Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

251 institutional holders +6 vs Q1 2023
4,621,4994.6m shares reported held*
$707.7mreported value*
23 new 59 added 87 reduced 20 sold out net sold ≈ $19.5m (-127.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($91.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $153.13. Options: 3 managers hold calls ($1.7m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251251Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 85 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 82 bought or addedQ2 23: 107 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229885
Q1 202378112
Q2 202382107

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.2mQ3 22 puts: $303.0kQ3 22P/C 0.14Q4 22 calls: $894.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.8mQ1 23 puts: $310.1kQ1 23P/C 0.17Q2 23 calls: $1.7mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$2.2m$303.0k0.14
Q4 2022$894.0k$00.00
Q1 2023$1.8m$310.1k0.17
Q2 2023$1.7m$00.00

Biggest buyers

MORGAN STANLEY Added +69,331+69.3k
Janney Montgomery Scott LLC New +56,954+57.0k
MML INVESTORS SERVICES, LLC New +27,053+27.1k
NAVELLIER & ASSOCIATES INC New +22,901+22.9k
CITADEL ADVISORS LLC Added +14,386+14.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +14,075+14.1k
Bank of New York Mellon Corp New +11,817+11.8k
Corient Private Wealth LP New +10,674+10.7k
TAP Consulting, LLC New +9,028+9.0k
TWO SIGMA INVESTMENTS, LP Added +8,100+8.1k

Biggest sellers

UBS Group AG Reduced -78,643-78.6k
J Arnold Wealth Management Co Sold out -73,762-73.8k
WELLS FARGO & COMPANY/MN Reduced -71,083-71.1k
Ameritas Advisory Services, LLC Sold out -46,523-46.5k
RAYMOND JAMES & ASSOCIATES Reduced -18,956-19.0k
Financial Management Professionals, Inc. Reduced -16,969-17.0k
BANK OF AMERICA CORP /DE/ Reduced -12,854-12.9k
Raymond James Financial Services Advisors, Inc. Reduced -12,840-12.8k
JANE STREET GROUP, LLC Reduced -12,496-12.5k
Kingsview Wealth Management, LLC Sold out -11,000-11.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m9.6k shares
CITADEL ADVISORS LLC Reduced $245.0k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 845,761845.8k $129.5m $129.5m 0.01% Added +69.3k +69,331
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 445,817445.8k $68.3m $68.3m 0.02% Reduced -71.1k -71,083
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 357,903357.9k $54.8m $54.8m 0.01% Reduced -12.9k -12,854
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 276,935276.9k $42.4m $42.4m 0.02% Reduced -78.6k -78,643
5 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 244,721244.7k $37.5m $37.5m 0.07% Reduced -12.8k -12,840
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 227,441227.4k $34.8m $34.8m 0.01% Reduced -3.9k -3,898
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 196,761196.8k $30.1m $30.1m 0.02% Added +5.3k +5,264
8 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 131,901131.9k $20.2m $20.2m 0.02% Reduced -19.0k -18,956
9 Berger Financial Group, Inc 1.92% of their portfolio PLYMOUTH, MN 110,418110.4k $16.9m $16.9m 1.92% Added +1.5k +1,493
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 98,88698.9k $15.1m $15.1m 0.03% Added +590 +590
11 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 77,49477.5k $11.9m $11.9m 0.13% Reduced -3.5k -3,500
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 72,42472.4k $11.1m $11.1m 0.02% Reduced -3.9k -3,923
13 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 56,95457.0k $8.7m $8.7m 0.03% New
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 55,23755.2k $8.5m $8.5m 0.01% Added +5.6k +5,595
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,44846.4k $7.1m $7.1m 0.00% Added +3.6k +3,610
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,70637.7k $5.8m $5.8m 0.00% Reduced -1.6k -1,609
17 Prospera Financial Services Inc 0.22% of their portfolio Dallas, TX 37,46037.5k $5.7m $5.7m 0.22% Reduced -1.1k -1,086
18 GTS SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 35,45535.5k $5.4m $5.4m 0.17% First filing
19 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 34,99635.0k $5.4m $5.4m 0.09% Reduced -2.1k -2,133
20 Hartford Financial Management Inc. 1.28% of their portfolio WEST HARTFORD, CT 33,78333.8k $5.2m $5.2m 1.28% Reduced -87 -87
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 31,95832.0k $4.9m $4.9m 0.02% Added +1.8k +1,750
22 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 31,48931.5k $4.8m $4.8m 0.01% Added +14.4k +14,386
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 31,46131.5k $4.8m $4.8m 0.01% Added +6.0k +5,977
24 Yarbrough Capital, LLC 0.27% of their portfolio FRANKLIN, TN 31,16031.2k $4.8m $4.8m 0.27% Unchanged
25 GREAT VALLEY ADVISOR GROUP, INC. 0.18% of their portfolio WILMINGTON, DE 28,79628.8k $4.4m $4.4m 0.18% Added +90 +90
26 McGuire Investment Group, LLC 0.79% of their portfolio WAKEFIELD, RI 27,68827.7k $4.2m $4.2m 0.79% Reduced -711 -711
27 RPG Investment Advisory, LLC 0.72% of their portfolio Pleasanton, CA 27,20327.2k $4.2m $4.2m 0.72% Reduced -863 -863
28 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 27,05327.1k $4.1m $4.1m 0.02% New
29 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 25,30925.3k $3.9m $3.9m 0.09% Reduced -311 -311
30 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 24,44524.4k $3.7m $3.7m 0.16% Added +1.9k +1,932
31 SFI Advisors, LLC 3.36% of their portfolio Montclair, NJ 23,09623.1k $3.5m $3.5m 3.36% Reduced -315 -315
32 NAVELLIER & ASSOCIATES INC 0.68% of their portfolio Reno, NV 22,90122.9k $3.5m $3.5m 0.68% New
33 Csenge Advisory Group 0.19% of their portfolio CLEARWATER, FL 18,93218.9k $2.9m $2.9m 0.19% Added +5.6k +5,609
34 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 18,92218.9k $2.9m $2.9m 0.03% Reduced -5.7k -5,677
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,88517.9k $2.7m $2.7m 0.00% Added +14.1k +14,075
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.10% of their portfolio ST. LOUIS, MO 17,43617.4k $2.7m $2.7m 0.10% Added +207 +207
37 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 17,17217.2k $2.6m $2.6m 0.01% Added +126 +126
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 15,86715.9k $2.4m $2.4m 0.02% Reduced -971 -971
39 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 15,80815.8k $2.4m $2.4m 0.05% Added +3.8k +3,770
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,35115.4k $2.4m $2.4m 0.00% Reduced -12.5k -12,496
41 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 14,74314.7k $2.3m $2.3m 0.06% Reduced -35 -35
42 RWA WEALTH PARTNERS, LLC 0.05% of their portfolio BOSTON, MA 14,63014.6k $2.2m $2.2m 0.05% Reduced -440 -440
43 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 14,60014.6k $2.2m $2.2m 0.01% Added +8.1k +8,100
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 14,19314.2k $2.2m $2.2m 0.01% Added +579 +579
45 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 13,83713.8k $2.1m $2.1m 0.02% Reduced -248 -248
46 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 12,71912.7k $1.9m $1.9m 0.00% Added +9 +9
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,63512.6k $1.9m $1.9m 0.01% Reduced -193 -193
48 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 12,55912.6k $1.9m $1.9m 0.00% Reduced -355 -355
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,36712.4k $1.9m $1.9m 0.00% Added +224 +224
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,81711.8k $1.8m $1.8m 0.00% New
51 Oxbow Advisors, LLC 0.28% of their portfolio Austin, TX 11,61011.6k $1.8m $1.8m 0.28% Added +370 +370
52 Pacific Sun Financial Corp 1.18% of their portfolio LOS ANGELES, CA 11,34111.3k $1.8m $1.8m 1.18% First filing
53 Clear Harbor Asset Management, LLC 0.17% of their portfolio Stamford, CT 11,33811.3k $1.7m $1.7m 0.17% Reduced -245 -245
54 Quantum Private Wealth, LLC 0.79% of their portfolio TAMPA, FL 11,21211.2k $1.7m $1.7m 0.79% Reduced -65 -65
55 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,67810.7k $1.6m $1.6m 0.00% Added +5.7k +5,706
56 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,67410.7k $1.6m $1.6m 0.00% New
57 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 10,46510.5k $1.6m $1.6m 0.09% Reduced -455 -455
58 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 10,39010.4k $1.6m $1.6m 0.02% Added +524 +524
59 McKinley Carter Wealth Services, Inc. 0.12% of their portfolio WHEELING, WV 10,31510.3k $1.6m $1.6m 0.12% Reduced -51 -51
60 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 10,20010.2k $1.6m $1.6m 0.00% Added +300 +300
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 10,13210.1k $1.6m $1.6m 0.05% Added +191 +191
62 Texas Yale Capital Corp. 0.07% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.4m $1.4m 0.07% Unchanged
63 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 9,0289.0k $1.4m $1.4m 0.34% New
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,8408.8k $1.4m $1.4m 0.00% Reduced -652 -652
65 PECAUT & CO. 0.57% of their portfolio SIOUX CITY, IA 8,7758.8k $1.3m $1.3m 0.57% Added +663 +663
66 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 8,7748.8k $1.3m $1.3m 0.02% Reduced -180 -180
67 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 8,6628.7k $1.3m $1.3m 0.07% Reduced -87 -87
68 Kovack Advisors, Inc. 0.16% of their portfolio FT. LAUDERDALE, FL 8,1358.1k $1.2m $1.2m 0.16% Reduced -75 -75
69 JUNCTURE WEALTH STRATEGIES, LLC 0.58% of their portfolio SCOTTSDALE, AZ 8,0658.1k $1.2m $1.2m 0.58% Added +1.6k +1,571
70 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 8,0218.0k $1.2m $1.2m 0.02% Added +127 +127
71 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 7,8177.8k $1.2m $1.2m 0.05% Unchanged
72 Moors & Cabot, Inc. 0.08% of their portfolio BOSTON, MA 7,7917.8k $1.2m $1.2m 0.08% Reduced -81 -81
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6717.7k $1.2m $1.2m 0.00% Reduced -3.5k -3,491
74 Quad-Cities Investment Group, LLC 0.74% of their portfolio DAVENPORT, IA 7,4467.4k $1.1m $1.1m 0.74% Reduced -141 -141
75 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 7,4457.4k $1.1m $1.1m 0.01% Added +86 +86
76 Wealthspire Retirement, LLC 0.20% of their portfolio ALISO VIEJO, CA 7,0007.0k $1.1m $1.1m 0.20% Reduced -500 -500
77 Nilsine Partners, LLC 0.16% of their portfolio GREENWOOD VILLAGE, CO 6,9737.0k $1.1m $1.1m 0.16% Reduced -55 -55
78 SignalPoint Asset Management, LLC 0.31% of their portfolio SPRINGFIELD, MO 6,5516.6k $1.0m $1.0m 0.31% Reduced -7 -7
79 CWM, LLC 0.01% of their portfolio OMAHA, NE 6,5226.5k $999.0k $999.0k 0.01% Reduced -544 -544
80 DAYMARK WEALTH PARTNERS, LLC 0.07% of their portfolio CINCINNATI, OH 6,4426.4k $986.5k $986.5k 0.07% Reduced -333 -333
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,4046.4k $980.7k $980.7k 0.00% First filing
82 WMG Financial Advisors, LLC 0.71% of their portfolio Knoxville, TN 6,3396.3k $970.8k $970.8k 0.71% Reduced -2.1k -2,125
83 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 6,0846.1k $931.8k $931.8k 0.01% Reduced -6.2k -6,178
84 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 5,9926.0k $917.7k $917.7k 0.03% Reduced -428 -428
85 Bedell Frazier Investment Counselling, LLC 0.27% of their portfolio Walnut Creek, CA 5,9335.9k $908.6k $908.6k 0.27% Reduced -334 -334
86 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,9175.9k $906.1k $906.1k 0.00% Reduced -1.6k -1,621
87 Robertson Stephens Wealth Management, LLC 0.07% of their portfolio San Francisco, CA 5,9015.9k $903.7k $903.7k 0.07% Reduced -429 -429
88 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 5,8065.8k $857.4k $857.4k 0.02% Added +1.1k +1,104
89 Outlook Wealth Advisors, LLC 0.34% of their portfolio SHENANDOAH, TX 5,8055.8k $889.0k $889.0k 0.34% Added +3.4k +3,422
90 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 5,7255.7k $876.7k $876.7k 0.03% Added +79 +79
91 WADE G W & INC 0.03% of their portfolio Wellesley, MA 5,6205.6k $861.0k $861.0k 0.03% Reduced -111 -111
92 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 5,6115.6k $859.3k $859.3k 0.07% Added +3.3k +3,272
93 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 5,5945.6k $856.7k $856.7k 0.02% Reduced -85 -85
94 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 5,4555.5k $835.4k $835.4k 0.00% Added +3.5k +3,530
95 First Heartland Consultants, Inc. 0.11% of their portfolio LAKE ST. LOUIS, MO 5,3555.4k $820.1k $820.1k 0.11% Reduced -26 -26
96 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 5,0865.1k $778.9k $778.9k 0.06% Added +150 +150
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.05% of their portfolio DALLAS, TX 5,0675.1k $776.0k $776.0k 0.05% Added +474 +474
98 Anson Capital, Inc. 1.43% of their portfolio TYRONE, GA 5,0425.0k $772.2k $772.2k 1.43% Added +2.0k +1,986
99 CREATIVE FINANCIAL DESIGNS INC /ADV 0.09% of their portfolio KOKOMO, IN 4,9655.0k $760.3k $760.3k 0.09% Reduced -161 -161
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,8724.9k $746.2k $746.2k 0.00% Reduced -134 -134