Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

252 institutional holders -6 vs Q3 2023
10,010,23510.0m shares reported held*
$422.1mreported value*
26 new 55 added 107 reduced 42 sold out net bought ≈ $34.6m (+826.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.17. Options: 5 managers hold calls ($4.7m notional), 4 hold puts ($1.1m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285Q2 23: 271Q3 23: 258Q4 23: 252252Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285
Q2 2023271
Q3 2023258
Q4 2023252

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 109 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 137 cut or sold outQ3 23Q4 23: 81 bought or addedQ4 23: 149 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138
Q2 2023109133
Q3 202396137
Q4 202381149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $7.0mQ1 23 puts: $1.5mQ1 23P/C 0.21Q2 23 calls: $6.1mQ2 23 puts: $2.4mQ2 23P/C 0.39Q3 23 calls: $4.8mQ3 23 puts: $2.0mQ3 23P/C 0.42Q4 23 calls: $4.7mQ4 23 puts: $1.1mQ4 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q1 2023$7.0m$1.5m0.21
Q2 2023$6.1m$2.4m0.39
Q3 2023$4.8m$2.0m0.42
Q4 2023$4.7m$1.1m0.25

Biggest buyers

MORGAN STANLEY Added +1,300,590+1.3m
Gerber Kawasaki Wealth & Investment Management New +360,490+360.5k
Rockefeller Capital Management L.P. Added +215,034+215.0k
JPMORGAN CHASE & CO Added +135,702+135.7k
CITADEL ADVISORS LLC Added +69,637+69.6k
CITIGROUP INC Added +60,038+60.0k
CX Institutional Added +57,803+57.8k
BNP PARIBAS FINANCIAL MARKETS Added +34,284+34.3k
SYON CAPITAL LLC New +30,020+30.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +27,136+27.1k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -257,522-257.5k
RAYMOND JAMES & ASSOCIATES Reduced -144,327-144.3k
UBS Group AG Reduced -112,443-112.4k
OSAIC HOLDINGS, INC. Reduced -109,723-109.7k
LPL Financial LLC Reduced -105,327-105.3k
Creative Planning Reduced -83,526-83.5k
BANK OF AMERICA CORP /DE/ Reduced -80,917-80.9k
WELLS FARGO & COMPANY/MN Reduced -75,706-75.7k
CONSOLIDATED CAPITAL MANAGEMENT, LLC Sold out -59,399-59.4k
Wealthspire Advisors, LLC Reduced -40,112-40.1k

Biggest calls

JANE STREET GROUP, LLC Added $2.3m54.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m33.9k shares
CITADEL ADVISORS LLC Added $940.4k22.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0200 shares

Biggest puts

CITADEL ADVISORS LLC Added $877.1k20.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $269.9k6.4k shares
Cutler Group LLC / CA Reduced $1.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,154,7762.2m $90.9m $90.9m 0.00% Added +1.3m +1,300,590
2 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 667,633667.6k $28.2m $28.2m 0.06% Reduced -257.5k -257,522
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 639,395639.4k $27.0m $27.0m 0.02% Reduced -105.3k -105,327
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 423,946423.9k $17.9m $17.9m 0.01% Reduced -112.4k -112,443
5 Gerber Kawasaki Wealth & Investment Management 0.91% of their portfolio SANTA MONICA, CA 360,490360.5k $15.2m $15.2m 0.91% New
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 322,294322.3k $13.6m $13.6m 0.00% Reduced -80.9k -80,917
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 317,100317.1k $13.4m $13.4m 0.00% Reduced -75.7k -75,706
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 310,372310.4k $13.6m $13.6m 0.00% Added +16.1k +16,148
9 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 233,177233.2k $9.8m $9.8m 0.03% Added +215.0k +215,034
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 213,463213.5k $9.0m $9.0m 0.02% Added +27.1k +27,136
11 Mariner, LLC 0.02% of their portfolio Overland Park, KS 212,029212.0k $8.9m $8.9m 0.02% Added +3.3k +3,254
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 198,148198.1k $8.4m $8.4m 0.01% Reduced -109.7k -109,723
13 Wealthspire Advisors, LLC 0.11% of their portfolio NEW YORK, NY 176,477176.5k $7.4m $7.4m 0.11% Reduced -40.1k -40,112
14 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 170,415170.4k $7.2m $7.2m 0.01% Reduced -7.0k -6,953
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,208150.2k $6.3m $6.3m 0.00% Reduced -11.1k -11,114
16 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 149,583149.6k $6.3m $6.3m 0.01% Reduced -20.7k -20,746
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 146,818146.8k $6.2m $6.2m 0.00% Added +135.7k +135,702
18 CX Institutional 0.31% of their portfolio AUBURN, IN 137,906137.9k $5.8m $5.8m 0.31% Added +57.8k +57,803
19 Money Design Co.,Ltd. 0.32% of their portfolio TOKYO, M0 135,836135.8k $5.7m $5.7m 0.32% Reduced -30.9k -30,893
20 Arlington Financial Advisors, LLC 1.64% of their portfolio SANTA BARBARA, CA 130,274130.3k $5.5m $5.5m 1.64% Reduced -14.3k -14,308
21 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 114,081114.1k $4.8m $4.8m 0.01% Added +34.3k +34,284
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 99,70399.7k $4.2m $4.2m 0.00% Reduced -24.9k -24,937
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 94,99295.0k $4.0m $4.0m 0.00% Added +69.6k +69,637
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 90,82290.8k $3.8m $3.8m 0.02% Reduced -15.5k -15,524
25 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 89,76789.8k $3.8m $3.8m 0.06% Reduced -2.7k -2,693
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 75,13375.1k $3.2m $3.2m 0.00% Reduced -144.3k -144,327
27 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 75,05875.1k $3.2m $3.2m 0.04% Reduced -10.0k -10,033
28 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 74,95475.0k $3.2m $3.2m 0.01% Reduced -83.5k -83,526
29 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 70,11470.1k $3.0m $3.0m 0.02% Reduced -7.4k -7,355
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 62,39962.4k $2.6m $2.6m 0.01% Reduced -29.1k -29,134
31 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 62,00262.0k $2.6m $2.6m 0.00% Added +60.0k +60,038
32 PFG Investments, LLC 0.46% of their portfolio WOODBURY, NY 58,86558.9k $2.5m $2.5m 0.46% Added +13.6k +13,588
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,48156.5k $2.4m $2.4m 0.00% Added +4.8k +4,764
34 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 53,27853.3k $2.2m $2.2m 0.02% Added +21.2k +21,233
35 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 49,12949.1k $2.1m $2.1m 0.01% First filing
36 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 47,65947.7k $2.0m $2.0m 0.02% Reduced -2.0k -1,983
37 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 46,56046.6k $2.0m $2.0m 0.03% Reduced -24.7k -24,728
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 46,19946.2k $1.6m $1.6m 0.01% Added +10.7k +10,744
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 46,00146.0k $1.9m $1.9m 0.00% Reduced -7.9k -7,865
40 SVB WEALTH LLC 0.04% of their portfolio BOSTON, MA 40,06940.1k $1.7m $1.7m 0.04% Reduced -19.1k -19,104
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,97240.0k $1.7m $1.7m 0.01% Reduced -14.8k -14,835
42 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.04% of their portfolio TOKYO, M0 32,14632.1k $1.4m $1.4m 0.04% Reduced -21.0k -20,990
43 Veltria Advisors Corp. 0.45% of their portfolio MIAMI, FL 32,06232.1k $1.4m $1.4m 0.45% Unchanged
44 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 31,84231.8k $1.3m $1.3m 0.01% Added +8.5k +8,461
45 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 31,24931.2k $1.3m $1.3m 0.10% Reduced -167 -167
46 TAP Consulting, LLC 0.31% of their portfolio KIRKWOOD, MO 31,15531.2k $1.3m $1.3m 0.31% Added +616 +616
47 SYON CAPITAL LLC 0.05% of their portfolio SAN FRANCISCO, CA 30,02030.0k $1.3m $1.3m 0.05% New
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,20428.2k $1.2m $1.2m 0.00% Added +7.0k +6,972
49 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,03827.0k $1.1m $1.1m 0.01% Reduced -5.2k -5,228
50 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 26,23626.2k $1.1m $1.1m 0.06% Reduced -8.4k -8,440
51 Milestone Investment Advisors LLC 0.32% of their portfolio MIDDLETON, WI 25,91725.9k $1.1m $1.1m 0.32% New
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,80724.8k $1.0m $1.0m 0.00% Added +1.3k +1,303
53 Colorado Capital Management, Inc. 0.68% of their portfolio BOULDER, CO 24,76524.8k $1.0m $1.0m 0.68% Reduced -477 -477
54 Csenge Advisory Group 0.06% of their portfolio CLEARWATER, FL 22,19722.2k $936.0k $936.0k 0.06% Added +12.3k +12,331
55 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 22,14822.1k $934.0k $934.0k 0.01% Reduced -4.8k -4,787
56 Walkner Condon Financial Advisors LLC 0.20% of their portfolio MADISON, WI 20,87920.9k $880.6k $880.6k 0.20% Added +908 +908
57 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 20,00620.0k $843.7k $843.7k 0.01% Reduced -12.9k -12,864
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,74119.7k $832.5k $832.5k 0.00% Added +11.9k +11,927
59 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 19,05719.1k $803.6k $803.6k 0.01% Added +1.4k +1,439
60 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,66418.7k $787.1k $787.1k 0.01% Reduced -4.8k -4,806
61 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,45818.5k $689.3k $689.3k 0.01% Reduced -2.7k -2,739
62 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,53017.5k $739.2k $739.2k 0.01% Reduced -7.9k -7,882
63 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 17,33017.3k $730.8k $730.8k 0.00% New
64 PARK NATIONAL CORP /OH/ 0.03% of their portfolio NEWARK, OH 17,15017.1k $723.2k $723.2k 0.03% Reduced -64 -64
65 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,92416.9k $713.7k $713.7k 0.00% Added +698 +698
66 Onyx Bridge Wealth Group LLC 0.14% of their portfolio TARRYTOWN, NY 16,59116.6k $699.6k $699.6k 0.14% Reduced -968 -968
67 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 15,93115.9k $672.0k $672.0k 0.01% Added +1.2k +1,241
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 15,57715.6k $657.0k $657.0k 0.00% Added +490 +490
69 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 15,29615.3k $645.0k $645.0k 0.02% Reduced -16.1k -16,100
70 Bluesphere Advisors LLC 0.40% of their portfolio EAST NORRITON, PA 15,11915.1k $637.6k $637.6k 0.40% Reduced -4.1k -4,058
71 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,08815.1k $636.3k $636.3k 0.00% Reduced -2.2k -2,249
72 Financial Partners Group, Inc 0.11% of their portfolio Overland Park, KS 14,98215.0k $631.8k $631.8k 0.11% Added +1.5k +1,473
73 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,80114.8k $624.2k $624.2k 0.00% Unchanged
74 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.11% of their portfolio PITTSBURGH, PA 14,55114.6k $610.0k $610.0k 0.11% Added +5.7k +5,695
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,40914.4k $608.0k $608.0k 0.00% Reduced -4.9k -4,871
76 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 13,74113.7k $579.5k $579.5k 0.05% Added +106 +106
77 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 13,17813.2k $555.7k $555.7k 0.01% Reduced -63 -63
78 DHK Financial Advisors, Inc. 0.41% of their portfolio PORTSMOUTH, NH 12,85812.9k $542.2k $542.2k 0.41% Unchanged
79 WBI INVESTMENTS, LLC 0.10% of their portfolio RED BANK, NJ 12,25112.3k $516.6k $516.6k 0.10% Added +6.4k +6,363
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,12012.1k $511.1k $511.1k 0.00% Reduced -11.3k -11,344
81 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,03412.0k $507.5k $507.5k 0.02% Added +732 +732
82 Paragon Private Wealth Management, LLC 0.34% of their portfolio LEXINGTON, KY 11,56311.6k $487.6k $487.6k 0.34% Reduced -1.5k -1,509
83 CENTRAL VALLEY ADVISORS, LLC 0.28% of their portfolio SACRAMENTO, CA 11,37811.4k $479.8k $479.8k 0.28% First filing
84 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 11,34911.3k $479.0k $479.0k 0.02% Added +1.6k +1,564
85 Pallas Capital Advisors LLC 0.02% of their portfolio BRAINTREE, MA 10,99911.0k $463.8k $463.8k 0.02% Reduced -6.9k -6,881
86 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 10,95611.0k $462.0k $462.0k 0.03% Added +567 +567
87 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.08% of their portfolio Reston, VA 10,92110.9k $460.6k $460.6k 0.08% Reduced -48 -48
88 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 10,61510.6k $447.7k $447.7k 0.03% Reduced -1.2k -1,198
89 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,39410.4k $438.3k $438.3k 0.01% Reduced -1.1k -1,065
90 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,23810.2k $431.7k $431.7k 0.01% Reduced -1.7k -1,737
91 Secure Asset Management, LLC 0.11% of their portfolio Troy, MI 10,06510.1k $424.4k $424.4k 0.11% Reduced -920 -920
92 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 9,2619.3k $390.5k $390.5k 0.02% Reduced -3.6k -3,587
93 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 9,1739.2k $386.8k $386.8k 0.00% Unchanged
94 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 9,1339.1k $385.1k $385.1k 0.03% Reduced -16.2k -16,250
95 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 8,9228.9k $376.3k $376.3k 0.03% Reduced -819 -819
96 APPLETON PARTNERS INC/MA 0.03% of their portfolio BOSTON, MA 8,8038.8k $371.0k $371.0k 0.03% Unchanged
97 GERBER, LLC 0.33% of their portfolio COLUMBUS, OH 8,5518.6k $360.6k $360.6k 0.33% First filing
98 ICA Group Wealth Management, LLC 0.08% of their portfolio DENVER, CO 8,3688.4k $352.9k $352.9k 0.08% Reduced -3.6k -3,554
99 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 8,3568.4k $352.4k $352.4k 0.02% Reduced -32.1k -32,095
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,2258.2k $346.8k $346.8k 0.00% Added +2.7k +2,748