FIRST TR EXCHANGE-TRADED FD EDOW
DOW 30 EQL WGT · ETP · CUSIP 33733A201
67
institutional holders
+6 vs Q3 2023
6.7m
shares reported held*
$220.6mreported value*
6 new
22 added
27 reduced
5 sold out
net bought ≈ $11.7m (+358.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($89.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.83. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 52 |
| Q1 2023 | 55 |
| Q2 2023 | 56 |
| Q3 2023 | 61 |
| Q4 2023 | 67 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 37 | 15 |
| Q1 2023 | 32 | 22 |
| Q2 2023 | 28 | 27 |
| Q3 2023 | 35 | 18 |
| Q4 2023 | 28 | 32 |
Biggest buyers
| MORGAN STANLEY | Added | +915.6k |
| Regal Investment Advisors LLC | New | +216.1k |
| NewEdge Advisors, LLC | Added | +99.4k |
| AE Wealth Management LLC | Added | +82.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +59.4k |
| ROYAL BANK OF CANADA | Added | +14.3k |
| JANE STREET GROUP, LLC | Added | +13.6k |
| Mariner, LLC | New | +9.5k |
| HBW ADVISORY SERVICES LLC | New | +8.3k |
| PARK AVENUE SECURITIES LLC | New | +6.5k |
Biggest sellers
| Kestra Advisory Services, LLC | Reduced | -399.3k |
| J Arnold Wealth Management Co | Reduced | -372.2k |
| RAYMOND JAMES & ASSOCIATES | Sold out | -78.8k |
| Sigma Planning Corp | Reduced | -35.3k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -27.9k |
| LPL Financial LLC | Reduced | -27.5k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -25.4k |
| HARBOUR INVESTMENTS, INC. | Reduced | -23.2k |
| Ameritas Advisory Services, LLC | Reduced | -21.1k |
| DAVENPORT & Co LLC | Reduced | -17.1k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.9m $60.4m | Added +915.6k |
| LPL Financial LLC 0.02% of their portfolio | 907.8k $29.6m | Reduced -27.5k |
| NewEdge Advisors, LLC 0.21% of their portfolio | 663.9k $21.8m | Added +99.4k |
| Gratus Wealth Advisors, LLC 3.18% of their portfolio | 495.0k $16.1m | First filing |
| Kestra Advisory Services, LLC 0.11% of their portfolio | 405.1k $13.2m | Reduced -399.3k |
| Vestmark Advisory Solutions, Inc. 0.54% of their portfolio | 325.4k $10.6m | Added +5.7k |
| AE Wealth Management LLC 0.04% of their portfolio | 238.3k $7.9m | Added +82.7k |
| POM Investment Strategies, LLC 7.08% of their portfolio | 236.9k $7.7m | First filing |
| Regal Investment Advisors LLC 0.53% of their portfolio | 216.1k $7.0m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 132.3k $4.3m | Added +545 |
| Ignite Planners, LLC 1.26% of their portfolio | 129.4k $4.2m | Reduced -4.2k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 121.9k $4.0m | Reduced -27.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 88.1k $2.9m | Added +3.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 85.0k $2.8m | Reduced -25.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 69.1k $2.3m | Added +59.4k |
| Cetera Investment Advisers 0.02% of their portfolio | 68.1k $2.2m | Reduced -4.8k |
| Integrated Wealth Concepts LLC 0.04% of their portfolio | 66.3k $2.2m | Reduced -2.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 58.2k $1.9m | Added +268 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 53.0k $1.7m | Reduced -1.3k |
| Wealthcare Advisory Partners LLC 0.06% of their portfolio | 48.7k $1.6m | Added +1.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 38.8k $1.3m | Added +13.6k |
| Ameritas Advisory Services, LLC 0.06% of their portfolio | 31.8k $1.1m | Reduced -21.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.3k $1.0m | Added +14.3k |
| J Arnold Wealth Management Co 0.33% of their portfolio | 29.9k $973.6k | Reduced -372.2k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio | 27.1k $885.0k | Added +1.6k |
| Sigma Planning Corp 0.05% of their portfolio | 19.8k $645.1k | Reduced -35.3k |
| StoneX Group Inc. 0.06% of their portfolio | 18.6k $607.5k | Reduced -880 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 17.4k $567.0k | Reduced -477 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 16.0k $521.2k | Added +5.9k |
| REAP Financial Group, LLC 0.14% of their portfolio | 14.5k $471.4k | First filing |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 13.7k $445.8k | Reduced -408 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 13.1k $425.6k | Unchanged |
| DAVENPORT & Co LLC 0.00% of their portfolio | 12.2k $397.6k | Reduced -17.1k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 11.8k $384.3k | Reduced -47 |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 11.0k $359.8k | Added +123 |
| INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio | 10.8k $353.7k | Reduced -3.0k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 10.6k $345.5k | Reduced -23.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 10.2k $331.8k | Reduced -3.7k |
| Wealthfront Advisers LLC 0.00% of their portfolio | 9.7k $317.6k | Reduced -3.6k |
| New England Capital Financial Advisors LLC 0.19% of their portfolio | 9.7k $317.6k | Added +2.6k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 9.5k $310.3k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 9.5k $308.2k | New |
| WEALTH EFFECTS LLC 0.11% of their portfolio | 8.7k $284.8k | Added +2 |
| Private Advisor Group, LLC 0.00% of their portfolio | 8.7k $284.6k | Added +1.4k |
| HBW ADVISORY SERVICES LLC 0.29% of their portfolio | 8.3k $1.6m | New |
| J.W. COLE ADVISORS, INC. 0.01% of their portfolio | 7.7k $251.8k | Reduced -128 |
| Chicago Partners Investment Group LLC 0.01% of their portfolio | 7.6k $246.8k | Added +28 |
| Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio | 7.5k $246.0k | Reduced -1.3k |
| Stonebridge Financial Planning Group, LLC 0.14% of their portfolio | 7.5k $243.2k | Reduced -478 |
| PARK AVENUE SECURITIES LLC 0.00% of their portfolio | 6.5k $211.0k | New |
| Apollon Financial, LLC 0.08% of their portfolio | 6.3k $207.0k | First filing |
| ORG Partners LLC 0.02% of their portfolio | 3.9k $125.6k | Unchanged |
| Glassman Wealth Services 0.01% of their portfolio | 3.2k $103.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 2.8k $89.9k | Added +1.2k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.0k $65.0k | Reduced -517 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 1.5k $47.8k | Added +727 |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.4k $45.4k | Reduced -350 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.1k $35.0k | Added +536 |
| Tidemark, LLC 0.02% of their portfolio | 824 $26.9k | First filing |
| ICA Group Wealth Management, LLC 0.01% of their portfolio | 790 $25.8k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 600 $19.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 359 $12.0k | New |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 93 $3.0k | Reduced -297 |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 82 $2.7k | Added +4 |
| Allworth Financial LP 0.00% of their portfolio | 6 $182 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $33 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Reduced -200 |