Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

504 institutional holders +27 vs Q2 2024
60,490,53260.5m shares reported held*
$5.2bnreported value*
53 new 153 added 218 reduced 29 sold out net sold ≈ $412.7m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($109.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $86.10. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425Q3 23: 416Q4 23: 467Q1 24: 478Q2 24: 477Q3 24: 504504Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425
Q3 2023416
Q4 2023467
Q1 2024478
Q2 2024477
Q3 2024504

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 206 cut or sold outQ3 23: 174 bought or addedQ3 23: 228 cut or sold outQ3 23Q4 23: 168 bought or addedQ4 23: 239 cut or sold outQ1 24: 215 bought or addedQ1 24: 237 cut or sold outQ1 24Q2 24: 190 bought or addedQ2 24: 257 cut or sold outQ3 24: 206 bought or addedQ3 24: 247 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206
Q3 2023174228
Q4 2023168239
Q1 2024215237
Q2 2024190257
Q3 2024206247

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $280.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$280.1k$00.00
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +3,088,928+3.1m
BENJAMIN EDWARDS INC Added +206,936+206.9k
JONES FINANCIAL COMPANIES LLLP Added +81,022+81.0k
GeoWealth Management, LLC Added +72,511+72.5k
Elevation Capital Advisory, LLC New +71,929+71.9k
CITADEL ADVISORS LLC New +55,803+55.8k
Concurrent Investment Advisors, LLC Added +55,142+55.1k
DAGCO, INC. New +49,207+49.2k
FSA WEALTH PARTNERS, INC. New +47,472+47.5k
GOLDMAN SACHS GROUP INC Added +42,357+42.4k

Biggest sellers

Cetera Investment Advisers Sold out -1,526,817-1.5m
JPMORGAN CHASE & CO Reduced -1,111,212-1.1m
Kowal Investment Group, LLC Reduced -575,869-575.9k
MORGAN STANLEY Reduced -280,829-280.8k
LPL Financial LLC Reduced -189,079-189.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -132,979-133.0k
Private Advisor Group, LLC Reduced -123,590-123.6k
WELLS FARGO & COMPANY/MN Reduced -122,064-122.1k
Raymond James Financial Services Advisors, Inc. Reduced -118,313-118.3k
Sanctuary Advisors, LLC Sold out -115,400-115.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.30% of their portfolio FORT MILL, SC 7,373,5497.4m $669.5m $669.5m 0.30% Reduced -189.1k -189,079
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 6,406,4466.4m $581.7m $581.7m 0.04% Reduced -280.8k -280,829
3 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 3,541,2653.5m $321.5m $321.5m 0.08% Reduced -122.1k -122,064
4 Raymond James Financial Services Advisors, Inc. 0.40% of their portfolio ST. PETERSBURG, FL 3,288,9213.3m $298.6m $298.6m 0.40% Reduced -118.3k -118,313
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio ORLANDO, FL 3,124,6473.1m $34.4k $34.4k 0.09% Added +3.1m +3,088,928
6 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,612,5712.6m $237.2m $237.2m 0.14% Reduced -25.8k -25,849
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,733,3371.7m $157.4m $157.4m 0.01% Reduced -75.7k -75,744
8 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,604,4081.6m $145.7m $145.7m 0.04% Added +12.6k +12,585
9 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,540,0281.5m $139.8m $139.8m 0.21% Reduced -133.0k -132,979
10 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,496,2261.5m $135.9m $135.9m 0.04% Reduced -11.9k -11,857
11 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,402,8281.4m $127.4m $127.4m 0.03% Reduced -52.7k -52,658
12 OSAIC HOLDINGS, INC. 0.26% of their portfolio SCOTTSDALE, AZ 1,284,0981.3m $116.6m $116.6m 0.26% Reduced -93.5k -93,524
13 Private Advisor Group, LLC 0.62% of their portfolio MORRISTOWN, NJ 1,094,2121.1m $99.4m $99.4m 0.62% Reduced -123.6k -123,590
14 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,055,2331.1m $95.9m $95.9m 0.02% Reduced -80.7k -80,705
15 Cambridge Investment Research Advisors, Inc. 0.32% of their portfolio FAIRFIELD, IA 1,049,6031.0m $95.3m $95.3m 0.32% Reduced -33.1k -33,129
16 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 879,836879.8k $79.9m $79.9m 0.08% Reduced -34.4k -34,355
17 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 695,637695.6k $63.2m $63.2m 0.10% Added +27.5k +27,489
18 HARBOUR INVESTMENTS, INC. 1.70% of their portfolio MADISON, WI 622,696622.7k $56.5m $56.5m 1.70% Added +18.6k +18,569
19 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 571,892571.9k $51.9m $51.9m 0.10% Reduced -99.0k -98,989
20 PARK NATIONAL CORP /OH/ 1.52% of their portfolio NEWARK, OH 478,795478.8k $43.5m $43.5m 1.52% Reduced -1.3k -1,252
21 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 445,457445.5k $40.4m $40.4m 0.15% Added +4.6k +4,642
22 SILVER OAK SECURITIES, INCORPORATED 4.08% of their portfolio JACKSON, TN 426,587426.6k $38.6m $38.6m 4.08% Added +6.0k +5,992
23 Kestra Advisory Services, LLC 0.21% of their portfolio AUSTIN, TX 418,322418.3k $38.0m $38.0m 0.21% Reduced -71.1k -71,104
24 American Financial Advisors, LLC 4.85% of their portfolio Marietta, GA 391,190391.2k $35.5m $35.5m 4.85% Reduced -9.1k -9,066
25 Stratos Wealth Partners, LTD. 0.47% of their portfolio BEACHWOOD, OH 360,062360.1k $32.7m $32.7m 0.47% Reduced -6.6k -6,612
26 Concurrent Investment Advisors, LLC 0.94% of their portfolio Tampa, FL 348,993349.0k $31.7m $31.7m 0.94% Added +55.1k +55,142
27 IFG Advisory, LLC 1.97% of their portfolio ATLANTA, GA 341,223341.2k $31.0m $31.0m 1.97% Reduced -11.5k -11,490
28 D.A. DAVIDSON & CO. 0.25% of their portfolio GREAT FALLS, MT 335,826335.8k $30.5m $30.5m 0.25% Reduced -1.1k -1,078
29 Archer Investment Corp 7.40% of their portfolio Carmel, IN 303,808303.8k $27.6m $27.6m 7.40% Added +9.4k +9,416
30 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 297,911297.9k $27.1m $27.1m 0.29% Reduced -3.3k -3,285
31 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 278,387278.4k $25.3m $25.3m 0.07% Added +253 +253
32 Prospera Financial Services Inc 0.64% of their portfolio Dallas, TX 276,765276.8k $25.2m $25.2m 0.64% Reduced -29.6k -29,627
33 Gratus Wealth Advisors, LLC 4.02% of their portfolio VIRGINIA BEACH, VA 275,131275.1k $24.6m $24.6m 4.02% Added +8.0k +8,042
34 Randall & Associates Wealth Management 20.36% of their portfolio BUTLER, PA 273,820273.8k $24.9m $24.9m 20.36% Added +8.3k +8,285
35 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 259,944259.9k $23.6m $23.6m 0.15% Reduced -24.7k -24,722
36 Regal Investment Advisors LLC 1.47% of their portfolio KENTWOOD, MI 231,143231.1k $21.0m $21.0m 1.47% Added +5.4k +5,404
37 BENJAMIN EDWARDS INC 0.28% of their portfolio Clayton, MO 215,459215.5k $19.6m $19.6m 0.28% Added +206.9k +206,936
38 Heck Capital Advisors, LLC 2.22% of their portfolio Rhinelander, WI 212,389212.4k $19.3m $19.3m 2.22% Reduced -6.5k -6,510
39 HBK Sorce Advisory LLC 0.58% of their portfolio ERIE, PA 209,540209.5k $19.0m $19.0m 0.58% Reduced -5.7k -5,698
40 Scarborough Advisors, LLC 3.06% of their portfolio ANNAPOLIS, MD 208,653208.7k $18.9m $18.9m 3.06% Added +6.2k +6,181
41 Vestmark Advisory Solutions, Inc. 0.69% of their portfolio Wakefield, MA 204,442204.4k $18.6m $18.6m 0.69% Reduced -3.0k -2,977
42 Ergawealth Advisors, Inc. 9.19% of their portfolio OAK BROOK, IL 204,080204.1k $18.5m $18.5m 9.19% Added +2.2k +2,190
43 ABLE Financial Group, LLC 5.54% of their portfolio SCOTTSDALE, AZ 197,468197.5k $17.9m $17.9m 5.54% Reduced -13.7k -13,693
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.31% of their portfolio AUSTIN, TX 188,461188.5k $17.1m $17.1m 0.31% Reduced -3.7k -3,668
45 Mariner, LLC 0.03% of their portfolio Overland Park, KS 186,472186.5k $16.9m $16.9m 0.03% Reduced -13.0k -13,008
46 Sargent Investment Group, LLC 2.76% of their portfolio BETHESDA, MD 169,228169.2k $15.4m $15.4m 2.76% Added +23.4k +23,395
47 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 168,656168.7k $15.3m $15.3m 0.24% Added +3.8k +3,825
48 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 164,155164.2k $14.9m $14.9m 0.04% Added +1.7k +1,655
49 Western Wealth Management, LLC 0.84% of their portfolio GOLDEN, CO 161,366161.4k $14.7m $14.7m 0.84% Reduced -25.5k -25,451
50 Walkner Condon Financial Advisors LLC 2.89% of their portfolio MADISON, WI 156,086156.1k $14.2m $14.2m 2.89% Reduced -4.6k -4,625
51 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 153,550153.6k $13.9m $13.9m 0.00% Added +42.4k +42,357
52 OPPENHEIMER & CO INC 0.20% of their portfolio NEW YORK, NY 146,333146.3k $13.3m $13.3m 0.20% Added +3.8k +3,768
53 GREAT VALLEY ADVISOR GROUP, INC. 0.32% of their portfolio WILMINGTON, DE 142,170142.2k $12.9m $12.9m 0.32% Added +32.5k +32,455
54 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 138,634138.6k $12.6m $12.6m 0.01% Added +81.0k +81,022
55 STRATEGIC PLANNING GROUP, LLC 2.46% of their portfolio Bountiful, UT 137,270137.3k $12.5m $12.5m 2.46% Added +5.6k +5,551
56 tru Independence LLC 3.61% of their portfolio PORTLAND, OR 135,792135.8k $12.3m $12.3m 3.61% Added +11.0k +10,994
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 134,624134.6k $12.2m $12.2m 0.01% Added +14.7k +14,694
58 Investors Research Corp 2.56% of their portfolio ATLANTA, GA 128,850128.8k $11.7m $11.7m 2.56% Added +8.9k +8,928
59 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 128,728128.7k $11.7m $11.7m 0.08% Reduced -4.7k -4,703
60 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 128,452128.5k $11.7m $11.7m 0.01% Added +3.0k +2,956
61 BANK HAPOALIM BM 1.72% of their portfolio TEL AVIV, L3 125,000125.0k $11.3m $11.3m 1.72% Unchanged
62 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 124,976125.0k $11.3m $11.3m 0.10% Added +22.7k +22,740
63 Cedrus LLC 4.07% of their portfolio Littleton, CO 121,070121.1k $11.0m $11.0m 4.07% Added +14.8k +14,756
64 Ameritas Advisory Services, LLC 0.47% of their portfolio Lincoln, NE 118,760118.8k $10.8m $10.8m 0.47% Added +28.0k +27,984
65 RiverTree Advisors, LLC 7.13% of their portfolio WINTER PARK, FL 115,721115.7k $10.5m $10.5m 7.13% Reduced -9.3k -9,267
66 PFG Advisors 0.65% of their portfolio Phoenix, AZ 113,818113.8k $10.3m $10.3m 0.65% Reduced -8.8k -8,756
67 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 113,716113.7k $10.3m $10.3m 0.13% Reduced -13.7k -13,726
68 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 113,486113.5k $10.3m $10.3m 0.03% Added +12.4k +12,416
69 Nilsine Partners, LLC 1.30% of their portfolio GREENWOOD VILLAGE, CO 110,557110.6k $10.0m $10.0m 1.30% Added +1.1k +1,139
70 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 110,340110.3k $10.0m $10.0m 0.01% Reduced -75 -75
71 First Horizon Advisors, Inc. 0.27% of their portfolio MEMPHIS, TN 108,618108.6k $9.9m $9.9m 0.27% Reduced -13.5k -13,530
72 Arkadios Wealth Advisors 0.56% of their portfolio ATLANTA, GA 108,458108.5k $9.8m $9.8m 0.56% Added +13.8k +13,848
73 TD Capital Management LLC 0.96% of their portfolio MEMPHIS, TN 105,294105.3k $9.6m $9.6m 0.96% Reduced -1.2k -1,235
74 Holistic Financial Partners 4.46% of their portfolio INDIANAPOLIS, IN 102,165102.2k $9.3m $9.3m 4.46% Added +2.8k +2,775
75 Gateway Wealth Partners, LLC 2.48% of their portfolio APPLETON, WI 99,18099.2k $9.0m $9.0m 2.48% Reduced -3.5k -3,472
76 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 97,81297.8k $8.9m $8.9m 0.08% Added +4.3k +4,315
77 StoneX Group Inc. 0.62% of their portfolio NEW YORK, NY 93,47693.5k $8.5m $8.5m 0.62% Reduced -2.9k -2,856
78 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 89,38789.4k $8.1m $8.1m 0.08% Added +2.3k +2,274
79 Concentrum Wealth Management 3.13% of their portfolio SAN JOSE, CA 88,47688.5k $8.0m $8.0m 3.13% Added +1.6k +1,643
80 Sigma Planning Corp 0.24% of their portfolio ANN ARBOR, MI 87,77187.8k $8.0m $8.0m 0.24% Reduced -37.1k -37,062
81 Southland Equity Partners LLC 1.88% of their portfolio WILDWOOD, MO 85,11085.1k $7.7m $7.7m 1.88% Added +6.6k +6,570
82 Kingsview Wealth Management, LLC 0.16% of their portfolio GRANTS PASS, OR 84,50484.5k $7.7m $7.7m 0.16% Added +679 +679
83 GeoWealth Management, LLC 0.27% of their portfolio CHICAGO, IL 83,25583.3k $7.6m $7.6m 0.27% Added +72.5k +72,511
84 KPP Advisory Services LLC 1.79% of their portfolio Louisville, KY 81,93381.9k $7.4m $7.4m 1.79% Reduced -22.3k -22,301
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,05480.1k $7.3m $7.3m 0.00% Reduced -1.1m -1,111,212
86 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 79,08179.1k $7.2m $7.2m 0.02% Reduced -7.4k -7,446
87 GPS Wealth Strategies Group, LLC 0.95% of their portfolio CENTENNIAL, CO 78,54578.5k $7.1m $7.1m 0.95% Added +19.9k +19,911
88 PCG Wealth Advisors, LLC 2.68% of their portfolio OVERLAND PARK, KS 76,66976.7k $7.0m $7.0m 2.68% Reduced -4.1k -4,069
89 Coppell Advisory Solutions LLC 1.02% of their portfolio COPPELL, TX 76,15976.2k $6.9m $6.9m 1.02% Reduced -1.0k -1,012
90 IHT Wealth Management, LLC 0.19% of their portfolio Chicago, IL 75,14475.1k $6.8m $6.8m 0.19% Added +13.3k +13,305
91 Snowden Capital Advisors LLC 0.20% of their portfolio New York, NY 74,40774.4k $6.8m $6.8m 0.20% Added +13.7k +13,669
92 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 73,10273.1k $6.6m $6.6m 0.00% Reduced -6.7k -6,712
93 LANARK FINANCIAL, INC. 0.56% of their portfolio BIRMINGHAM, AL 72,90872.9k $6.6m $6.6m 0.56% Reduced -5.1k -5,131
94 STEPHENS INC /AR/ 0.09% of their portfolio LITTLE ROCK, AR 72,53272.5k $6.6m $6.6m 0.09% Added +540 +540
95 Plotkin Financial Advisors, LLC 3.93% of their portfolio CHEVY CHASE, MD 72,34372.3k $6.6m $6.6m 3.93% Reduced -633 -633
96 Elevation Capital Advisory, LLC 2.88% of their portfolio BEND, OR 71,92971.9k $6.5m $6.5m 2.88% New
97 Good Life Advisors, LLC 0.39% of their portfolio READING, PA 70,35670.4k $6.4m $6.4m 0.39% Reduced -5.8k -5,818
98 FSB PREMIER WEALTH MANAGEMENT, INC. 2.60% of their portfolio WATERLOO, IA 69,78669.8k $6.3m $6.3m 2.60% Reduced -23.5k -23,467
99 KINGSWOOD WEALTH ADVISORS, LLC 0.45% of their portfolio SAN DIEGO, CA 68,96669.0k $6.3m $6.3m 0.45% Added +26.1k +26,100
100 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 68,92668.9k $6.3m $6.3m 0.07% Reduced -660 -660