Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

272 institutional holders +7 vs Q1 2024
8,053,2938.1m shares reported held*
$803.5mreported value*
24 new 122 added 72 reduced 20 sold out net sold ≈ $184.7m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.77. Options: 3 managers hold calls ($308.9k notional), 2 hold puts ($329.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239Q4 23: 261Q1 24: 265Q2 24: 272272Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239
Q4 2023261
Q1 2024265
Q2 2024272

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 82 cut or sold outQ4 23: 108 bought or addedQ4 23: 100 cut or sold outQ4 23Q1 24: 134 bought or addedQ1 24: 92 cut or sold outQ2 24: 146 bought or addedQ2 24: 92 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178
Q3 202312182
Q4 2023108100
Q1 202413492
Q2 202414692

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $438.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $388.2kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $245.0kQ1 24 puts: $776.0kQ1 24P/C 3.17Q2 24 calls: $308.9kQ2 24 puts: $329.9kQ2 24P/C 1.07
Numbers
QuarterCallsPutsP/C
Q3 2023$438.6k$00.00
Q4 2023$388.2k$00.00
Q1 2024$245.0k$776.0k3.17
Q2 2024$308.9k$329.9k1.07

Biggest buyers

WELLS FARGO & COMPANY/MN Added +80,967+81.0k
LPL Financial LLC Added +59,991+60.0k
D.A. DAVIDSON & CO. Added +57,749+57.7k
Cambridge Investment Research Advisors, Inc. Added +57,253+57.3k
BANK OF AMERICA CORP /DE/ Added +35,878+35.9k
Strategic Financial Concepts, LLC New +31,968+32.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +31,119+31.1k
STIFEL FINANCIAL CORP Added +26,435+26.4k
Baird Financial Group, Inc. Added +16,601+16.6k
Private Advisory Group LLC New +13,800+13.8k

Biggest sellers

MORGAN STANLEY Reduced -2,102,470-2.1m
Global Assets Advisory, LLC Sold out -263,380-263.4k
NATIONAL BANK OF CANADA /FI/ Reduced -84,124-84.1k
OSAIC HOLDINGS, INC. Reduced -51,217-51.2k
JPMORGAN CHASE & CO Reduced -46,824-46.8k
Money Design Co.,Ltd. Reduced -14,363-14.4k
1832 Asset Management L.P. Reduced -12,598-12.6k
Cedar Brook Financial Partners, LLC Sold out -10,433-10.4k
CITADEL ADVISORS LLC Sold out -8,504-8.5k
RAYMOND JAMES & ASSOCIATES Reduced -7,312-7.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $289.9k2.9k shares
SIMPLEX TRADING, LLC New $19.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $329.9k3.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,090,4811.1m $109.0m $109.0m 0.01% Reduced -2.1m -2,102,470
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 694,618694.6k $69.4m $69.4m 0.03% Added +60.0k +59,991
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 506,775506.8k $50.7m $50.7m 0.01% Added +81.0k +80,967
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 397,390397.4k $39.7m $39.7m 0.00% Added +35.9k +35,878
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 346,283346.3k $34.6m $34.6m 0.01% Added +7.8k +7,831
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 312,016312.0k $31.2m $31.2m 0.05% Added +9.2k +9,250
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 212,448212.4k $21.2m $21.2m 0.01% Reduced -983 -983
8 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 208,167208.2k $20.8m $20.8m 0.02% Added +26.4k +26,435
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 186,040186.0k $18.6m $18.6m 0.01% Added +1.8k +1,803
10 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 163,001163.0k $16.3m $16.3m 0.03% Reduced -12.6k -12,598
11 Polianta Ltd 7.28% of their portfolio ST HELIER, Y9 143,900143.9k $14.4m $14.4m 7.28% Unchanged
12 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 140,524140.5k $14.1m $14.1m 0.05% Added +57.3k +57,253
13 Arax Advisory Partners 1.27% of their portfolio NEW YORK, NY 130,114130.1k $13.0m $13.0m 1.27% Reduced -1.7k -1,744
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 123,673123.7k $12.3m $12.3m 0.00% Added +11.7k +11,666
15 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 113,138113.1k $11.3m $11.3m 0.03% Added +3.0k +3,015
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 111,240111.2k $11.1m $11.1m 0.02% Added +3.4k +3,378
17 BANK HAPOALIM BM 1.56% of their portfolio TEL AVIV, L3 110,344110.3k $11.0m $11.0m 1.56% Unchanged
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 101,085101.1k $10.1m $10.1m 0.02% Reduced -4.2k -4,176
19 Clearwater Capital Advisors, LLC 1.07% of their portfolio HOFFMAN ESTATES, IL 100,958101.0k $10.1m $10.1m 1.07% Reduced -1.8k -1,818
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 83,13983.1k $8.3m $8.3m 0.01% Reduced -7.3k -7,312
21 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 80,94980.9k $8.1m $8.1m 0.01% Reduced -660 -660
22 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 77,64377.6k $7.8m $7.8m 0.06% Added +1.0k +1,021
23 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 75,58875.6k $7.6m $7.6m 0.02% Reduced -51.2k -51,217
24 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 74,71174.7k $7.5m $7.5m 0.07% Added +57.7k +57,749
25 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 72,60172.6k $7.3m $7.3m 0.04% Added +3.8k +3,780
26 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 69,48169.5k $6.9m $6.9m 0.05% Reduced -674 -674
27 OPPENHEIMER & CO INC 0.11% of their portfolio NEW YORK, NY 68,56468.6k $6.9m $6.9m 0.11% Added +674 +674
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,37455.4k $5.5m $5.5m 0.00% Reduced -46.8k -46,824
29 Mainsail Financial Group, LLC 2.92% of their portfolio BELLEVUE, WA 49,67349.7k $5.0m $5.0m 2.92% Added +7.5k +7,531
30 White Pine Investment CO 1.41% of their portfolio LIVONIA, MI 47,83547.8k $4.8m $4.8m 1.41% Added +276 +276
31 Florin Court Capital LLP 6.51% of their portfolio London, X0 47,30047.3k $4.7m $4.7m 6.51% Unchanged
32 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 45,49445.5k $4.5m $4.5m 0.02% Added +2.1k +2,081
33 Money Design Co.,Ltd. 0.23% of their portfolio TOKYO, M0 42,44842.4k $4.2m $4.2m 0.23% Reduced -14.4k -14,363
34 Gladstone Institutional Advisory LLC 0.22% of their portfolio Bedminster, NJ 41,88241.9k $4.2m $4.2m 0.22% Reduced -1.1k -1,130
35 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 41,50541.5k $4.1m $4.1m 0.01% Reduced -84.1k -84,124
36 Stegent Equity Advisors, Inc. 4.31% of their portfolio HOUSTON, TX 41,39441.4k $4.1m $4.1m 4.31% Reduced -435 -435
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 40,26440.3k $4.0m $4.0m 0.01% Reduced -1.3k -1,270
38 Prism Advisors, Inc. 1.21% of their portfolio STUDIO CITY, CA 40,00140.0k $4.0m $4.0m 1.21% Reduced -38 -38
39 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 39,99340.0k $4.0m $4.0m 0.04% Added +1.2k +1,177
40 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 37,69737.7k $3.8m $3.8m 0.12% Added +568 +568
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 37,56437.6k $3.8m $3.8m 0.07% Added +140 +140
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 34,66434.7k $3.5m $3.5m 0.00% Added +1.9k +1,919
43 Raab & Moskowitz Asset Management LLC 0.90% of their portfolio Chatham, NJ 33,16833.2k $3.3m $3.3m 0.90% Reduced -388 -388
44 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 32,40632.4k $3.2m $3.2m 0.04% Added +835 +835
45 LexAurum Advisors, LLC 0.78% of their portfolio OVERLAND PARK, KS 32,04532.0k $3.2m $3.2m 0.78% Added +1.5k +1,536
46 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 31,96832.0k $300 $300 0.00% New
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,11931.1k $3.1m $3.1m 0.01% New
48 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 30,80530.8k $3.3m $3.3m 0.13% Added +9 +9
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,60730.6k $3.1m $3.1m 0.00% Added +2.5k +2,459
50 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 29,71029.7k $3.0m $3.0m 0.02% Added +2.9k +2,894
51 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 28,34028.3k $2.8m $2.8m 0.09% Added +1.2k +1,157
52 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 27,64227.6k $2.8m $2.8m 0.01% Added +16.6k +16,601
53 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 27,27627.3k $2.7m $2.7m 0.10% Added +3.8k +3,829
54 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 25,86425.9k $2.6m $2.6m 0.05% Added +594 +594
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,41625.4k $2.5m $2.5m 0.00% Added +539 +539
56 M Holdings Securities, Inc. 0.31% of their portfolio PORTLAND, OR 23,89923.9k $2.4m $2.4m 0.31% Added +720 +720
57 COMERICA BANK 0.01% of their portfolio DALLAS, TX 23,50923.5k $2.4m $2.4m 0.01% Added +3.7k +3,698
58 ARTHUR M. COHEN & ASSOCIATES, LLC 0.43% of their portfolio NORTHBROOK, IL 23,28023.3k $2.3m $2.3m 0.43% Added +1.2k +1,179
59 Strategic Blueprint, LLC 0.16% of their portfolio ATLANTA, GA 23,12923.1k $2.3m $2.3m 0.16% Added +74 +74
60 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 22,42622.4k $2.2m $2.2m 0.11% Added +393 +393
61 Farrow Financial, Inc. 1.51% of their portfolio SOUTH BURLINGTON, VT 22,11922.1k $2.2m $2.2m 1.51% Added +552 +552
62 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 21,05021.1k $2.1m $2.1m 0.03% Unchanged
63 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 20,80520.8k $2.1m $2.1m 0.03% Reduced -3.2k -3,199
64 Stonebridge Financial Planning Group, LLC 0.97% of their portfolio ORLANDO, FL 19,24819.2k $1.9m $1.9m 0.97% Reduced -296 -296
65 Davis Investment Partners, LLC 0.78% of their portfolio CHARLOTTE, NC 18,42618.4k $1.9m $1.9m 0.78% Reduced -1.3k -1,303
66 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 18,18618.2k $1.8m $1.8m 0.01% Added +1.1k +1,059
67 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 17,39017.4k $1.7m $1.7m 0.09% Added +667 +667
68 Acorn Wealth Advisors, LLC 0.84% of their portfolio Grand Blanc, MI 16,98717.0k $1.7m $1.7m 0.84% Reduced -875 -875
69 INTERACTIVE FINANCIAL ADVISORS, INC. 0.93% of their portfolio New Lenox, IL 16,79016.8k $1.7m $1.7m 0.93% Reduced -290 -290
70 Financial Enhancement Group LLC 0.28% of their portfolio ANDERSON, IN 16,45316.5k $1.8m $1.8m 0.28% Added +44 +44
71 SFMG, LLC 0.14% of their portfolio PLANO, TX 16,36016.4k $1.6m $1.6m 0.14% Reduced -950 -950
72 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 16,31816.3k $1.6m $1.6m 0.02% Reduced -950 -950
73 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,25915.3k $1.5m $1.5m 0.00% Reduced -200 -200
74 WMG Financial Advisors, LLC 0.79% of their portfolio Knoxville, TN 15,02315.0k $1.5m $1.5m 0.79% Added +1.2k +1,166
75 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 14,83614.8k $1.5m $1.5m 0.15% Added +621 +621
76 Mascoma Wealth Management LLC 0.39% of their portfolio HANOVER, NH 14,71114.7k $1.5m $1.5m 0.39% Reduced -601 -601
77 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 14,68514.7k $1.5m $1.5m 0.01% Added +3.5k +3,535
78 Kesler, Norman & Wride, LLC 0.30% of their portfolio OGDEN, UT 14,19214.2k $1.4m $1.4m 0.30% Reduced -559 -559
79 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 13,80013.8k $1.4m $1.4m 0.18% New
80 Cutter & CO Brokerage, Inc. 0.33% of their portfolio Ballwin, MO 13,64313.6k $1.4m $1.4m 0.33% Added +27 +27
81 Nilsine Partners, LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 13,37913.4k $1.3m $1.3m 0.18% Added +241 +241
82 TAP Consulting, LLC 0.27% of their portfolio KIRKWOOD, MO 12,97713.0k $1.3m $1.3m 0.27% Reduced -465 -465
83 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 12,43012.4k $1.2m $1.2m 0.05% Added +1.8k +1,810
84 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 12,17312.2k $1.2m $1.2m 0.03% Added +1.2k +1,153
85 Bridge Advisory, LLC 0.60% of their portfolio PASADENA, CA 12,15112.2k $1.2m $1.2m 0.60% Added +20 +20
86 FLAGSTAR SECURITIES, INC 0.33% of their portfolio New York, NY 12,10112.1k $1.2m $1.2m 0.33% Added +1.0k +1,047
87 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,04012.0k $1.2m $1.2m 0.02% Reduced -100 -100
88 Outlook Wealth Advisors, LLC 0.45% of their portfolio SHENANDOAH, TX 11,90511.9k $1.4m $1.4m 0.45% Reduced -126 -126
89 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 11,82411.8k $1.2m $1.2m 0.01% First filing
90 ARKANSAS FINANCIAL GROUP, INC. 0.21% of their portfolio LITTLE ROCK, AR 11,79111.8k $1.2m $1.2m 0.21% Added +8.3k +8,310
91 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 11,73111.7k $1.2m $1.2m 0.01% Reduced -242 -242
92 CORRADO ADVISORS, LLC 0.76% of their portfolio RAMSEY, NJ 11,72911.7k $1.2m $1.2m 0.76% Added +320 +320
93 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 11,52611.5k $1.2m $1.2m 0.07% Added +1.5k +1,525
94 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 11,24711.2k $1.2m $1.2m 0.20% Reduced -8 -8
95 Eagle Strategies LLC 0.21% of their portfolio NEW YORK, NY 10,87010.9k $1.1m $1.1m 0.21% New
96 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 10,66510.7k $1.1m $1.1m 0.00% Added +2.8k +2,801
97 First Heartland Consultants, Inc. 0.11% of their portfolio LAKE ST. LOUIS, MO 10,64910.6k $1.1m $1.1m 0.11% Added +2.0k +1,959
98 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 10,36110.4k $1.0m $1.0m 0.03% Added +1.1k +1,087
99 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 10,26510.3k $1.0m $1.0m 0.03% New
100 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 10,10210.1k $1.0m $1.0m 0.02% Reduced -616 -616