group AG 0.00% of their portfolio | 7.6k $803.9k | Reduced -528 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 6.2k $651.1k | Reduced -2.4k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 6.1k $643.8k | Added +3.3k |
| Apeiron RIA LLC 0.22% of their portfolio | 6.1k $640.4k | Reduced -191 |
| Geneos Wealth Management Inc. 0.03% of their portfolio | 5.9k $620.2k | Added +184 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 5.7k $606.0k | Reduced -144 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 5.4k $574.3k | Reduced -117 |
| Prospera Financial Services Inc 0.02% of their portfolio | 4.2k $438.6k | Reduced -94 |
| NWAM LLC 0.04% of their portfolio | 4.1k $431.6k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 4.0k $423.2k | Reduced -377 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 3.5k $365.8k | Reduced -2.4k |
| L. Roy Papp & Associates, LLP 0.04% of their portfolio | 2.6k $273.9k | Reduced -539 |
| Bison Wealth, LLC 0.05% of their portfolio | 2.5k $265.0k | New |
| Gateway Wealth Partners, LLC 0.04% of their portfolio | 2.3k $247.3k | Unchanged |
| 1ST SOURCE BANK 0.02% of their portfolio | 2.2k $237.4k | Unchanged |
| Cetera Advisors LLC 0.00% of their portfolio | 2.2k $231.6k | Added +50 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 2.2k $231.4k | Reduced -224 |
| CWM, LLC 0.00% of their portfolio | 2.0k $213.0k | Added +2 |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio | 2.0k $211.9k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.5k $157.3k | Added +133 |
| Spire Wealth Management 0.00% of their portfolio | 430 $45.4k | Unchanged |
| FMR LLC 0.00% of their portfolio | 256 $27.0k | Reduced -270 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 150 $15.8k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 103 $11.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 34 $3.6k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 21 $2.2k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 6 $633 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1 $153 | Reduced -343 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1 $106 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |