Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

503 institutional holders -8 vs Q1 2024
15,823,97415.8m shares reported held*
$3.2bnreported value*
36 new 130 added 197 reduced 43 sold out net sold ≈ $1.1bn (-6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($712.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $204.42. Options: 5 managers hold calls ($22.6m notional), 2 hold puts ($5.5m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503Q1 24: 511Q2 24: 503503Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503
Q1 2024511
Q2 2024503

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 103 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 131 bought or addedQ1 23: 214 cut or sold outQ2 23: 172 bought or addedQ2 23: 187 cut or sold outQ2 23Q3 23: 175 bought or addedQ3 23: 173 cut or sold outQ4 23: 181 bought or addedQ4 23: 208 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 231 cut or sold outQ2 24: 166 bought or addedQ2 24: 240 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022103247
Q1 2023131214
Q2 2023172187
Q3 2023175173
Q4 2023181208
Q1 2024186231
Q2 2024166240

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 23 calls: $31.2mQ3 23 puts: $22.3mQ3 23P/C 0.71Q4 23 calls: $17.4mQ4 23 puts: $8.7mQ4 23P/C 0.50Q1 24 calls: $18.6mQ1 24 puts: $1.9mQ1 24P/C 0.10Q2 24 calls: $22.6mQ2 24 puts: $5.5mQ2 24P/C 0.24
Numbers
QuarterCallsPutsP/C
Q3 2023$31.2m$22.3m0.71
Q4 2023$17.4m$8.7m0.50
Q1 2024$18.6m$1.9m0.10
Q2 2024$22.6m$5.5m0.24

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +150,306+150.3k
CITIZENS FINANCIAL GROUP INC/RI New +110,181+110.2k
HighTower Advisors, LLC New +87,558+87.6k
D. E. Shaw & Co., Inc. Added +49,204+49.2k
Strategic Financial Concepts, LLC New +39,351+39.4k
NewEdge Advisors, LLC Added +29,460+29.5k
ROYAL BANK OF CANADA Added +24,503+24.5k
Qube Research & Technologies Ltd Added +21,028+21.0k
Pathstone Holdings, LLC Added +19,151+19.2k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +13,456+13.5k

Biggest sellers

MORGAN STANLEY Reduced -3,381,148-3.4m
Global Assets Advisory, LLC Sold out -871,878-871.9k
Fisher Asset Management, LLC Reduced -806,240-806.2k
JPMORGAN CHASE & CO Reduced -232,822-232.8k
TWO SIGMA INVESTMENTS, LP Reduced -172,900-172.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -101,818-101.8k
Bensler, LLC Reduced -77,725-77.7k
LPL Financial LLC Reduced -74,622-74.6k
GOLDMAN SACHS GROUP INC Reduced -71,306-71.3k
MILLENNIUM MANAGEMENT LLC Reduced -67,592-67.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.1m68.8k shares
CITADEL ADVISORS LLC Added $5.6m27.4k shares
WealthBridge Capital Management, LLC New $1.8m5.8k shares
JANE STREET GROUP, LLC Reduced $1.1m5.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m19.1k shares
CITADEL ADVISORS LLC Added $1.6m7.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.80% of their portfolio Wheaton, IL 3,843,9813.8m $787.8m $787.8m 0.80% Reduced -8.7k -8,653
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,443,2751.4m $295.8m $295.8m 0.02% Reduced -3.4m -3,381,148
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,100,2821.1m $225.5m $225.5m 0.06% Reduced -12.7k -12,684
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 832,033832.0k $170.5m $170.5m 0.02% Reduced -47.8k -47,754
5 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 689,058689.1k $141.2m $141.2m 0.07% Reduced -74.6k -74,622
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 518,248518.2k $106.2m $106.2m 0.03% Added +24.5k +24,503
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 442,931442.9k $90.8m $90.8m 0.03% Reduced -50.1k -50,135
8 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 280,498280.5k $57.5m $57.5m 0.08% Reduced -13.9k -13,909
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 240,483240.5k $49.3m $49.3m 0.02% Reduced -101.8k -101,818
10 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 239,521239.5k $49.1m $49.1m 0.02% Reduced -806.2k -806,240
11 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 213,111213.1k $43.7m $43.7m 0.03% Reduced -7.6k -7,571
12 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 173,649173.6k $35.6m $35.6m 0.05% Reduced -4.6k -4,610
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 173,049173.0k $35.4m $35.4m 0.01% Added +10.9k +10,920
14 Northeast Financial Consultants Inc 1.62% of their portfolio WESTPORT, CT 172,102172.1k $35.3m $35.3m 1.62% Reduced -3.0k -3,035
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 166,664166.7k $34.2m $34.2m 0.00% Reduced -232.8k -232,822
16 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 160,460160.5k $32.9m $32.9m 0.05% Reduced -1.6k -1,596
17 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 150,393150.4k $30.8m $30.8m 0.03% Added +150.3k +150,306
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 139,963140.0k $28.7m $28.7m 0.03% Reduced -5.1k -5,136
19 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 132,900132.9k $27.2m $27.2m 0.06% Reduced -172.9k -172,900
20 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 128,112128.1k $26.3m $26.3m 0.06% Reduced -22.9k -22,867
21 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 112,963113.0k $23.2m $23.2m 0.05% Reduced -7.2k -7,162
22 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 111,409111.4k $22.8m $22.8m 0.17% Added +29.5k +29,460
23 CITIZENS FINANCIAL GROUP INC/RI 0.50% of their portfolio PROVIDENCE, RI 110,181110.2k $22.6m $22.6m 0.50% New
24 O'Dell Group, LLC 5.46% of their portfolio CINCINNATI, OH 108,623108.6k $22.3m $22.3m 5.46% Unchanged
25 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 104,679104.7k $21.5m $21.5m 0.08% Added +1.1k +1,116
26 NewSquare Capital LLC 1.75% of their portfolio NEWTOWN SQUARE, PA 98,97599.0k $20.3m $20.3m 1.75% Reduced -1.2k -1,230
27 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 97,39297.4k $20.0m $20.0m 0.06% Added +3.7k +3,747
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.34% of their portfolio ST. LOUIS, MO 93,91893.9k $19.2m $19.2m 0.34% Added +13.5k +13,456
29 Advisory Services Network, LLC 0.39% of their portfolio ATLANTA, GA 91,66191.7k $18.8m $18.8m 0.39% Added +4.9k +4,940
30 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 87,55887.6k $17.9m $17.9m 0.03% New
31 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 85,00085.0k $17.4m $17.4m 0.04% Reduced -44.5k -44,500
32 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 82,54882.5k $16.9m $16.9m 0.04% Reduced -24.7k -24,666
33 Nilsine Partners, LLC 2.24% of their portfolio GREENWOOD VILLAGE, CO 81,36581.4k $16.7m $16.7m 2.24% Added +1.7k +1,698
34 BANK HAPOALIM BM 2.05% of their portfolio TEL AVIV, L3 70,71270.7k $14.5m $14.5m 2.05% Reduced -41 -41
35 Sequoia Financial Advisors, LLC 0.16% of their portfolio Akron, OH 64,80064.8k $13.3m $13.3m 0.16% Reduced -1.7k -1,662
36 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 59,68159.7k $12.2m $12.2m 0.04% Reduced -5.5k -5,487
37 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 57,88757.9k $11.9m $11.9m 0.08% Added +2.6k +2,591
38 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 57,38857.4k $11.8m $11.8m 0.07% Reduced -15.3k -15,348
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 57,18657.2k $11.7m $11.7m 0.00% Reduced -71.3k -71,306
40 Harel Insurance Investments & Financial Services Ltd. 0.22% of their portfolio Ramat Gan, L3 57,00057.0k $11.7m $11.7m 0.22% Unchanged
41 SeaCrest Wealth Management, LLC 1.26% of their portfolio PURCHASE, NY 53,96054.0k $11.1m $11.1m 1.26% Reduced -635 -635
42 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 53,67653.7k $11.0m $11.0m 0.02% Added +49.2k +49,204
43 PINNACLE ASSOCIATES LTD 0.17% of their portfolio NEW YORK, NY 52,77052.8k $10.8m $10.8m 0.17% Added +4.9k +4,936
44 Beaumont Financial Advisors, LLC 0.81% of their portfolio NEEDHAM, MA 49,59149.6k $10.2m $10.2m 0.81% Reduced -527 -527
45 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 49,52849.5k $10.2m $10.2m 0.03% Added +604 +604
46 Tamar Securities, LLC 1.48% of their portfolio Woodland Hills, CA 44,68144.7k $9.2m $9.2m 1.48% Added +348 +348
47 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 39,35139.4k $31.1k $31.1k 0.02% New
48 WCG Wealth Advisors LLC 0.59% of their portfolio LAS VEGAS, NV 39,08739.1k $8.0m $8.0m 0.59% Added +1.2k +1,209
49 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 38,99939.0k $8.0m $8.0m 0.01% Reduced -67.6k -67,592
50 OPPENHEIMER & CO INC 0.13% of their portfolio NEW YORK, NY 38,49838.5k $7.9m $7.9m 0.13% Added +1.0k +1,042
51 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 37,93037.9k $7.8m $7.8m 0.02% Added +9.0k +9,035
52 PFG Advisors 0.52% of their portfolio Phoenix, AZ 37,64237.6k $7.7m $7.7m 0.52% Added +1.6k +1,573
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 35,87335.9k $7.4m $7.4m 0.01% Reduced -20.6k -20,589
54 Wealth Management Partners, LLC 3.41% of their portfolio TUCSON, AZ 34,26234.3k $7.0m $7.0m 3.41% Added +1.9k +1,891
55 Southland Equity Partners LLC 1.98% of their portfolio WILDWOOD, MO 33,76833.8k $6.9m $6.9m 1.98% Reduced -1.5k -1,507
56 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 33,56033.6k $6.9m $6.9m 0.03% Reduced -17.6k -17,640
57 DAYMARK WEALTH PARTNERS, LLC 0.32% of their portfolio CINCINNATI, OH 33,51233.5k $6.9m $6.9m 0.32% Added +292 +292
58 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 31,18531.2k $6.4m $6.4m 0.13% Added +4.2k +4,182
59 Pacific Sun Financial Corp 3.69% of their portfolio LOS ANGELES, CA 30,40630.4k $6.2m $6.2m 3.69% Reduced -444 -444
60 MONEY CONCEPTS CAPITAL CORP 0.52% of their portfolio PALM BEACH GARDENS, FL 30,25530.3k $6.2m $6.2m 0.52% Reduced -1.2k -1,160
61 CWM, LLC 0.03% of their portfolio OMAHA, NE 29,97030.0k $6.1m $6.1m 0.03% Reduced -2.6k -2,600
62 NTV Asset Management LLC 0.85% of their portfolio Charleston, WV 29,03329.0k $6.0m $6.0m 0.85% Reduced -386 -386
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.99% of their portfolio CONCORD, MA 28,94428.9k $5.9m $5.9m 0.99% Added +224 +224
64 Gateway Advisory, LLC 0.92% of their portfolio WESTFIELD, NJ 26,32326.3k $5.4m $5.4m 0.92% Added +516 +516
65 Paragon Private Wealth Management, LLC 3.05% of their portfolio LEXINGTON, KY 26,30126.3k $5.4m $5.4m 3.05% Reduced -274 -274
66 Gladstone Institutional Advisory LLC 0.28% of their portfolio Bedminster, NJ 26,03426.0k $5.3m $5.3m 0.28% Reduced -28 -28
67 SFI Advisors, LLC 3.89% of their portfolio Montclair, NJ 24,62224.6k $5.0m $5.0m 3.89% Added +557 +557
68 Somerset Trust Co 2.05% of their portfolio SOMERSET, PA 24,39624.4k $5.0m $5.0m 2.05% Reduced -161 -161
69 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 23,87823.9k $4.9m $4.9m 0.05% Added +1.7k +1,669
70 FLOW TRADERS U.S. LLC 0.24% of their portfolio NEW YORK, NY 23,73423.7k $4.9m $4.9m 0.24% Added +12.3k +12,288
71 Lindbrook Capital, LLC 0.46% of their portfolio CALABASAS, CA 23,64623.6k $4.8m $4.8m 0.46% Reduced -2.5k -2,508
72 Mariner, LLC 0.01% of their portfolio Overland Park, KS 23,24523.2k $4.8m $4.8m 0.01% Added +501 +501
73 Regal Investment Advisors LLC 0.31% of their portfolio KENTWOOD, MI 23,13723.1k $4.7m $4.7m 0.31% Added +759 +759
74 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 22,68722.7k $4.6m $4.6m 0.02% Added +19.2k +19,151
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 22,44322.4k $4.6m $4.6m 0.01% Reduced -26.3k -26,344
76 MeadowBrook Investment Advisors LLC 4.31% of their portfolio Livonia, MI 22,19222.2k $4.5m $4.5m 4.31% Reduced -232 -232
77 BRASS TAX WEALTH MANAGEMENT, INC 0.86% of their portfolio CINCINNATI, OH 21,47521.5k $4.4m $4.4m 0.86% Reduced -216 -216
78 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 21,41721.4k $4.4m $4.4m 0.01% Added +21.0k +21,028
79 Coppell Advisory Solutions LLC 0.71% of their portfolio COPPELL, TX 21,14421.1k $4.3m $4.3m 0.71% First filing
80 Pinnacle Wealth Management Advisory Group, LLC 0.45% of their portfolio RED BANK, NJ 21,05621.1k $4.3m $4.3m 0.45% Added +2.8k +2,794
81 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 20,68020.7k $4.2m $4.2m 0.04% Reduced -487 -487
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,98620.0k $4.1m $4.1m 0.00% Added +156 +156
83 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 19,82519.8k $4.1m $4.1m 0.06% Unchanged
84 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 19,82219.8k $4.1m $4.1m 0.03% Reduced -1.4k -1,365
85 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 19,70619.7k $4.0m $4.0m 0.11% Added +13.4k +13,352
86 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 19,01519.0k $3.9m $3.9m 0.04% Added +1.8k +1,830
87 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 18,65518.7k $3.8m $3.8m 0.13% Reduced -2.9k -2,876
88 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 18,16918.2k $3.7m $3.7m 0.04% Reduced -4.7k -4,684
89 TWIN PEAKS WEALTH ADVISORS, LLC 1.81% of their portfolio SAN FRANCISCO, CA 17,65717.7k $3.6m $3.6m 1.81% Reduced -152 -152
90 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 17,60317.6k $3.6m $3.6m 0.11% Added +3.4k +3,375
91 Plotkin Financial Advisors, LLC 2.22% of their portfolio CHEVY CHASE, MD 16,82916.8k $3.4m $3.4m 2.22% Reduced -115 -115
92 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 15,85715.9k $3.2m $3.2m 0.03% Added +1.1k +1,136
93 MGB Wealth Management, LLC 1.20% of their portfolio ADDISON, TX 15,70815.7k $3.2m $3.2m 1.20% Added +350 +350
94 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.45% of their portfolio PRINCETON, NJ 15,54415.5k $3.2m $3.2m 0.45% Added +7.8k +7,757
95 Gateway Wealth Partners, LLC 0.94% of their portfolio APPLETON, WI 15,13315.1k $3.1m $3.1m 0.94% Added +512 +512
96 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 15,04115.0k $3.1m $3.1m 0.09% Reduced -853 -853
97 Garden State Investment Advisory Services LLC 1.05% of their portfolio Red Bank, NJ 14,88814.9k $3.1m $3.1m 1.05% Added +38 +38
98 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 14,84014.8k $3.0m $3.0m 0.00% Reduced -2.0k -2,002
99 TOTH FINANCIAL ADVISORY CORP 0.37% of their portfolio LEESBURG, VA 14,08114.1k $2.9m $2.9m 0.37% Reduced -37 -37
100 WealthBridge Capital Management, LLC 0.95% of their portfolio WESTERVILLE, OH 14,04114.0k $2.9m $2.9m 0.95% Reduced -300 -300