Vault-13

FIRST TR EXCHANGE-TRADED FD FPX

US EQTY OPPT ETF · ETP · CUSIP 336920103

160 institutional holders -2 vs Q1 2023
4,106,8654.1m shares reported held*
$362.1mreported value*
14 new 32 added 68 reduced 15 sold out net sold ≈ $11.2m (-204.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $88.17. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 167Q1 23: 162Q2 23: 160160Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022167
Q1 2023162
Q2 2023160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 37 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 83 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202237108
Q1 20235391
Q2 20234683

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $25.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$25.0k$00.00
Q2 2023$0$0—

Biggest buyers

Prime Capital Investment Advisors, LLC New +67,152+67.2k
GeoWealth Management, LLC New +33,784+33.8k
HighTower Advisors, LLC Added +33,193+33.2k
Onyx Bridge Wealth Group LLC New +31,442+31.4k
CITADEL ADVISORS LLC Added +22,586+22.6k
Advisory Alpha, LLC Added +17,015+17.0k
MORGAN STANLEY Added +16,742+16.7k
AE Wealth Management LLC Added +11,902+11.9k
Retireful, LLC New +9,614+9.6k
NewEdge Advisors, LLC Added +9,557+9.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -82,085-82.1k
Raymond James Financial Services Advisors, Inc. Reduced -51,887-51.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -42,646-42.6k
WORLD EQUITY GROUP, INC. Reduced -36,356-36.4k
Qube Research & Technologies Ltd Reduced -29,102-29.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,447-28.4k
LPL Financial LLC Reduced -21,743-21.7k
GOLDMAN SACHS GROUP INC Sold out -15,682-15.7k
Integrity Financial Corp /WA Reduced -14,883-14.9k
OSAIC HOLDINGS, INC. Reduced -14,846-14.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 756,421756.4k $66.7m $66.7m 0.01% Added +16.7k +16,742
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 366,826366.8k $32.3m $32.3m 0.02% Reduced -21.7k -21,743
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 284,896284.9k $25.1m $25.1m 0.01% Reduced -14.2k -14,163
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 154,431154.4k $13.6m $13.6m 0.00% Reduced -82.1k -82,085
5 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 146,453146.5k $12.9m $12.9m 0.11% Added +90 +90
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 139,870139.9k $12.3m $12.3m 0.03% Reduced -42.6k -42,646
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,611114.6k $10.1m $10.1m 0.00% Reduced -10.5k -10,466
8 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 112,439112.4k $9.9m $9.9m 0.10% Reduced -299 -299
9 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 101,154101.2k $8.9m $8.9m 0.04% Reduced -5.9k -5,873
10 Arax Advisory Partners 1.00% of their portfolio NEW YORK, NY 89,01789.0k $7.8m $7.8m 1.00% Added +2.2k +2,152
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 88,24988.2k $7.8m $7.8m 0.01% Reduced -3.7k -3,730
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 87,93987.9k $7.8m $7.8m 0.00% Added +2.1k +2,091
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 86,36986.4k $7.6m $7.6m 0.00% Reduced -3.0k -2,980
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 82,25382.3k $7.3m $7.3m 0.01% Reduced -14.8k -14,846
15 Prime Capital Investment Advisors, LLC 0.12% of their portfolio OVERLAND PARK, KS 67,15267.2k $5.9m $5.9m 0.12% New
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 60,25060.2k $5.3m $5.3m 0.02% Reduced -1.2k -1,192
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 57,16857.2k $5.0m $5.0m 0.01% Reduced -51.9k -51,887
18 Good Life Advisors, LLC 0.56% of their portfolio READING, PA 56,22356.2k $5.0m $5.0m 0.56% Added +292 +292
19 Cassia Capital Partners, LLC 3.42% of their portfolio WINSTON SALEM, NC 49,18249.2k $4.3m $4.3m 3.42% Added +102 +102
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 49,05949.1k $4.3m $4.3m 0.00% Reduced -10.0k -10,048
21 Ten Capital Wealth Advisors, LLC 1.20% of their portfolio SPOKANE, WA 46,73046.7k $4.1m $4.1m 1.20% Reduced -4.6k -4,626
22 Ascension Capital Advisors, Inc. 2.57% of their portfolio Houston, TX 45,45345.5k $4.0m $4.0m 2.57% Unchanged
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 43,58143.6k $3.8m $3.8m 0.01% Reduced -1.9k -1,922
24 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 41,59141.6k $3.7m $3.7m 0.04% Reduced -4.6k -4,621
25 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 40,13240.1k $3.5m $3.5m 0.14% Reduced -1.0k -1,035
26 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,52837.5k $3.3m $3.3m 0.01% Added +33.2k +33,193
27 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 37,16037.2k $3.3m $3.3m 0.05% Added +1.8k +1,779
28 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 35,33935.3k $3.1m $3.1m 0.15% Reduced -2.8k -2,841
29 GeoWealth Management, LLC 0.32% of their portfolio CHICAGO, IL 33,78433.8k $3.0m $3.0m 0.32% New
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,39633.4k $2.9m $2.9m 0.00% Added +22.6k +22,586
31 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,11033.1k $2.9m $2.9m 0.00% Reduced -3.3k -3,294
32 Onyx Bridge Wealth Group LLC 0.66% of their portfolio TARRYTOWN, NY 31,44231.4k $2.8m $2.8m 0.66% New
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,28429.3k $2.6m $2.6m 0.00% Reduced -273 -273
34 Advisory Alpha, LLC 0.11% of their portfolio HOLLAND, MI 25,24025.2k $2.2m $2.2m 0.11% Added +17.0k +17,015
35 Western Wealth Management, LLC 0.19% of their portfolio GOLDEN, CO 25,02925.0k $2.2m $2.2m 0.19% Reduced -703 -703
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 21,51621.5k $1.9m $1.9m 0.01% Reduced -159 -159
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,12621.1k $1.9m $1.9m 0.02% Reduced -569 -569
38 Kraft, Davis & Associates, LLC 0.63% of their portfolio St. Louis, MO 20,71020.7k $1.8m $1.8m 0.63% First filing
39 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 20,65120.7k $1.9m $1.9m 0.10% Reduced -1.5k -1,533
40 Cedar Brook Financial Partners, LLC 0.43% of their portfolio CLEVELAND, OH 20,43320.4k $1.8m $1.8m 0.43% Reduced -173 -173
41 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 18,63218.6k $1.6m $1.6m 0.01% Added +11.9k +11,902
42 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 17,91517.9k $1.6m $1.6m 0.02% Added +9.6k +9,557
43 CALTON & ASSOCIATES, INC. 0.65% of their portfolio Tampa, FL 15,76815.8k $1.4m $1.4m 0.65% Added +84 +84
44 Fernwood Investment Management, LLC 0.49% of their portfolio QUINCY, MA 15,63215.6k $1.4m $1.4m 0.49% Added +479 +479
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,89714.9k $1.3m $1.3m 0.00% Reduced -28.4k -28,447
46 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,87214.9k $1.3m $1.3m 0.00% Reduced -459 -459
47 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 14,29114.3k $1.3m $1.3m 0.02% Added +194 +194
48 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,13814.1k $1.2m $1.2m 0.01% Reduced -137 -137
49 Spectrum Wealth Advisory Group, LLC 1.52% of their portfolio GRANITE BAY, CA 13,03013.0k $1.1m $1.1m 1.52% Reduced -1.1k -1,127
50 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,32912.3k $1.1m $1.1m 0.02% Unchanged
51 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 12,31112.3k $1.1m $1.1m 0.01% Reduced -4.4k -4,433
52 Cornerstone Wealth Management, LLC 0.09% of their portfolio ST. PETERS, MO 11,02411.0k $972.0k $972.0k 0.09% Reduced -1.3k -1,339
53 Pacific Sun Financial Corp 0.61% of their portfolio LOS ANGELES, CA 10,81410.8k $908.9k $908.9k 0.61% First filing
54 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 10,45810.5k $922.0k $922.0k 0.04% Reduced -1.5k -1,474
55 PCG Wealth Advisors, LLC 0.57% of their portfolio OVERLAND PARK, KS 10,36110.4k $913.6k $913.6k 0.57% Reduced -1.6k -1,550
56 INSIGNEO ADVISORY SERVICES, LLC 0.16% of their portfolio MIAMI, FL 9,7619.8k $860.6k $860.6k 0.16% Added +5.0k +4,976
57 Retireful, LLC 0.32% of their portfolio HASLETT, MI 9,6149.6k $847.7k $847.7k 0.32% New
58 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 9,3259.3k $822.2k $822.2k 0.02% Unchanged
59 Clarus Wealth Advisors 0.47% of their portfolio PEORIA, AZ 8,9268.9k $775.6k $775.6k 0.47% Reduced -233 -233
60 Atlas Private Wealth Advisors 0.15% of their portfolio RED BANK, NJ 8,2828.3k $730.4k $730.4k 0.15% Added +4.1k +4,091
61 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 8,2058.2k $723.4k $723.4k 0.09% Reduced -701 -701
62 NTV Asset Management LLC 0.12% of their portfolio Charleston, WV 7,6047.6k $670.5k $670.5k 0.12% Added +1 +1
63 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,4357.4k $655.6k $655.6k 0.03% Reduced -249 -249
64 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 7,3717.4k $650.0k $650.0k 0.02% Reduced -1.7k -1,688
65 Concentrum Wealth Management 0.41% of their portfolio SAN JOSE, CA 7,1877.2k $633.7k $633.7k 0.41% Unchanged
66 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,7746.8k $597.3k $597.3k 0.01% Added +81 +81
67 DFPG INVESTMENTS, LLC 0.05% of their portfolio SANDY, UT 6,4826.5k $603.1k $603.1k 0.05% Unchanged
68 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 6,4506.5k $568.7k $568.7k 0.02% Added +80 +80
69 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,4506.5k $568.7k $568.7k 0.01% Added +1.6k +1,557
70 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 6,0006.0k $529.0k $529.0k 0.00% New
71 RDA Financial Network 0.22% of their portfolio AKRON, IA 5,9305.9k $522.8k $522.8k 0.22% Reduced -168 -168
72 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 5,9005.9k $520.2k $520.2k 0.00% New
73 Intercontinental Wealth Advisors, LLC 0.12% of their portfolio SAN ANTONIO, TX 5,8955.9k $519.8k $519.8k 0.12% Reduced -180 -180
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,7385.7k $506.0k $506.0k 0.00% Reduced -5.0k -5,010
75 Cascade Investment Advisors, Inc. 0.37% of their portfolio Oregon City, OR 5,6965.7k $502.2k $502.2k 0.37% Unchanged
76 Accel Wealth Management 0.27% of their portfolio WAVERLY, IA 5,6515.7k $498.3k $498.3k 0.27% Reduced -2.7k -2,657
77 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,4665.5k $481.9k $481.9k 0.00% Reduced -2.7k -2,724
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,2655.3k $464.0k $464.0k 0.00% Reduced -3.2k -3,162
79 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 5,2365.2k $462.0k $462.0k 0.00% Reduced -4.1k -4,076
80 Investors Research Corp 0.11% of their portfolio ATLANTA, GA 5,0485.0k $445.1k $445.1k 0.11% Added +155 +155
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,0175.0k $442.3k $442.3k 0.01% Added +250 +250
82 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 4,6224.6k $407.5k $407.5k 0.07% Reduced -254 -254
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,5394.5k $400.2k $400.2k 0.00% Reduced -159 -159
84 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 4,2704.3k $376.5k $376.5k 0.00% New
85 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 4,1894.2k $369.3k $369.3k 0.04% Reduced -11 -11
86 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 4,1454.1k $365.4k $365.4k 0.02% Added +639 +639
87 Triton Wealth Management, PLLC 0.21% of their portfolio SUN CITY, AZ 4,0014.0k $367.5k $367.5k 0.21% Reduced -67 -67
88 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 3,8903.9k $343.0k $343.0k 0.01% Unchanged
89 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 3,8573.9k $340.1k $340.1k 0.06% Reduced -612 -612
90 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,8083.8k $335.0k $335.0k 0.00% New
91 Boyce & Associates Wealth Consulting, Inc. 0.52% of their portfolio CEDAR PARK, TX 3,5643.6k $314.2k $314.2k 0.52% Unchanged
92 FMR LLC 0.00% of their portfolio BOSTON, MA 3,4273.4k $302.2k $302.2k 0.00% Reduced -2.8k -2,787
93 Legacy Trust 0.08% of their portfolio GRAND RAPIDS, MI 3,3293.3k $293.5k $293.5k 0.08% Unchanged
94 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 3,2383.2k $285.5k $285.5k 0.01% Added +801 +801
95 Family Capital Management, Inc. 0.18% of their portfolio GRAND RAPIDS, MI 3,2363.2k $285.3k $285.3k 0.18% Unchanged
96 Patten Group, Inc. 0.08% of their portfolio CHATTANOOGA, TN 3,0773.1k $271.3k $271.3k 0.08% Reduced -115 -115
97 WORLD EQUITY GROUP, INC. 0.08% of their portfolio SCHAUMBURG, IL 2,9583.0k $260.8k $260.8k 0.08% Reduced -36.4k -36,356
98 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 2,9503.0k $260.1k $260.1k 0.03% Added +154 +154
99 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 2,9092.9k $256.5k $256.5k 0.01% Reduced -2.0k -2,049
100 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 2,8622.9k $252.0k $252.0k 0.03% Added +150 +150