Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

343 institutional holders +35 vs Q1 2026
8,197,3948.2m shares reported held*
$2.0bnreported value*
57 new 82 added 102 reduced 25 sold out net sold ≈ $7.1m (-28.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($696.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $247.72. Options: 4 managers hold calls ($6.0m notional), 1 hold puts ($1.4m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251Q3 23: 243Q4 23: 258Q1 24: 242Q2 24: 253Q3 24: 258Q4 24: 260Q1 25: 272Q2 25: 251Q3 25: 253Q4 25: 279Q1 26: 308Q2 26: 343343Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251
Q3 2023243
Q4 2023258
Q1 2024242
Q2 2024253
Q3 2024258
Q4 2024260
Q1 2025272
Q2 2025251
Q3 2025253
Q4 2025279
Q1 2026308
Q2 2026343

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 86 bought or addedQ3 24: 119 cut or sold outQ4 24: 101 bought or addedQ4 24: 109 cut or sold outQ4 24Q1 25: 110 bought or addedQ1 25: 100 cut or sold outQ2 25: 73 bought or addedQ2 25: 130 cut or sold outQ2 25Q3 25: 99 bought or addedQ3 25: 105 cut or sold outQ4 25: 117 bought or addedQ4 25: 101 cut or sold outQ4 25Q1 26: 159 bought or addedQ1 26: 99 cut or sold outQ2 26: 139 bought or addedQ2 26: 127 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202486119
Q4 2024101109
Q1 2025110100
Q2 202573130
Q3 202599105
Q4 2025117101
Q1 202615999
Q2 2026139127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 25 calls: $3.6mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $660.9kQ4 25 puts: $268.5kQ4 25P/C 0.41Q1 26 calls: $4.3mQ1 26 puts: $341.4kQ1 26P/C 0.08Q2 26 calls: $6.0mQ2 26 puts: $1.4mQ2 26P/C 0.24
Numbers
QuarterCallsPutsP/C
Q3 2025$3.6m$00.00
Q4 2025$660.9k$268.5k0.41
Q1 2026$4.3m$341.4k0.08
Q2 2026$6.0m$1.4m0.24

Biggest buyers

BESSEMER GROUP INC New +137,993+138.0k
TWO SIGMA INVESTMENTS, LP Added +45,500+45.5k
Summit Financial, LLC Added +41,843+41.8k
Cambridge Investment Research Advisors, Inc. Added +32,998+33.0k
STIFEL FINANCIAL CORP Added +22,258+22.3k
RAYMOND JAMES FINANCIAL INC Added +18,484+18.5k
WELLS FARGO & COMPANY/MN Added +18,121+18.1k
Csenge Advisory Group Added +17,582+17.6k
JANE STREET GROUP, LLC New +16,158+16.2k
MORGAN STANLEY Added +11,236+11.2k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -126,368-126.4k
360 Financial, Inc. Sold out -78,213-78.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -64,593-64.6k
LPL Financial LLC Reduced -36,973-37.0k
ASSETMARK, INC Reduced -30,777-30.8k
Ameritas Advisory Services, LLC Sold out -29,143-29.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -22,164-22.2k
Cetera Investment Advisers Reduced -17,782-17.8k
Tower Research Capital LLC (TRC) Reduced -17,040-17.0k
Gateway Wealth Partners, LLC Reduced -16,410-16.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $3.6m14.5k shares
JANE STREET GROUP, LLC New $1.1m4.4k shares
Belvedere Trading LLC Reduced $718.9k2.9k shares
CITADEL ADVISORS LLC Reduced $644.5k2.6k shares

Biggest puts

Belvedere Trading LLC Added $1.4m5.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.49% of their portfolio Wheaton, IL 3,388,7253.4m $840.0m $840.0m 0.49% Reduced -126.4k -126,368
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 545,436545.4k $135.2m $135.2m 0.01% Added +11.2k +11,236
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 444,334444.3k $110.1m $110.1m 0.02% Added +18.1k +18,121
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 258,714258.7k $64.1m $64.1m 0.01% Reduced -37.0k -36,973
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 221,361221.4k $54.9m $54.9m 0.01% Added +18.5k +18,484
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 210,355210.4k $52.1m $52.1m 0.01% Added +10.4k +10,374
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 209,087209.1k $51.8m $51.8m 0.00% Added +8.1k +8,128
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 205,511205.5k $50.9m $50.9m 0.01% Added +145 +145
9 BESSEMER GROUP INC 0.05% of their portfolio WOODBRIDGE, NJ 137,993138.0k $34.2m $34.2m 0.05% New
10 Berger Financial Group, Inc 1.30% of their portfolio PLYMOUTH, MN 102,351102.4k $25.4m $25.4m 1.30% Reduced -2.1k -2,051
11 Nilsine Partners, LLC 1.67% of their portfolio GREENWOOD VILLAGE, CO 97,22597.2k $24.1m $24.1m 1.67% Added +2.1k +2,142
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 91,23991.2k $22.6m $22.6m 0.02% Added +22.3k +22,258
13 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 89,20089.2k $22.1m $22.1m 0.02% Added +45.5k +45,500
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 85,05285.1k $21.1m $21.1m 0.02% Added +33.0k +32,998
15 WCG Wealth Advisors LLC 0.49% of their portfolio LAS VEGAS, NV 83,48983.5k $20.7m $20.7m 0.49% Added +9.1k +9,147
16 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 77,15077.2k $19.1m $19.1m 0.08% Reduced -1.3k -1,263
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 75,52775.5k $18.7m $18.7m 0.00% Added +6.1k +6,134
18 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 71,80971.8k $17.8m $17.8m 0.20% Reduced -3.6k -3,619
19 Summit Financial, LLC 0.18% of their portfolio PARSIPPANY, NJ 66,63866.6k $16.5m $16.5m 0.18% Added +41.8k +41,843
20 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 66,40966.4k $16.5m $16.5m 0.05% Added +3.9k +3,885
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 63,19363.2k $15.7m $15.7m 0.03% Reduced -2.1k -2,072
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 62,40362.4k $15.5m $15.5m 0.00% Reduced -64.6k -64,593
23 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 56,83556.8k $14.1m $14.1m 0.02% Added +2.7k +2,688
24 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 54,78654.8k $13.6m $13.6m 0.02% Added +2.1k +2,061
25 Csenge Advisory Group 0.50% of their portfolio CLEARWATER, FL 49,20249.2k $12.2m $12.2m 0.50% Added +17.6k +17,582
26 NewSquare Capital LLC 0.90% of their portfolio NEWTOWN SQUARE, PA 49,03749.0k $12.2m $12.2m 0.90% Added +8.2k +8,152
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 48,51548.5k $12.0m $12.0m 0.01% Reduced -17.8k -17,782
28 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 47,98348.0k $11.9m $11.9m 0.07% Reduced -5.0k -5,036
29 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 47,34247.3k $11.8m $11.8m 0.03% Added +6.2k +6,237
30 BENJAMIN EDWARDS INC 0.10% of their portfolio Clayton, MO 46,03346.0k $11.4m $11.4m 0.10% Reduced -12.2k -12,168
31 Modern Wealth Management, LLC 0.12% of their portfolio KANSAS CITY, MO 40,40740.4k $10.0m $10.0m 0.12% Reduced -1.4k -1,384
32 DAYMARK WEALTH PARTNERS, LLC 0.19% of their portfolio CINCINNATI, OH 31,61631.6k $7.8m $7.8m 0.19% Reduced -2.2k -2,220
33 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 31,59131.6k $7.8m $7.8m 0.01% Reduced -2.7k -2,685
34 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 29,27329.3k $5.9m $5.9m 0.10% Reduced -461 -461
35 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 29,09929.1k $7.2m $7.2m 0.04% Reduced -87 -87
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 28,73228.7k $7.1m $7.1m 0.01% Added +1.3k +1,346
37 Hartford Financial Management Inc. 1.48% of their portfolio WEST HARTFORD, CT 26,82126.8k $6.6m $6.6m 1.48% Reduced -1.1k -1,127
38 Arlington Financial Advisors, LLC 0.83% of their portfolio SANTA BARBARA, CA 26,37726.4k $6.5m $6.5m 0.83% Reduced -737 -737
39 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 24,44024.4k $6.1m $6.1m 0.01% Reduced -30.8k -30,777
40 RPG Investment Advisory, LLC 0.59% of their portfolio Pleasanton, CA 23,11023.1k $5.7m $5.7m 0.59% Reduced -79 -79
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 20,52620.5k $5.1m $5.1m 0.02% Reduced -1.8k -1,765
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,05320.1k $5.0m $5.0m 0.00% Added +255 +255
43 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 19,29419.3k $4.8m $4.8m 0.05% Added +9.5k +9,535
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,28219.3k $4.8m $4.8m 0.00% Added +5.2k +5,249
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,15816.2k $4.0m $4.0m 0.00% New
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,90114.9k $3.7m $3.7m 0.00% Added +251 +251
47 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,10714.1k $3.5m $3.5m 0.01% Reduced -27 -27
48 SFI Advisors, LLC 2.99% of their portfolio Montclair, NJ 13,96314.0k $3.5m $3.5m 2.99% Reduced -102 -102
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,60413.6k $3.4m $3.4m 0.00% Reduced -163 -163
50 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 13,36913.4k $3.3m $3.3m 0.06% Added +279 +279
51 Proactive Wealth Strategies LLC 0.52% of their portfolio MARIETTA, GA 13,15213.2k $3.3m $3.3m 0.52% Reduced -946 -946
52 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 12,21312.2k $3.0m $3.0m 0.00% Added +1.0k +1,027
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 11,27711.3k $2.8m $2.8m 0.00% Added +5.5k +5,466
54 Holistic Financial Partners 1.68% of their portfolio INDIANAPOLIS, IN 11,07411.1k $2.7m $2.7m 1.68% Reduced -8.1k -8,145
55 JUNCTURE WEALTH STRATEGIES, LLC 0.71% of their portfolio SCOTTSDALE, AZ 10,94810.9k $2.7m $2.7m 0.71% Added +537 +537
56 Davis Investment Partners, LLC 0.82% of their portfolio CHARLOTTE, NC 10,85510.9k $2.7m $2.7m 0.82% Reduced -662 -662
57 TriaGen Wealth Management LLC 0.65% of their portfolio Calabasas, CA 10,44510.4k $2.6m $2.6m 0.65% Added +4.5k +4,499
58 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,38910.4k $2.6m $2.6m 0.00% Unchanged
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,04810.0k $2.5m $2.5m 0.00% Reduced -22.2k -22,164
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,7049.7k $2.4m $2.4m 0.00% Reduced -9.8k -9,782
61 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 9,5589.6k $2.4m $2.4m 0.01% Reduced -479 -479
62 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 9,3679.4k $2.3m $2.3m 0.01% Added +1.8k +1,779
63 Texas Yale Capital Corp. 0.05% of their portfolio ST. PETERSBURG, FL 9,3009.3k $2.3m $2.3m 0.05% Unchanged
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,0629.1k $2.3m $2.3m 0.00% Added +282 +282
65 Ocean Park Asset Management, LLC 0.11% of their portfolio SANTA MONICA, CA 8,9298.9k $2.2m $2.2m 0.11% New
66 Ancora Advisors LLC 0.04% of their portfolio Cleveland, OH 8,8338.8k $2.2m $2.2m 0.04% Reduced -308 -308
67 Clear Harbor Asset Management, LLC 0.14% of their portfolio Stamford, CT 8,7998.8k $2.2m $2.2m 0.14% Unchanged
68 Quad-Cities Investment Group, LLC 0.78% of their portfolio DAVENPORT, IA 8,7828.8k $2.2m $2.2m 0.78% Added +166 +166
69 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 8,7588.8k $2.2m $2.2m 0.01% New
70 Bluespring Wealth Management, LLC 0.04% of their portfolio AUSTIN, TX 8,6428.6k $2.1m $2.1m 0.04% New
71 NAVELLIER & ASSOCIATES INC 0.17% of their portfolio Reno, NV 8,6408.6k $2.1m $2.1m 0.17% Added +2.0k +1,962
72 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 8,4588.5k $2.1m $2.1m 0.10% Added +961 +961
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,3908.4k $2.1m $2.1m 0.02% Added +100 +100
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,2418.2k $2.0m $2.0m 0.00% Reduced -5.0k -4,956
75 Ethos Financial Group, LLC 0.13% of their portfolio KING OF PRUSSIA, PA 7,8027.8k $2.0m $2.0m 0.13% New
76 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,6257.6k $1.9m $1.9m 0.01% Reduced -381 -381
77 Pacific Sun Financial Corp 0.76% of their portfolio LOS ANGELES, CA 7,4437.4k $1.8m $1.8m 0.76% Reduced -10 -10
78 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 7,1207.1k $1.8m $1.8m 0.04% Reduced -9 -9
79 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,9356.9k $1.7m $1.7m 0.01% Added +75 +75
80 Wealthspire Retirement, LLC 0.09% of their portfolio ALISO VIEJO, CA 6,7256.7k $1.7m $1.7m 0.09% New
81 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 5,9716.0k $1.5m $1.5m 0.07% Reduced -93 -93
82 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 5,6145.6k $1.4m $1.4m 0.02% Reduced -1.4k -1,376
83 Financial Enhancement Group LLC 0.16% of their portfolio ANDERSON, IN 5,5665.6k $1.4m $1.4m 0.16% Reduced -123 -123
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3645.4k $1.3m $1.3m 0.00% New
85 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,2895.3k $1.3m $1.3m 0.02% Reduced -190 -190
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,2885.3k $1.3m $1.3m 0.00% Unchanged
87 TRUST CO OF OKLAHOMA 0.33% of their portfolio TULSA, OK 5,1775.2k $1.3m $1.3m 0.33% Added +1.5k +1,548
88 Stablepoint Partners, LLC 0.18% of their portfolio BRAINTREE, MA 5,1395.1k $1.3m $1.3m 0.18% Added +210 +210
89 BlackRock, Inc. 0.00% of their portfolio New York, NY 5,0695.1k $1.3m $1.3m 0.00% Added +654 +654
90 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 4,9845.0k $1.2m $1.2m 0.01% Reduced -6.0k -5,972
91 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 4,9124.9k $1.2m $1.2m 0.04% Added +150 +150
92 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 4,8714.9k $1.2m $1.2m 0.02% Added +3.0k +2,976
93 IAMS WEALTH MANAGEMENT, LLC 0.36% of their portfolio OMAHA, NE 4,8504.8k $1.2m $1.2m 0.36% Added +59 +59
94 Signal Advisors Wealth, LLC 0.06% of their portfolio DETROIT, MI 4,8004.8k $1.2m $1.2m 0.06% New
95 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 4,7734.8k $1.2m $1.2m 0.06% Reduced -4 -4
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,7374.7k $1.2m $1.2m 0.00% Added +589 +589
97 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 4,5724.6k $1.1m $1.1m 0.01% Reduced -3.9k -3,869
98 GoalVest Advisory LLC 0.21% of their portfolio New York, NY 4,4834.5k $1.1m $1.1m 0.21% Unchanged
99 GENTRY PRIVATE WEALTH, LLC 0.57% of their portfolio WICHITA, KS 4,4834.5k $1.1m $1.1m 0.57% Unchanged
100 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 4,2474.2k $1.1m $1.1m 0.03% Added +3.1k +3,052