Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

416 institutional holders -9 vs Q2 2023
70,350,11670.4m shares reported held*
$5.2bnreported value*
31 new 143 added 183 reduced 45 sold out net sold ≈ $144.0m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.63. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425Q3 23: 416416Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425
Q3 2023416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 206 cut or sold outQ2 23Q3 23: 174 bought or addedQ3 23: 228 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206
Q3 2023174228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$6.6m—
Q3 2023$0$0—

Biggest buyers

HighTower Advisors, LLC New +164,299+164.3k
NewEdge Advisors, LLC Added +136,528+136.5k
Fermata Advisors, LLC New +135,613+135.6k
Holistic Financial Partners New +97,536+97.5k
CITADEL ADVISORS LLC Added +91,285+91.3k
PARK NATIONAL CORP /OH/ Added +77,883+77.9k
Cetera Advisor Networks LLC Added +76,824+76.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +67,000+67.0k
Kingsview Wealth Management, LLC Added +63,341+63.3k
Qube Research & Technologies Ltd Added +60,692+60.7k

Biggest sellers

Prostatis Group LLC Reduced -738,563-738.6k
AMERIPRISE FINANCIAL INC Reduced -338,744-338.7k
BANK OF AMERICA CORP /DE/ Reduced -277,398-277.4k
Bullseye Investment Management, LLC Reduced -243,441-243.4k
Raymond James Financial Services Advisors, Inc. Reduced -225,018-225.0k
Bensler, LLC Sold out -174,301-174.3k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -163,217-163.2k
Aptus Capital Advisors, LLC Reduced -163,217-163.2k
MORGAN STANLEY Reduced -136,018-136.0k
Vestmark Advisory Solutions, Inc. Reduced -111,312-111.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.45% of their portfolio FORT MILL, SC 8,623,9358.6m $635.0m $635.0m 0.45% Reduced -111.1k -111,065
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 7,309,3497.3m $538.2m $538.2m 0.05% Reduced -136.0k -136,018
3 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 4,298,6464.3m $316.5m $316.5m 0.10% Added +26.3k +26,334
4 Raymond James Financial Services Advisors, Inc. 0.46% of their portfolio ST. PETERSBURG, FL 3,447,8183.4m $253.9m $253.9m 0.46% Reduced -225.0k -225,018
5 RAYMOND JAMES & ASSOCIATES 0.17% of their portfolio ST PETERSBURG, FL 2,804,9352.8m $206.5m $206.5m 0.17% Reduced -91.0k -91,001
6 OSAIC HOLDINGS, INC. 0.27% of their portfolio SCOTTSDALE, AZ 2,437,6062.4m $179.5m $179.5m 0.27% Added +46.9k +46,933
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,388,3572.4m $175.9m $175.9m 0.02% Reduced -277.4k -277,398
8 Cetera Investment Advisers 1.26% of their portfolio SCHAUMBURG, IL 1,989,6872.0m $146.5m $146.5m 1.26% Added +32.0k +31,955
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,988,9662.0m $146.4m $146.4m 0.07% Reduced -73.6k -73,578
10 COMMONWEALTH EQUITY SERVICES, LLC 0.28% of their portfolio WALTHAM, MA 1,817,3141.8m $133.8m $133.8m 0.28% Reduced -85.4k -85,359
11 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,708,2751.7m $125.8m $125.8m 0.04% Added +17.9k +17,880
12 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,610,1181.6m $118.6m $118.6m 0.05% Reduced -107.0k -106,964
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,359,3081.4m $100.1m $100.1m 0.03% Reduced -338.7k -338,744
14 Cambridge Investment Research Advisors, Inc. 0.44% of their portfolio FAIRFIELD, IA 1,274,8041.3m $93.9m $93.9m 0.44% Reduced -72.8k -72,816
15 Private Advisor Group, LLC 0.82% of their portfolio MORRISTOWN, NJ 1,248,9221.2m $92.0m $92.0m 0.82% Reduced -49.9k -49,881
16 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 888,703888.7k $65.4m $65.4m 0.09% Reduced -1.5k -1,507
17 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 823,889823.9k $60.7m $60.7m 0.10% Reduced -10.3k -10,327
18 Baird Financial Group, Inc. 0.12% of their portfolio MILWAUKEE, WI 577,708577.7k $42.5m $42.5m 0.12% Reduced -92.1k -92,118
19 Cetera Advisors LLC 0.66% of their portfolio DENVER, CO 574,800574.8k $42.3m $42.3m 0.66% Added +2.5k +2,537
20 HARBOUR INVESTMENTS, INC. 2.05% of their portfolio MADISON, WI 555,249555.2k $40.9m $40.9m 2.05% Reduced -5.8k -5,820
21 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 542,391542.4k $39.9m $39.9m 0.22% Reduced -12.7k -12,715
22 Fifth Third Securities, Inc. 4.38% of their portfolio Cincinnati, OH 531,723531.7k $39.2m $39.2m 4.38% Added +7.8k +7,796
23 Cetera Advisor Networks LLC 0.24% of their portfolio EL SEGUNDO, CA 512,211512.2k $37.7m $37.7m 0.24% Added +76.8k +76,824
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 502,423502.4k $37.0m $37.0m 0.00% Added +28.9k +28,918
25 Mariner, LLC 0.10% of their portfolio Overland Park, KS 486,313486.3k $35.8m $35.8m 0.10% Added +51.2k +51,243
26 Kowal Investment Group, LLC 9.55% of their portfolio BROOKFIELD, WI 480,433480.4k $35.4m $35.4m 9.55% Added +10.9k +10,858
27 PARK NATIONAL CORP /OH/ 1.56% of their portfolio NEWARK, OH 470,023470.0k $34.6m $34.6m 1.56% Added +77.9k +77,883
28 Kestra Advisory Services, LLC 0.34% of their portfolio AUSTIN, TX 465,242465.2k $34.3m $34.3m 0.34% Reduced -80.8k -80,778
29 NewEdge Advisors, LLC 0.36% of their portfolio NEW ORLEANS, LA 450,693450.7k $33.2m $33.2m 0.36% Added +136.5k +136,528
30 American Financial Advisors, LLC 4.67% of their portfolio Marietta, GA 402,928402.9k $29.7m $29.7m 4.67% Reduced -6.5k -6,474
31 D.A. DAVIDSON & CO. 0.31% of their portfolio GREAT FALLS, MT 390,560390.6k $28.8m $28.8m 0.31% Added +259 +259
32 IFG Advisory, LLC 2.37% of their portfolio ATLANTA, GA 381,414381.4k $28.1m $28.1m 2.37% Reduced -28.2k -28,211
33 Atria Wealth Solutions, Inc. 0.33% of their portfolio NEW YORK, NY 315,535315.5k $23.2m $23.2m 0.33% Reduced -72.0k -72,042
34 Intrua Financial, LLC 4.17% of their portfolio Houston, TX 313,068313.1k $23.1m $23.1m 4.17% Added +36.4k +36,425
35 Archer Investment Corp 7.48% of their portfolio Carmel, IN 288,860288.9k $21.3m $21.3m 7.48% Added +4.3k +4,300
36 Prospera Financial Services Inc 0.80% of their portfolio Dallas, TX 281,233281.2k $20.7m $20.7m 0.80% Added +37.1k +37,088
37 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 280,000280.0k $20.6m $20.6m 0.08% Added +7.0k +6,973
38 Financial Advocates Investment Management 1.31% of their portfolio OLYMPIA, WA 241,033241.0k $17.7m $17.7m 1.31% Reduced -6.5k -6,455
39 Ergawealth Advisors, Inc. 12.11% of their portfolio OAK BROOK, IL 238,314238.3k $17.5m $17.5m 12.11% Reduced -2.0k -2,031
40 AVANTAX ADVISORY SERVICES, INC. 0.19% of their portfolio DALLAS, TX 235,900235.9k $17.4m $17.4m 0.19% Reduced -52.7k -52,729
41 Keystone Financial Group 2.90% of their portfolio LEXINGTON, KY 235,398235.4k $17.3m $17.3m 2.90% Reduced -71.2k -71,238
42 Western Wealth Management, LLC 1.45% of their portfolio GOLDEN, CO 233,060233.1k $17.2m $17.2m 1.45% Added +160 +160
43 Solano Wealth Management, Inc. 11.83% of their portfolio Fairfield, CA 231,594231.6k $17.1m $17.1m 11.83% Added +8.6k +8,631
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.65% of their portfolio ST. LOUIS, MO 230,381230.4k $17.0m $17.0m 0.65% Reduced -2.3k -2,312
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.53% of their portfolio AUSTIN, TX 229,396229.4k $16.9m $16.9m 0.53% Added +19.9k +19,947
46 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 227,483227.5k $16.7m $16.7m 0.10% Added +7.8k +7,769
47 Regal Investment Advisors LLC 1.41% of their portfolio KENTWOOD, MI 222,000222.0k $16.3m $16.3m 1.41% Added +10.0k +10,005
48 ABLE Financial Group, LLC 7.77% of their portfolio SCOTTSDALE, AZ 211,085211.1k $15.5m $15.5m 7.77% Added +22.9k +22,909
49 KPP Advisory Services LLC 5.11% of their portfolio Louisville, KY 210,045210.0k $15.5m $15.5m 5.11% First filing
50 Vestmark Advisory Solutions, Inc. 1.04% of their portfolio Wakefield, MA 193,586193.6k $14.3m $14.3m 1.04% Reduced -111.3k -111,312
51 GREAT VALLEY ADVISOR GROUP, INC. 0.58% of their portfolio WILMINGTON, DE 190,327190.3k $14.0m $14.0m 0.58% Reduced -2.6k -2,575
52 Scarborough Advisors, LLC 3.38% of their portfolio ANNAPOLIS, MD 189,017189.0k $13.9m $13.9m 3.38% Added +427 +427
53 BANK HAPOALIM BM 2.26% of their portfolio TEL AVIV, L3 188,940188.9k $14.0m $14.0m 2.26% Reduced -3.6k -3,615
54 Advisory Alpha, LLC 0.67% of their portfolio HOLLAND, MI 176,658176.7k $13.0m $13.0m 0.67% Reduced -23.8k -23,789
55 HBK Sorce Advisory LLC 0.57% of their portfolio ERIE, PA 176,242176.2k $13.0m $13.0m 0.57% Reduced -3.1k -3,091
56 First Horizon Advisors, Inc. 0.47% of their portfolio MEMPHIS, TN 175,521175.5k $12.9m $12.9m 0.47% Added +2.7k +2,658
57 Perennial Investment Advisors, LLC 2.25% of their portfolio Los Angeles, CA 167,660167.7k $12.3m $12.3m 2.25% Reduced -63.9k -63,892
58 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 164,299164.3k $12.1m $12.1m 0.02% New
59 Global Retirement Partners, LLC 0.59% of their portfolio San Rafael, CA 158,813158.8k $11.6m $11.6m 0.59% Added +27.1k +27,125
60 Sargent Investment Group, LLC 2.72% of their portfolio BETHESDA, MD 153,347153.3k $11.3m $11.3m 2.72% Reduced -4.0k -4,048
61 Sigma Planning Corp 0.42% of their portfolio ANN ARBOR, MI 151,721151.7k $11.2m $11.2m 0.42% Reduced -3.8k -3,834
62 PCG Wealth Advisors, LLC 7.25% of their portfolio OVERLAND PARK, KS 150,019150.0k $11.0m $11.0m 7.25% Reduced -14.7k -14,714
63 PFG Advisors 0.98% of their portfolio Phoenix, AZ 148,978149.0k $11.0m $11.0m 0.98% Reduced -28.5k -28,541
64 Valmark Advisers, Inc. 0.22% of their portfolio AKRON, OH 147,061147.1k $10.8m $10.8m 0.22% Added +4.7k +4,722
65 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 140,650140.7k $10.4m $10.4m 0.16% Reduced -9.2k -9,246
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 139,781139.8k $10.3m $10.3m 0.01% Reduced -486 -486
67 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 138,450138.4k $10.2m $10.2m 0.01% Added +91.3k +91,285
68 Fermata Advisors, LLC 2.81% of their portfolio SONOMA, CA 135,613135.6k $10.0m $10.0m 2.81% New
69 Integrity Financial Corp /WA 7.43% of their portfolio JACKSON, WY 133,461133.5k $9.8m $9.8m 7.43% Added +3.7k +3,670
70 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 131,718131.7k $9.7m $9.7m 0.17% Added +8.8k +8,784
71 Gateway Wealth Partners, LLC 1.73% of their portfolio APPLETON, WI 130,406130.4k $9.6m $9.6m 1.73% Added +11.7k +11,653
72 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 129,792129.8k $9.6m $9.6m 0.04% Reduced -939 -939
73 Ausdal Financial Partners, Inc. 1.31% of their portfolio Davenport, IA 129,256129.3k $9.5m $9.5m 1.31% Added +2.4k +2,402
74 tru Independence LLC 3.25% of their portfolio PORTLAND, OR 127,771127.8k $9.4m $9.4m 3.25% Added +5.7k +5,725
75 SHELTON WEALTH MANAGEMENT, LLC 7.40% of their portfolio FORT WORTH, TX 125,694125.7k $9.3m $9.3m 7.40% Reduced -993 -993
76 OPPENHEIMER & CO INC 0.19% of their portfolio NEW YORK, NY 125,324125.3k $9.2m $9.2m 0.19% Added +14.6k +14,560
77 WINTRUST INVESTMENTS LLC 1.00% of their portfolio CHICAGO, IL 124,835124.8k $9.2m $9.2m 1.00% Added +9.3k +9,255
78 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 123,683123.7k $9.1m $9.1m 0.01% Added +8.5k +8,459
79 WORLD EQUITY GROUP, INC. 1.86% of their portfolio SCHAUMBURG, IL 121,992122.0k $9.0m $9.0m 1.86% Reduced -34.2k -34,152
80 FSB PREMIER WEALTH MANAGEMENT, INC. 4.98% of their portfolio WATERLOO, IA 121,501121.5k $8.9m $8.9m 4.98% Added +4.7k +4,729
81 TD Capital Management LLC 1.08% of their portfolio MEMPHIS, TN 119,346119.3k $8.8m $8.8m 1.08% Reduced -656 -656
82 Snowden Capital Advisors LLC 0.36% of their portfolio New York, NY 115,113115.1k $8.5m $8.5m 0.36% Added +3.5k +3,517
83 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 114,914114.9k $8.5m $8.5m 0.12% Reduced -40.2k -40,220
84 Nilsine Partners, LLC 1.25% of their portfolio GREENWOOD VILLAGE, CO 112,656112.7k $8.3m $8.3m 1.25% Added +3.4k +3,401
85 StoneX Group Inc. 0.88% of their portfolio NEW YORK, NY 109,941109.9k $8.1m $8.1m 0.88% Added +9.0k +8,964
86 Good Life Advisors, LLC 0.93% of their portfolio READING, PA 109,786109.8k $8.1m $8.1m 0.93% Added +2.0k +2,014
87 Walkner Condon Financial Advisors LLC 2.14% of their portfolio MADISON, WI 109,372109.4k $8.1m $8.1m 2.14% Added +289 +289
88 RiverTree Advisors, LLC 5.83% of their portfolio WINTER PARK, FL 106,367106.4k $7.8m $7.8m 5.83% Added +3.0k +3,035
89 Investors Research Corp 2.03% of their portfolio ATLANTA, GA 105,468105.5k $7.8m $7.8m 2.03% Added +4.0k +4,040
90 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 100,839100.8k $7.4m $7.4m 0.00% Added +33.3k +33,272
91 Kingsview Wealth Management, LLC 0.26% of their portfolio GRANTS PASS, OR 100,044100.0k $7.4m $7.4m 0.26% Added +63.3k +63,341
92 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 99,34299.3k $7.3m $7.3m 0.15% Reduced -1.7k -1,728
93 Holistic Financial Partners 4.77% of their portfolio INDIANAPOLIS, IN 97,53697.5k $7.2m $7.2m 4.77% New
94 Heck Capital Advisors, LLC 1.24% of their portfolio Rhinelander, WI 90,73390.7k $6.7m $6.7m 1.24% Added +18.5k +18,493
95 SignalPoint Asset Management, LLC 2.12% of their portfolio SPRINGFIELD, MO 90,44890.4k $6.7m $6.7m 2.12% Reduced -1.4k -1,351
96 LANARK FINANCIAL, INC. 0.73% of their portfolio BIRMINGHAM, AL 89,83589.8k $6.6m $6.6m 0.73% First filing
97 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 88,31488.3k $6.5m $6.5m 0.18% Reduced -662 -662
98 ICA Group Wealth Management, LLC 1.81% of their portfolio DENVER, CO 87,48787.5k $6.4m $6.4m 1.81% Added +26.6k +26,585
99 DeDora Capital, Inc. 2.40% of their portfolio Napa, CA 86,53686.5k $6.1m $6.1m 2.40% Added +5.4k +5,363
100 GPS Wealth Strategies Group, LLC 1.22% of their portfolio CENTENNIAL, CO 86,15686.2k $6.3m $6.3m 1.22% Reduced -32.3k -32,296