Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

289 institutional holders -22 vs Q3 2022
10,884,14610.9m shares reported held*
$512.2mreported value*
18 new 76 added 110 reduced 46 sold out net sold ≈ $62.4m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($259.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.06. Options: 7 managers hold calls ($14.3m notional), 3 hold puts ($1.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289289Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022311
Q4 2022289

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $16.2mQ3 22 puts: $2.1mQ3 22P/C 0.13Q4 22 calls: $14.3mQ4 22 puts: $1.5mQ4 22P/C 0.11
Numbers
QuarterCallsPutsP/C
Q3 2022$16.2m$2.1m0.13
Q4 2022$14.3m$1.5m0.11

Biggest buyers

CIBC Private Wealth Group LLC Added +268,354+268.4k
Mariner, LLC Added +191,156+191.2k
BARINGS LLC New +121,158+121.2k
Money Design Co.,Ltd. Added +82,502+82.5k
JANE STREET GROUP, LLC Added +48,206+48.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +35,300+35.3k
SVB WEALTH LLC Added +21,812+21.8k
Qube Research & Technologies Ltd Added +21,217+21.2k
AMERIPRISE FINANCIAL INC Added +16,051+16.1k
GOLDMAN SACHS GROUP INC New +15,915+15.9k

Biggest sellers

MORGAN STANLEY Reduced -686,462-686.5k
Portfolio Strategies, Inc. Sold out -517,765-517.8k
AE Wealth Management LLC Reduced -157,834-157.8k
WELLS FARGO & COMPANY/MN Reduced -142,385-142.4k
ROYAL BANK OF CANADA Reduced -103,529-103.5k
UBS Group AG Reduced -92,286-92.3k
LPL Financial LLC Reduced -90,080-90.1k
Private Advisor Group, LLC Reduced -56,506-56.5k
Fulcrum Equity Management Sold out -44,786-44.8k
HAP Trading, LLC Sold out -32,833-32.8k

Biggest calls

JANE STREET GROUP, LLC Added $5.7m120.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.1m65.2k shares
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Unchanged $2.6m55.5k shares
WOLVERINE TRADING, LLC Reduced $1.8m38.2k shares
CITADEL ADVISORS LLC Reduced $1.2m24.5k shares
Cutler Group LLC / CA Added $1.0k18.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.2m24.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $377.5k8.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,076,6281.1m $50.8m $50.8m 0.01% Reduced -686.5k -686,462
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,068,8271.1m $50.4m $50.4m 0.04% Reduced -90.1k -90,080
3 CIBC Private Wealth Group LLC 0.12% of their portfolio ATLANTA, GA 787,126787.1k $36.0m $36.0m 0.12% Added +268.4k +268,354
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 553,133553.1k $26.1m $26.1m 0.01% Reduced -92.3k -92,286
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 511,675511.7k $24.1m $24.1m 0.01% Reduced -142.4k -142,385
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 463,268463.3k $21.9m $21.9m 0.00% Added +12.4k +12,374
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 274,358274.4k $12.9m $12.9m 0.03% Reduced -5.1k -5,118
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 245,798245.8k $11.6m $11.6m 0.02% Reduced -16.6k -16,553
9 Money Design Co.,Ltd. 0.39% of their portfolio TOKYO, M0 240,444240.4k $11.3m $11.3m 0.39% Added +82.5k +82,502
10 Mariner, LLC 0.03% of their portfolio Overland Park, KS 218,351218.4k $10.3m $10.3m 0.03% Added +191.2k +191,156
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 215,924215.9k $10.2m $10.2m 0.01% Reduced -26.4k -26,431
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 207,443207.4k $9.8m $9.8m 0.02% Reduced -4.2k -4,234
13 Wealthspire Advisors, LLC 0.17% of their portfolio NEW YORK, NY 202,495202.5k $9.6m $9.6m 0.17% Reduced -5.1k -5,071
14 MEITAV INVESTMENT HOUSE LTD 0.15% of their portfolio BENE-BERAQ, L3 186,998187.0k $8.8m $8.8m 0.15% Unchanged
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 184,524184.5k $8.7m $8.7m 0.01% Reduced -9.2k -9,179
16 BANK HAPOALIM BM 1.08% of their portfolio TEL AVIV, L3 183,410183.4k $8.7m $8.7m 1.08% Unchanged
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 182,631182.6k $8.6m $8.6m 0.00% Reduced -103.5k -103,529
18 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 180,687180.7k $8.5m $8.5m 0.01% Reduced -16.2k -16,238
19 INVICTUS PRIVATE WEALTH, LLC 1.05% of their portfolio Denver, CO 172,629172.6k $8.1m $8.1m 1.05% First filing
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 137,999138.0k $6.4m $6.4m 0.00% Added +16.1k +16,051
21 BARINGS LLC 0.20% of their portfolio CHARLOTTE, NC 121,158121.2k $5.7m $5.7m 0.20% New
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 118,018118.0k $5.6m $5.6m 0.03% Reduced -5.7k -5,677
23 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 113,978114.0k $5.4m $5.4m 0.04% Reduced -4.3k -4,265
24 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 108,879108.9k $5.1m $5.1m 0.05% Added +4.4k +4,393
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,119101.1k $4.8m $4.8m 0.00% Reduced -2.4k -2,382
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 98,93998.9k $4.7m $4.7m 0.01% Reduced -7.2k -7,150
27 MANCHESTER FINANCIAL INC 1.12% of their portfolio Westlake Village, CA 87,84187.8k $4.1m $4.1m 1.12% Added +267 +267
28 BBJS FINANCIAL ADVISORS, LLC 1.79% of their portfolio SEATTLE, WA 84,38284.4k $4.0m $4.0m 1.79% First filing
29 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 80,64180.6k $3.8m $3.8m 0.06% Reduced -14.7k -14,685
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 79,98980.0k $3.8m $3.8m 0.00% Reduced -30.7k -30,749
31 Madrona Financial Services, LLC 2.10% of their portfolio EVERETT, WA 77,93477.9k $3.7m $3.7m 2.10% Added +1.9k +1,924
32 Elite Wealth Management, Inc. 1.66% of their portfolio KIRKLAND, WA 69,71169.7k $3.3m $3.3m 1.66% Reduced -571 -571
33 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.26% of their portfolio Tel Aviv, L3 67,76967.8k $3.2m $3.2m 0.26% Unchanged
34 SVB WEALTH LLC 0.04% of their portfolio BOSTON, MA 64,56764.6k $3.0m $3.0m 0.04% Added +21.8k +21,812
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 61,19361.2k $2.9m $2.9m 0.00% Added +35.3k +35,300
36 Lattice Capital Management, LLC 4.02% of their portfolio KIRKLAND, WA 57,27457.3k $2.7m $2.7m 4.02% Unchanged
37 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 55,77855.8k $2.6m $2.6m 0.02% Reduced -3.5k -3,496
38 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 53,99454.0k $2.5m $2.5m 0.01% Added +7.2k +7,249
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,97654.0k $2.5m $2.5m 0.00% Added +3.0k +2,996
40 CONSOLIDATED CAPITAL MANAGEMENT, LLC 1.52% of their portfolio BURBANK, CA 53,91353.9k $2.5m $2.5m 1.52% Reduced -9.4k -9,362
41 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 51,83251.8k $2.4m $2.4m 0.02% Reduced -3.1k -3,142
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 51,82851.8k $2.4m $2.4m 0.00% Added +48.2k +48,206
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 51,46151.5k $2.4m $2.4m 0.01% Reduced -9.9k -9,913
44 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.28% of their portfolio TEL-AVIV, L3 51,00051.0k $2.4m $2.4m 2.28% Unchanged
45 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 45,57745.6k $2.2m $2.2m 0.05% Reduced -2.4k -2,439
46 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 44,69244.7k $2.1m $2.1m 0.04% Reduced -12.9k -12,937
47 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 37,89137.9k $1.8m $1.8m 0.11% Added +299 +299
48 WCG Wealth Advisors LLC 0.23% of their portfolio LAS VEGAS, NV 35,08935.1k $1.7m $1.7m 0.23% Added +1.5k +1,512
49 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 34,79534.8k $1.6m $1.6m 0.08% Reduced -1.0k -1,041
50 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.06% of their portfolio TOKYO, M0 33,83533.8k $1.6m $1.6m 0.06% Added +218 +218
51 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 32,50332.5k $1.5m $1.5m 0.01% Added +21.2k +21,217
52 Veltria Advisors Corp. 0.63% of their portfolio MIAMI, FL 32,06232.1k $1.5m $1.5m 0.63% Added +8.7k +8,650
53 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 31,21131.2k $1.5m $1.5m 0.06% Added +3.6k +3,563
54 Concentrum Wealth Management 1.31% of their portfolio SAN JOSE, CA 31,15431.2k $1.5m $1.5m 1.31% Reduced -883 -883
55 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 31,01631.0k $1.5m $1.5m 0.03% Added +1.5k +1,544
56 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 30,19930.2k $1.4m $1.4m 0.04% Reduced -56.5k -56,506
57 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,04130.0k $1.4m $1.4m 0.00% Reduced -17.6k -17,606
58 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 29,15729.2k $1.4m $1.4m 0.05% Reduced -1.4k -1,434
59 TAP Consulting, LLC 0.36% of their portfolio KIRKWOOD, MO 28,91128.9k $1.4m $1.4m 0.36% Added +4.1k +4,055
60 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 28,29228.3k $1.3m $1.3m 0.08% Added +3.0k +2,960
61 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,60827.6k $593.0k $593.0k 0.02% Added +10.8k +10,778
62 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 27,23827.2k $1.3m $1.3m 0.01% Reduced -157.8k -157,834
63 Stonebridge Financial Planning Group, LLC 0.82% of their portfolio ORLANDO, FL 26,01126.0k $1.2m $1.2m 0.82% Reduced -1.8k -1,785
64 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 25,62225.6k $1.2m $1.2m 0.06% Added +2.4k +2,380
65 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 25,47525.5k $1.2m $1.2m 0.02% Added +670 +670
66 Colorado Capital Management, Inc. 0.93% of their portfolio BOULDER, CO 23,69423.7k $1.1m $1.1m 0.93% Reduced -1.9k -1,898
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 23,58323.6k $1.1m $1.1m 0.06% Added +9.3k +9,293
68 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,40922.4k $1.1m $1.1m 0.00% Added +1.7k +1,667
69 PARK NATIONAL CORP /OH/ 0.05% of their portfolio NEWARK, OH 21,44921.4k $1.0m $1.0m 0.05% Reduced -2.9k -2,898
70 Onyx Bridge Wealth Group LLC 0.40% of their portfolio TARRYTOWN, NY 21,33321.3k $994.3k $994.3k 0.40% Added +23 +23
71 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 21,06921.1k $994.2k $994.2k 0.00% Added +9.1k +9,139
72 Milestone Advisory Partners 0.74% of their portfolio Southern Pines, NC 21,00221.0k $991.1k $991.1k 0.74% Reduced -10.6k -10,594
73 Walkner Condon Financial Advisors LLC 0.29% of their portfolio MADISON, WI 20,70520.7k $977.0k $977.0k 0.29% Reduced -1.0k -1,049
74 Paragon Private Wealth Management, LLC 0.87% of their portfolio LEXINGTON, KY 20,52120.5k $968.4k $968.4k 0.87% Added +658 +658
75 CX Institutional 0.05% of their portfolio AUBURN, IN 18,56818.6k $876.2k $876.2k 0.05% Reduced -641 -641
76 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,45717.5k $824.0k $824.0k 0.00% Added +631 +631
77 ICA Group Wealth Management, LLC 0.19% of their portfolio DENVER, CO 16,95016.9k $799.9k $799.9k 0.19% Reduced -1.9k -1,888
78 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 16,23716.2k $766.2k $766.2k 0.04% Added +162 +162
79 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,91515.9k $751.0k $751.0k 0.00% New
80 Kesler, Norman & Wride, LLC 0.18% of their portfolio OGDEN, UT 15,11415.1k $713.2k $713.2k 0.18% Added +258 +258
81 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 15,10115.1k $712.6k $712.6k 0.07% Reduced -8.1k -8,135
82 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 14,96215.0k $706.1k $706.1k 0.02% Reduced -201 -201
83 American Institute for Advanced Investment Management, LLP 0.64% of their portfolio Scottsdale, AZ 14,73614.7k $695.4k $695.4k 0.64% Reduced -3.1k -3,149
84 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,34614.3k $677.0k $677.0k 0.02% Reduced -8.1k -8,060
85 Bluesphere Advisors LLC 0.58% of their portfolio EAST NORRITON, PA 13,88113.9k $655.0k $655.0k 0.58% Reduced -7.8k -7,785
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 13,87013.9k $655.0k $655.0k 0.00% Reduced -273 -273
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,80813.8k $652.0k $652.0k 0.00% Added +5.1k +5,110
88 Secure Asset Management, LLC 0.23% of their portfolio Troy, MI 13,68013.7k $645.5k $645.5k 0.23% Reduced -4.2k -4,194
89 Financial Partners Group, Inc 0.17% of their portfolio Overland Park, KS 13,53713.5k $750.6k $750.6k 0.17% Reduced -231 -231
90 Berger Financial Group, Inc 0.08% of their portfolio PLYMOUTH, MN 13,29313.3k $627.3k $627.3k 0.08% Reduced -1.2k -1,215
91 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 12,64112.6k $596.5k $596.5k 0.00% Reduced -4.9k -4,938
92 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 12,42812.4k $586.5k $586.5k 0.04% Reduced -367 -367
93 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,69311.7k $552.0k $552.0k 0.02% Unchanged
94 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,59311.6k $547.0k $547.0k 0.00% New
95 Robertson Stephens Wealth Management, LLC 0.05% of their portfolio San Francisco, CA 11,23411.2k $530.1k $530.1k 0.05% New
96 CITY HOLDING CO 0.10% of their portfolio CHARLESTON, WV 11,23111.2k $529.9k $529.9k 0.10% Reduced -235 -235
97 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 11,13211.1k $525.3k $525.3k 0.04% Reduced -30.2k -30,164
98 Mayflower Financial Advisors, LLC 0.07% of their portfolio BOSTON, MA 11,00511.0k $519.3k $519.3k 0.07% Added +438 +438
99 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 10,89810.9k $514.3k $514.3k 0.04% Reduced -429 -429
100 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 10,76010.8k $507.8k $507.8k 0.05% Reduced -12.7k -12,672