FIRST TR EXCHANGE-TRADED FD EDOW
DOW 30 EQL WGT · ETP · CUSIP 33733A201
56
institutional holders
+1 vs Q1 2023
4.6m
shares reported held*
$139.0mreported value*
8 new
20 added
20 reduced
7 sold out
net bought ≈ $29.0m (+958.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($36.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.09. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 52 |
| Q1 2023 | 55 |
| Q2 2023 | 56 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 37 | 15 |
| Q1 2023 | 32 | 22 |
| Q2 2023 | 28 | 27 |
Biggest buyers
| Kestra Advisory Services, LLC | New | +553.9k |
| Vestmark Advisory Solutions, Inc. | Added | +173.6k |
| Raymond James Financial Services Advisors, Inc. | Added | +137.5k |
| NewEdge Advisors, LLC | Added | +64.2k |
| RAYMOND JAMES & ASSOCIATES | New | +63.8k |
| CITADEL ADVISORS LLC | New | +27.2k |
| STIFEL FINANCIAL CORP | New | +12.2k |
| Sowell Financial Services LLC | Added | +11.7k |
| TRUIST FINANCIAL CORP | New | +9.5k |
| JANE STREET GROUP, LLC | Added | +9.5k |
Biggest sellers
| LPL Financial LLC | Reduced | -22.4k |
| MORGAN STANLEY | Reduced | -14.8k |
| SILVER OAK SECURITIES, INCORPORATED | Sold out | -14.4k |
| Fisher Asset Management, LLC | Sold out | -13.5k |
| Mariner, LLC | Sold out | -12.8k |
| WORLD EQUITY GROUP, INC. | Sold out | -11.3k |
| Western Wealth Management, LLC | Reduced | -9.0k |
| ORG Partners LLC | Reduced | -8.4k |
| Cetera Investment Advisers | Reduced | -5.9k |
| CENTAURUS FINANCIAL, INC. | Sold out | -4.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 942.7k $28.4m | Reduced -22.4k |
| MORGAN STANLEY 0.00% of their portfolio | 885.3k $26.7m | Reduced -14.8k |
| Kestra Advisory Services, LLC 0.17% of their portfolio | 553.9k $16.7m | New |
| NewEdge Advisors, LLC 0.18% of their portfolio | 521.4k $15.7m | Added +64.2k |
| Vestmark Advisory Solutions, Inc. 0.41% of their portfolio | 355.3k $10.7m | Added +173.6k |
| Ignite Planners, LLC 2.22% of their portfolio | 195.4k $5.8m | Reduced -3.4k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 146.0k $4.4m | Added +137.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 124.7k $3.8m | Reduced -728 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 123.1k $3.7m | Added +410 |
| Cetera Investment Advisers 0.02% of their portfolio | 85.5k $2.6m | Reduced -5.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 63.9k $1.9m | Added +2.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 63.8k $1.9m | New |
| Sowell Financial Services LLC 0.09% of their portfolio | 55.7k $1.7m | Added +11.7k |
| Ameritas Advisory Services, LLC 0.20% of their portfolio | 52.3k $1.5m | Reduced -714 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 44.8k $1.3m | Added +6.5k |
| HARBOUR INVESTMENTS, INC. 0.05% of their portfolio | 35.5k $1.1m | Reduced -1.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 27.2k $818.6k | New |
| DAVENPORT & Co LLC 0.01% of their portfolio | 26.1k $786.7k | Added +553 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio | 25.1k $757.0k | Added +880 |
| StoneX Group Inc. 0.06% of their portfolio | 19.9k $599.1k | Reduced -688 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 19.0k $571.6k | Added +1.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 17.5k $526.8k | Added +9.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 16.0k $480.0k | Reduced -1.9k |
| Western Wealth Management, LLC 0.04% of their portfolio | 15.9k $478.4k | Reduced -9.0k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 14.1k $424.2k | Reduced -3.1k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 13.9k $418.0k | Added +5.4k |
| INSIGNEO ADVISORY SERVICES, LLC 0.08% of their portfolio | 13.9k $417.5k | Reduced -1.6k |
| Sigma Planning Corp 0.01% of their portfolio | 13.5k $406.1k | Added +521 |
| Wealthfront Advisers LLC 0.00% of their portfolio | 13.1k $394.1k | Added +566 |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 13.1k $393.6k | Added +599 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 13.1k $393.2k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 12.2k $368.1k | New |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 10.7k $321.7k | Reduced -747 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 9.5k $286.7k | New |
| WEALTH EFFECTS LLC 0.13% of their portfolio | 9.4k $284.1k | Added +3 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 8.9k $267.0k | New |
| Stonebridge Financial Planning Group, LLC 0.15% of their portfolio | 7.9k $239.1k | Unchanged |
| J.W. COLE ADVISORS, INC. 0.02% of their portfolio | 7.8k $235.7k | Reduced -629 |
| Chicago Partners Investment Group LLC 0.01% of their portfolio | 7.5k $231.7k | Reduced -403 |
| Private Advisor Group, LLC 0.00% of their portfolio | 7.4k $224.1k | Added +74 |
| Gray Wealth Management Inc. 0.11% of their portfolio | 7.2k $216.3k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 6.7k $200.6k | Reduced -2.0k |
| ORG Partners LLC 0.02% of their portfolio | 3.9k $116.5k | Reduced -8.4k |
| Glassman Wealth Services 0.02% of their portfolio | 3.2k $95.1k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.5k $75.3k | Added +10 |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.7k $52.5k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 1.2k $36.8k | Reduced -1.0k |
| ICA Group Wealth Management, LLC 0.01% of their portfolio | 890 $26.8k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 735 $22.1k | Added +4 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 650 $19.6k | Reduced -633 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 600 $18.1k | Reduced -300 |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 217 $6.5k | Unchanged |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 73 $2.2k | Added +12 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6 $168 | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 6 $168 | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1 $28 | New |