Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

233 institutional holders +7 vs Q3 2022
7,249,9327.2m shares reported held*
$571.8mreported value*
24 new 74 added 75 reduced 22 sold out net sold ≈ $10.0m (-122.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.88. Options: 2 managers hold calls ($246.0k notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233233Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022226
Q4 2022233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $423.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $246.0kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$423.0k$00.00
Q4 2022$246.0k$00.00

Biggest buyers

Money Design Co.,Ltd. Added +62,127+62.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +35,027+35.0k
White Pine Investment CO Added +29,483+29.5k
Stegent Equity Advisors, Inc. New +24,218+24.2k
McKinley Carter Wealth Services, Inc. New +21,290+21.3k
CITADEL ADVISORS LLC Added +18,193+18.2k
Mariner, LLC Added +17,528+17.5k
CIBC WORLD MARKET INC. New +14,483+14.5k
STIFEL FINANCIAL CORP Added +11,210+11.2k
Cetera Investment Advisers Added +11,100+11.1k

Biggest sellers

One Charles Private Wealth Services, LLC Sold out -63,806-63.8k
Sterling Manor Financial, LLC Sold out -52,935-52.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -46,175-46.2k
Spectrum Wealth Advisory Group, LLC Sold out -33,466-33.5k
BANK OF AMERICA CORP /DE/ Reduced -26,907-26.9k
MORGAN STANLEY Reduced -25,507-25.5k
GOLDMAN SACHS GROUP INC Sold out -25,368-25.4k
Raymond James Financial Services Advisors, Inc. Reduced -23,791-23.8k
UBS Group AG Reduced -18,101-18.1k
Western Wealth Management, LLC Reduced -13,402-13.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $246.0k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,078,4291.1m $85.6m $85.6m 0.01% Reduced -25.5k -25,507
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 510,607510.6k $40.5m $40.5m 0.03% Reduced -9.5k -9,533
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 446,783446.8k $35.5m $35.5m 0.00% Reduced -26.9k -26,907
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 429,387429.4k $34.1m $34.1m 0.01% Reduced -6.4k -6,437
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 300,433300.4k $23.8m $23.8m 0.01% Reduced -18.1k -18,101
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 256,195256.2k $20.3m $20.3m 0.05% Reduced -46.2k -46,175
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 187,075187.1k $14.8m $14.8m 0.03% Reduced -2.3k -2,328
8 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 186,710186.7k $14.8m $14.8m 0.03% Reduced -9.0k -9,000
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 161,170161.2k $12.8m $12.8m 0.00% Reduced -13.1k -13,074
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 155,122155.1k $12.3m $12.3m 0.01% Reduced -5.7k -5,688
11 Polianta Ltd 8.51% of their portfolio ST HELIER, Y9 143,900143.9k $11.4m $11.4m 8.51% Unchanged
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 135,357135.4k $10.7m $10.7m 0.02% Reduced -23.8k -23,791
13 Clearwater Capital Advisors, LLC 1.34% of their portfolio HOFFMAN ESTATES, IL 129,644129.6k $10.3m $10.3m 1.34% Reduced -227 -227
14 BANK HAPOALIM BM 1.27% of their portfolio TEL AVIV, L3 128,887128.9k $10.2m $10.2m 1.27% Unchanged
15 Money Design Co.,Ltd. 0.33% of their portfolio TOKYO, M0 123,499123.5k $9.8m $9.8m 0.33% Added +62.1k +62,127
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,963123.0k $9.8m $9.8m 0.01% Added +11.2k +11,210
17 Arax Advisory Partners 1.26% of their portfolio NEW YORK, NY 114,420114.4k $9.1m $9.1m 1.26% Added +8.5k +8,527
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 106,691106.7k $8.5m $8.5m 0.01% Reduced -3.9k -3,933
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 98,17998.2k $7.8m $7.8m 0.01% Reduced -728 -728
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 95,24895.2k $7.6m $7.6m 0.00% Reduced -1.6k -1,583
21 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 87,31587.3k $6.9m $6.9m 0.04% Added +4.8k +4,774
22 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 81,08081.1k $6.4m $6.4m 0.01% Reduced -333 -333
23 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 68,72268.7k $5.5m $5.5m 0.05% Added +11.1k +11,100
24 Gladstone Institutional Advisory LLC 0.33% of their portfolio Bedminster, NJ 58,22858.2k $4.6m $4.6m 0.33% Added +234 +234
25 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 52,68552.7k $408.4k $408.4k 0.01% Reduced -1.0k -1,046
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 50,44150.4k $4.0m $4.0m 0.01% Added +35.0k +35,027
27 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 48,42048.4k $3.8m $3.8m 0.07% Added +76 +76
28 Riggs Asset Managment Co. Inc. 1.55% of their portfolio DALLAS, PA 47,53147.5k $3.8m $3.8m 1.55% Reduced -2.5k -2,489
29 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 47,23147.2k $3.7m $3.7m 0.03% Added +10.0k +9,975
30 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 45,48745.5k $3.6m $3.6m 0.01% Reduced -1.8k -1,835
31 Mariner, LLC 0.01% of their portfolio Overland Park, KS 45,12045.1k $3.6m $3.6m 0.01% Added +17.5k +17,528
32 White Pine Investment CO 1.34% of their portfolio LIVONIA, MI 44,35744.4k $3.5m $3.5m 1.34% Added +29.5k +29,483
33 Prism Advisors, Inc. 1.25% of their portfolio STUDIO CITY, CA 42,88442.9k $3.4m $3.4m 1.25% Reduced -450 -450
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.14% of their portfolio ST. LOUIS, MO 40,58240.6k $3.2m $3.2m 0.14% Added +883 +883
35 Mainsail Financial Group, LLC 3.32% of their portfolio BELLEVUE, WA 40,08440.1k $3.3m $3.3m 3.32% First filing
36 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 39,70039.7k $3.2m $3.2m 0.04% Added +2.0k +2,024
37 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 39,51939.5k $3.1m $3.1m 0.11% Added +8.7k +8,676
38 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 35,63135.6k $2.8m $2.8m 0.02% Reduced -1.3k -1,344
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,17935.2k $2.8m $2.8m 0.00% Added +18.2k +18,193
40 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 31,53331.5k $2.5m $2.5m 0.06% Reduced -5.5k -5,476
41 Raab & Moskowitz Asset Management LLC 0.93% of their portfolio Chatham, NJ 30,97331.0k $2.5m $2.5m 0.93% Reduced -103 -103
42 Chicago Partners Investment Group LLC 0.16% of their portfolio CHICAGO, IL 30,73630.7k $2.6m $2.6m 0.16% Added +9 +9
43 Mascoma Wealth Management LLC 0.75% of their portfolio HANOVER, NH 29,90429.9k $2.4m $2.4m 0.75% Added +1.2k +1,234
44 Parsec Financial Management, Inc. 0.11% of their portfolio ASHEVILLE, NC 29,86729.9k $2.4m $2.4m 0.11% Added +52 +52
45 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 27,44427.4k $2.2m $2.2m 0.06% Reduced -82 -82
46 Stegent Equity Advisors, Inc. 2.30% of their portfolio HOUSTON, TX 24,21824.2k $1.9m $1.9m 2.30% New
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,89423.9k $1.9m $1.9m 0.00% Reduced -3.6k -3,592
48 LexAurum Advisors, LLC 0.67% of their portfolio OVERLAND PARK, KS 23,54623.5k $1.9m $1.9m 0.67% Reduced -151 -151
49 Bridge Advisory, LLC 0.77% of their portfolio PASADENA, CA 23,18023.2k $1.8m $1.8m 0.77% Added +92 +92
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,99923.0k $1.8m $1.8m 0.00% Reduced -2.8k -2,771
51 M Holdings Securities, Inc. 0.19% of their portfolio PORTLAND, OR 22,75922.8k $1.8m $1.8m 0.19% Reduced -1.5k -1,505
52 CASTLE WEALTH MANAGEMENT LLC 1.13% of their portfolio BOYNTON BEACH, FL 22,69122.7k $1.8m $1.8m 1.13% Added +1.1k +1,083
53 Stonebridge Financial Planning Group, LLC 1.20% of their portfolio ORLANDO, FL 22,68122.7k $1.8m $1.8m 1.20% Unchanged
54 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 22,62522.6k $1.8m $1.8m 0.15% Reduced -454 -454
55 Oder Investment Management, LLC 2.12% of their portfolio WOODLAND HILLS, CA 21,48421.5k $1.7m $1.7m 2.12% Reduced -236 -236
56 McKinley Carter Wealth Services, Inc. 0.14% of their portfolio WHEELING, WV 21,29021.3k $1.7m $1.7m 0.14% New
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,65220.7k $1.6m $1.6m 0.01% Added +1.8k +1,771
58 ARTHUR M. COHEN & ASSOCIATES, LLC 0.40% of their portfolio NORTHBROOK, IL 18,35818.4k $1.5m $1.5m 0.40% Reduced -55 -55
59 INTERACTIVE FINANCIAL ADVISORS, INC. 0.87% of their portfolio New Lenox, IL 18,21718.2k $1.4m $1.4m 0.87% Added +474 +474
60 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 17,89217.9k $1.4m $1.4m 0.07% Added +3.3k +3,286
61 Acorn Wealth Advisors, LLC 1.08% of their portfolio Grand Blanc, MI 17,74217.7k $1.4m $1.4m 1.08% Added +370 +370
62 Kesler, Norman & Wride, LLC 0.34% of their portfolio OGDEN, UT 16,81016.8k $1.3m $1.3m 0.34% Reduced -325 -325
63 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,74116.7k $1.3m $1.3m 0.00% Reduced -473 -473
64 Strategic Blueprint, LLC 0.15% of their portfolio ATLANTA, GA 16,69716.7k $1.3m $1.3m 0.15% Added +2.9k +2,926
65 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 16,43316.4k $1.3m $1.3m 0.02% Reduced -219 -219
66 FLAGSHIP HARBOR ADVISORS, LLC 0.13% of their portfolio BOSTON, MA 16,28616.3k $1.3m $1.3m 0.13% Added +499 +499
67 WMG Financial Advisors, LLC 1.05% of their portfolio Knoxville, TN 15,47415.5k $1.2m $1.2m 1.05% Added +38 +38
68 SFMG, LLC 0.14% of their portfolio PLANO, TX 15,44915.4k $1.2m $1.2m 0.14% Added +225 +225
69 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 15,40615.4k $1.2m $1.2m 0.09% Reduced -571 -571
70 Claraphi Advisory Network, LLC 0.48% of their portfolio ALISO VIEJO, X1 15,21215.2k $1.2m $1.2m 0.48% Added +10.1k +10,089
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,87814.9k $1.2m $1.2m 0.00% Added +396 +396
72 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 14,48314.5k $1.1m $1.1m 0.00% New
73 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,42214.4k $1.1m $1.1m 0.02% Reduced -2.1k -2,107
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 14,35014.3k $1.1m $1.1m 0.06% Reduced -126 -126
75 Financial Enhancement Group LLC 0.23% of their portfolio ANDERSON, IN 14,24014.2k $1.2m $1.2m 0.23% Reduced -829 -829
76 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,49213.5k $1.1m $1.1m 0.00% Added +2.2k +2,229
77 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 13,47613.5k $1.1m $1.1m 0.01% Added +3.8k +3,848
78 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 13,07513.1k $1.0m $1.0m 0.02% Reduced -420 -420
79 Cutter & CO Brokerage, Inc. 0.35% of their portfolio Ballwin, MO 13,04913.0k $1.0m $1.0m 0.35% Added +180 +180
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,92012.9k $1.0m $1.0m 0.00% Reduced -2.0k -2,048
81 Fifth Third Securities, Inc. 0.13% of their portfolio Cincinnati, OH 12,62612.6k $1.0m $1.0m 0.13% Reduced -3.7k -3,664
82 BAKER TILLY WEALTH MANAGEMENT, LLC 0.12% of their portfolio MADISON, WI 12,60912.6k $1.0m $1.0m 0.12% Added +60 +60
83 Beck Bode, LLC 0.21% of their portfolio DEDHAM, MA 11,96512.0k $949.5k $949.5k 0.21% Reduced -387 -387
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,90911.9k $945.1k $945.1k 0.00% Reduced -2.1k -2,121
85 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 11,84411.8k $939.9k $939.9k 0.02% Added +158 +158
86 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 11,82311.8k $683.8k $683.8k 0.02% Added +7.9k +7,914
87 Virtue Capital Management, LLC 0.14% of their portfolio BRENTWOOD, TN 11,60811.6k $921.2k $921.2k 0.14% Reduced -960 -960
88 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,58611.6k $919.5k $919.5k 0.02% Reduced -3.3k -3,262
89 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,51811.5k $914.1k $914.1k 0.03% Added +1.5k +1,474
90 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,49711.5k $912.4k $912.4k 0.01% Added +1.6k +1,613
91 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 11,41411.4k $905.9k $905.9k 0.09% Reduced -13.4k -13,402
92 Davis Investment Partners, LLC 0.48% of their portfolio CHARLOTTE, NC 11,08511.1k $946.7k $946.7k 0.48% First filing
93 TAP Consulting, LLC 0.23% of their portfolio KIRKWOOD, MO 11,07811.1k $879.2k $879.2k 0.23% New
94 Granger Management LLC 0.37% of their portfolio New York, NY 10,69110.7k $848.4k $848.4k 0.37% Reduced -329 -329
95 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 10,59710.6k $841.0k $841.0k 0.06% Added +812 +812
96 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 10,44610.4k $829.0k $829.0k 0.01% Unchanged
97 COMERICA BANK 0.01% of their portfolio DALLAS, TX 10,17210.2k $853.0k $853.0k 0.01% Unchanged
98 Cedar Brook Financial Partners, LLC 0.23% of their portfolio CLEVELAND, OH 10,10710.1k $802.1k $802.1k 0.23% Added +4 +4
99 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 9,96510.0k $790.9k $790.9k 0.12% Added +543 +543
100 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 9,7719.8k $775.0k $775.0k 0.03% New