Vault-13

FIRST TR EXCHANGE-TRADED FD FPX

US EQTY OPPT ETF · ETP · CUSIP 336920103

163 institutional holders +11 vs Q2 2024
2,998,0043.0m shares reported held*
$330.3mreported value*
22 new 26 added 67 reduced 13 sold out net sold ≈ $8.5m (-83.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $110.16. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 167Q1 23: 162Q2 23: 160Q3 23: 152Q4 23: 167Q1 24: 161Q2 24: 152Q3 24: 163163Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022167
Q1 2023162
Q2 2023160
Q3 2023152
Q4 2023167
Q1 2024161
Q2 2024152
Q3 2024163

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 37 bought or addedQ4 22: 108 cut or sold outQ1 23: 53 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 83 cut or sold outQ3 23: 39 bought or addedQ3 23: 90 cut or sold outQ3 23Q4 23: 40 bought or addedQ4 23: 88 cut or sold outQ1 24: 44 bought or addedQ1 24: 99 cut or sold outQ1 24Q2 24: 29 bought or addedQ2 24: 95 cut or sold outQ3 24: 48 bought or addedQ3 24: 80 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202237108
Q1 20235391
Q2 20234683
Q3 20233990
Q4 20234088
Q1 20244499
Q2 20242995
Q3 20244880

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 23 calls: $115.1kQ4 23 puts: $86.3kQ4 23P/C 0.75Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$115.1k$86.3k0.75
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

CW Advisors, LLC New +78,790+78.8k
Janney Montgomery Scott LLC New +46,994+47.0k
AE Wealth Management LLC Added +25,858+25.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +25,586+25.6k
GOLDMAN SACHS GROUP INC Added +19,496+19.5k
UBS Group AG Added +17,813+17.8k
Lloyd Advisory Services, LLC. New +16,232+16.2k
BENJAMIN EDWARDS INC New +5,367+5.4k
FIDELIS CAPITAL PARTNERS, LLC New +4,620+4.6k
Hibernia Wealth Partners, LLC New +4,547+4.5k

Biggest sellers

Arax Advisory Partners Reduced -83,287-83.3k
LPL Financial LLC Reduced -43,987-44.0k
CITADEL ADVISORS LLC Reduced -36,358-36.4k
ROYAL BANK OF CANADA Reduced -29,000-29.0k
COTTONWOOD CAPITAL ADVISORS, LLC Reduced -25,376-25.4k
HighTower Advisors, LLC Reduced -15,885-15.9k
Cetera Investment Advisers Reduced -13,004-13.0k
MORGAN STANLEY Reduced -10,385-10.4k
JANE STREET GROUP, LLC Sold out -9,331-9.3k
IFG Advisory, LLC Sold out -6,668-6.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 558,313558.3k $61.5m $61.5m 0.00% Reduced -10.4k -10,385
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 292,022292.0k $32.2m $32.2m 0.01% Reduced -44.0k -43,987
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 261,224261.2k $28.8m $28.8m 0.01% Added +2.4k +2,404
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 129,178129.2k $14.2m $14.2m 0.00% Added +1.9k +1,921
5 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 102,437102.4k $11.3m $11.3m 0.02% Reduced -13.0k -13,004
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 89,88289.9k $9.9m $9.9m 0.02% Reduced -5.0k -4,962
7 CW Advisors, LLC 0.12% of their portfolio BOSTON, MA 78,79078.8k $8.7m $8.7m 0.12% New
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 77,30077.3k $8.5m $8.5m 0.01% Reduced -5.0k -5,000
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,87671.9k $7.9m $7.9m 0.00% Added +17.8k +17,813
10 Cassia Capital Partners, LLC 5.04% of their portfolio WINSTON SALEM, NC 69,30569.3k $7.6m $7.6m 5.04% Reduced -1.8k -1,816
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 60,04660.0k $6.6m $6.6m 0.00% Reduced -354 -354
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,90555.9k $6.2m $6.2m 0.00% Reduced -29.0k -29,000
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,09053.1k $5.8m $5.8m 0.00% Added +1.3k +1,259
14 Good Life Advisors, LLC 0.34% of their portfolio READING, PA 50,60950.6k $5.6m $5.6m 0.34% Reduced -2.3k -2,313
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,75147.8k $5.3m $5.3m 0.00% Added +19.5k +19,496
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,99447.0k $5.2m $5.2m 0.01% New
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 45,40445.4k $5.0m $5.0m 0.02% Reduced -1.6k -1,586
18 TWIN PEAKS WEALTH ADVISORS, LLC 2.14% of their portfolio SAN FRANCISCO, CA 42,02942.0k $4.6m $4.6m 2.14% Reduced -1.3k -1,264
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 39,22339.2k $4.3m $4.3m 0.01% Reduced -6.0k -5,967
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 38,86238.9k $4.3m $4.3m 0.01% Added +25.6k +25,586
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,92537.9k $4.2m $4.2m 0.01% Added +195 +195
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 35,23135.2k $3.9m $3.9m 0.01% Reduced -6.3k -6,275
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 33,25833.3k $3.7m $3.7m 0.01% Reduced -15.9k -15,885
24 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 30,86330.9k $3.4m $3.4m 0.10% Reduced -1.1k -1,114
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 28,39828.4k $3.1m $3.1m 0.01% Reduced -4.5k -4,538
26 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 28,17928.2k $3.1m $3.1m 0.03% Added +25.9k +25,858
27 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 27,06927.1k $3.0m $3.0m 0.02% Reduced -4.8k -4,797
28 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 23,11623.1k $2.5m $2.5m 0.15% Reduced -530 -530
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,78820.8k $2.3m $2.3m 0.01% Reduced -3.3k -3,323
30 Chicago Partners Investment Group LLC 0.08% of their portfolio CHICAGO, IL 19,30319.3k $2.2m $2.2m 0.08% Reduced -394 -394
31 Proactive Wealth Strategies LLC 1.17% of their portfolio MARIETTA, GA 19,16619.2k $2.1m $2.1m 1.17% First filing
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,18518.2k $2.0m $2.0m 0.01% Reduced -2.9k -2,939
33 Lloyd Advisory Services, LLC. 0.86% of their portfolio SUWANEE, GA 16,23216.2k $1.8m $1.8m 0.86% New
34 Onyx Bridge Wealth Group LLC 0.27% of their portfolio TARRYTOWN, NY 16,07816.1k $1.8m $1.8m 0.27% Reduced -1.1k -1,076
35 Fernwood Investment Management, LLC 0.56% of their portfolio QUINCY, MA 15,48415.5k $1.7m $1.7m 0.56% Reduced -530 -530
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,60713.6k $1.5m $1.5m 0.00% Added +3.5k +3,508
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,29513.3k $1.5m $1.5m 0.00% Added +966 +966
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,52312.5k $1.4m $1.4m 0.00% Reduced -36.4k -36,358
39 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 12,32912.3k $1.4m $1.4m 0.03% Reduced -993 -993
40 Spectrum Wealth Advisory Group, LLC 0.76% of their portfolio GRANITE BAY, CA 12,26712.3k $1.4m $1.4m 0.76% Reduced -86 -86
41 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 12,19312.2k $1.3m $1.3m 0.02% Added +357 +357
42 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,02011.0k $1.2m $1.2m 0.01% Reduced -475 -475
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 9,7109.7k $1.1m $1.1m 0.01% Reduced -3.1k -3,058
44 Pacific Sun Financial Corp 0.50% of their portfolio LOS ANGELES, CA 8,3098.3k $915.6k $915.6k 0.50% Reduced -470 -470
45 PCG Wealth Advisors, LLC 0.35% of their portfolio OVERLAND PARK, KS 8,1488.1k $897.8k $897.8k 0.35% Reduced -52 -52
46 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 8,0018.0k $881.6k $881.6k 0.02% Reduced -94 -94
47 Arax Advisory Partners 0.08% of their portfolio NEW YORK, NY 7,9888.0k $880.2k $880.2k 0.08% Reduced -83.3k -83,287
48 CALTON & ASSOCIATES, INC. 0.33% of their portfolio Tampa, FL 7,7777.8k $857.0k $857.0k 0.33% Reduced -6.1k -6,065
49 Clarus Wealth Advisors 0.43% of their portfolio PEORIA, AZ 7,7027.7k $848.9k $848.9k 0.43% Added +373 +373
50 Kraft, Davis & Associates, LLC 0.24% of their portfolio St. Louis, MO 7,1807.2k $805.8k $805.8k 0.24% Reduced -2.8k -2,795
51 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 6,7786.8k $746.9k $746.9k 0.02% Added +50 +50
52 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,7346.7k $742.0k $742.0k 0.00% Reduced -340 -340
53 Householder Group Estate & Retirement Specialist, LLC 0.21% of their portfolio SCOTTSDALE, AZ 6,5076.5k $717.0k $717.0k 0.21% Reduced -2.0k -1,951
54 Concentrum Wealth Management 0.27% of their portfolio SAN JOSE, CA 6,2076.2k $683.9k $683.9k 0.27% Reduced -200 -200
55 Impact Partnership Wealth, LLC 0.15% of their portfolio MARIETTA, GA 6,1766.2k $680.5k $680.5k 0.15% Added +1.4k +1,440
56 NTV Asset Management LLC 0.09% of their portfolio Charleston, WV 6,1306.1k $675.4k $675.4k 0.09% Reduced -400 -400
57 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,1246.1k $608.3k $608.3k 0.01% Unchanged
58 Investors Research Corp 0.15% of their portfolio ATLANTA, GA 6,1006.1k $672.2k $672.2k 0.15% Reduced -55 -55
59 Cascade Investment Advisors, Inc. 0.43% of their portfolio Oregon City, OR 6,0666.1k $668.4k $668.4k 0.43% Unchanged
60 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 6,0536.1k $667.0k $667.0k 0.05% Reduced -150 -150
61 Atlas Private Wealth Advisors 0.09% of their portfolio RED BANK, NJ 5,5885.6k $615.7k $615.7k 0.09% Unchanged
62 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 5,5495.5k $611.4k $611.4k 0.06% Reduced -425 -425
63 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 5,4235.4k $597.6k $597.6k 0.06% Reduced -1.1k -1,113
64 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 5,3775.4k $592.5k $592.5k 0.01% Added +947 +947
65 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 5,3675.4k $591.5k $591.5k 0.01% New
66 RDA Financial Network 0.18% of their portfolio AKRON, IA 5,3305.3k $587.3k $587.3k 0.18% Reduced -231 -231
67 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 4,9715.0k $547.8k $547.8k 0.01% Reduced -494 -494
68 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,9565.0k $546.0k $546.0k 0.00% Reduced -266 -266
69 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,9054.9k $541.3k $541.3k 0.01% Reduced -806 -806
70 FMR LLC 0.00% of their portfolio BOSTON, MA 4,9014.9k $540.0k $540.0k 0.00% Reduced -41 -41
71 FIDELIS CAPITAL PARTNERS, LLC 0.05% of their portfolio TAMPA, FL 4,6204.6k $421.9k $421.9k 0.05% New
72 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.20% of their portfolio Phoenix, AZ 4,5574.6k $502.1k $502.1k 0.20% Unchanged
73 Hibernia Wealth Partners, LLC 0.17% of their portfolio BATON ROUGE, LA 4,5474.5k $501.0k $501.0k 0.17% New
74 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 4,5004.5k $495.9k $495.9k 0.00% Added +500 +500
75 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,4434.4k $489.6k $489.6k 0.01% Added +396 +396
76 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 4,0884.1k $450.5k $450.5k 0.03% Unchanged
77 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,9163.9k $431.5k $431.5k 0.01% Added +117 +117
78 TCFG WEALTH MANAGEMENT, LLC 0.21% of their portfolio LAGUNA NIGUEL, CA 3,8833.9k $427.9k $427.9k 0.21% First filing
79 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,8573.9k $425.0k $425.0k 0.00% Reduced -2.5k -2,523
80 ECLECTIC ASSOCIATES INC /ADV 0.16% of their portfolio FULLERTON, CA 3,6223.6k $399.0k $399.0k 0.16% New
81 Boyce & Associates Wealth Consulting, Inc. 0.41% of their portfolio CEDAR PARK, TX 3,5653.6k $392.8k $392.8k 0.41% Unchanged
82 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,3313.3k $364.7k $364.7k 0.01% Reduced -113 -113
83 Legacy Trust 0.08% of their portfolio GRAND RAPIDS, MI 3,3293.3k $366.8k $366.8k 0.08% Unchanged
84 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 3,2103.2k $353.7k $353.7k 0.03% Added +791 +791
85 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 3,1323.1k $345.0k $345.0k 0.00% Reduced -231 -231
86 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 3,1203.1k $343.9k $343.9k 0.01% Reduced -836 -836
87 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,0853.1k $339.9k $339.9k 0.00% Reduced -2.2k -2,240
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,0483.0k $336.0k $336.0k 0.00% Reduced -384 -384
89 Tyler-Stone Wealth Management 0.06% of their portfolio Beachwood, OH 2,9713.0k $327.4k $327.4k 0.06% Added +1.5k +1,485
90 Patten Group, Inc. 0.07% of their portfolio CHATTANOOGA, TN 2,9673.0k $327.0k $327.0k 0.07% Reduced -120 -120
91 Alpha Omega Group, Inc. 0.45% of their portfolio RESTON, VA 2,9533.0k $325.4k $325.4k 0.45% Added +3 +3
92 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 2,9152.9k $321.2k $321.2k 0.00% Added +837 +837
93 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 2,8432.8k $313.3k $313.3k 0.00% Reduced -718 -718
94 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,7492.7k $302.9k $302.9k 0.00% Unchanged
95 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 2,7192.7k $299.6k $299.6k 0.03% Reduced -110 -110
96 Accel Wealth Management 0.11% of their portfolio WAVERLY, IA 2,7062.7k $298.2k $298.2k 0.11% Reduced -803 -803
97 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 2,6522.7k $292.0k $292.0k 0.01% Unchanged
98 Accredited Investors Inc. 0.02% of their portfolio EDINA, MN 2,6492.6k $291.9k $291.9k 0.02% Unchanged
99 Family Capital Management, Inc. 0.18% of their portfolio GRAND RAPIDS, MI 2,5392.5k $279.8k $279.8k 0.18% Unchanged
100 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,4132.4k $265.9k $265.9k 0.00% Added +131 +131