Vault-13

FATE THERAPEUTICS INC FATE

COM · Common Stock · CUSIP 31189P102 · ISIN US31189P1021

A clinical-stage biopharmaceutical company in San Diego, United States

184 institutional holders +16 vs Q1 2024
123,840,652123.8m shares reported held*
108.7% of all shares outstanding*
$406.2mreported value*
35 new 56 added 51 reduced 21 sold out net sold ≈ $24.0m (-7.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 113.9m as of 2024-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.28. Options: 5 managers hold calls ($115.5k notional), 3 hold puts ($47.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 240Q4 22: 229Q1 23: 184Q2 23: 190Q3 23: 172Q4 23: 160Q1 24: 168Q2 24: 184184Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022240
Q4 2022229
Q1 2023184
Q2 2023190
Q3 2023172
Q4 2023160
Q1 2024168
Q2 2024184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 124 bought or addedQ4 22: 102 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 121 cut or sold outQ2 23: 92 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 80 bought or addedQ3 23: 93 cut or sold outQ4 23: 65 bought or addedQ4 23: 96 cut or sold outQ4 23Q1 24: 87 bought or addedQ1 24: 82 cut or sold outQ2 24: 91 bought or addedQ2 24: 72 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022124102
Q1 202394121
Q2 20239283
Q3 20238093
Q4 20236596
Q1 20248782
Q2 20249172

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $4.4kQ3 23 puts: $31.4kQ3 23P/C 7.14Q4 23 calls: $100.6kQ4 23 puts: $40.4kQ4 23P/C 0.40Q1 24 calls: $1.7mQ1 24 puts: $399.5kQ1 24P/C 0.24Q2 24 calls: $115.5kQ2 24 puts: $47.9kQ2 24P/C 0.41
Numbers
QuarterCallsPutsP/C
Q3 2023$4.4k$31.4k7.14
Q4 2023$100.6k$40.4k0.40
Q1 2024$1.7m$399.5k0.24
Q2 2024$115.5k$47.9k0.41

Biggest buyers

DEERFIELD MANAGEMENT COMPANY, L.P. Added +1,365,463+1.4m
CITADEL ADVISORS LLC Added +1,356,500+1.4m
D. E. Shaw & Co., Inc. Added +1,346,956+1.3m
Vestal Point Capital, LP Added +1,200,000+1.2m
BAKER BROS. ADVISORS LP Added +1,179,591+1.2m
DIMENSIONAL FUND ADVISORS LP Added +1,067,101+1.1m
BlackRock Inc. Added +1,016,155+1.0m
TWO SIGMA INVESTMENTS, LP Added +754,987+755.0k
Artal Group S.A. Added +672,189+672.2k
VANGUARD GROUP INC Added +658,807+658.8k

Biggest sellers

MORGAN STANLEY Reduced -6,049,378-6.0m
STATE STREET CORP Reduced -2,697,980-2.7m
MONTANOVA CAPITAL, LLC Sold out -2,562,852-2.6m
Holocene Advisors, LP Sold out -2,527,747-2.5m
Point72 Asset Management, L.P. Sold out -1,584,300-1.6m
ADAGE CAPITAL PARTNERS GP, L.L.C. Reduced -1,270,000-1.3m
Woodline Partners LP Reduced -890,000-890.0k
Schonfeld Strategic Advisors LLC Sold out -886,925-886.9k
Invesco Ltd. Reduced -863,335-863.3k
CITIGROUP INC Reduced -575,189-575.2k

Biggest calls

GROUP ONE TRADING LLC Added $61.3k18.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $39.0k11.9k shares
CITADEL ADVISORS LLC Reduced $10.2k3.1k shares
SIMPLEX TRADING, LLC Reduced $5.0k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $45.9k14.0k shares
SIMPLEX TRADING, LLC Reduced $2.0k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Redmile Group, LLC 13D · may seek influence no change · filed 2026-04-22 14.9% no change 18.2m≈ $49.2m 2026-04-22

Fell to 5% or below in the last year: BlackRock, Inc. (1.9%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 22: 0 buyingQ3 22: 4 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 6 sellingQ2 23: 1 buyingQ2 23: 3 sellingQ2 23Q3 23: 0 buyingQ3 23: 3 sellingQ4 23: 1 buyingQ4 23: 2 sellingQ4 23Q1 24: 0 buyingQ1 24: 4 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—4$2.2m—
Q4 20220—0——
Q1 20231$698.1k6$455.6k—
Q2 20231$1.9m3$1.8m$36.0k
Q3 20230—3$59.4k$27.4k
Q4 20231$166.0k2$64.0k$64.0k
Q1 20240—4$237.7k$47.2k
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Redmile Group, LLC 2.61% of their portfolio LARKSPUR, CA 13,169,05713.2m $43.2m $43.2m 2.61% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 10,569,81410.6m $34.7m $34.7m 0.00% Added +658.8k +658,807
3 BlackRock Inc. 0.00% of their portfolio New York, NY 10,116,10610.1m $33.2m $33.2m 0.00% Added +1.0m +1,016,155
4 Boxer Capital, LLC 1.42% of their portfolio San Diego, CA 8,215,9108.2m $26.9m $26.9m 1.42% Unchanged
5 Deep Track Capital, LP 0.55% of their portfolio GREENWICH, CT 5,572,6075.6m $18.3m $18.3m 0.55% Unchanged
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,338,6895.3m $17.5m $17.5m 0.00% Reduced -2.7m -2,697,980
7 Bellevue Group AG 0.26% of their portfolio ZURICH, V8 4,839,7794.8m $15.9m $15.9m 0.26% Unchanged
8 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 4,488,0264.5m $14.7m $14.7m 0.01% Added +1.4m +1,356,500
9 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 4,077,9224.1m $13.4m $13.4m 0.02% Added +1.3m +1,346,956
10 DEERFIELD MANAGEMENT COMPANY, L.P. 0.19% of their portfolio New York, NY 3,555,8713.6m $11.7m $11.7m 0.19% Added +1.4m +1,365,463
11 JOHNSON & JOHNSON 2.77% of their portfolio NEW BRUNSWICK, NJ 3,379,0643.4m $11.1m $11.1m 2.77% Unchanged
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,147,9893.1m $10.3m $10.3m 0.00% Reduced -6.0m -6,049,378
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,108,4483.1m $10.2m $10.2m 0.00% Reduced -410.2k -410,194
14 BAKER BROS. ADVISORS LP 0.13% of their portfolio NEW YORK, NY 2,997,7723.0m $9.8m $9.8m 0.13% Added +1.2m +1,179,591
15 Assenagon Asset Management S.A. 0.02% of their portfolio SENNINGERBERG, N4 2,574,7032.6m $8.4m $8.4m 0.02% Added +26.4k +26,399
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,348,5542.3m $7.7m $7.7m 0.00% Added +336.3k +336,296
17 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,247,3832.2m $7.4m $7.4m 0.00% Added +341.4k +341,400
18 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 2,130,2802.1m $7.0m $7.0m 0.00% Added +1.1m +1,067,101
19 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 2,008,8622.0m $6.6m $6.6m 0.02% Added +294.7k +294,738
20 Vestal Point Capital, LP 0.49% of their portfolio NEW YORK, NY 2,000,0002.0m $6.6m $6.6m 0.49% Added +1.2m +1,200,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,985,7322.0m $6.5m $6.5m 0.00% Added +66.0k +65,956
22 JACOBS LEVY EQUITY MANAGEMENT, INC 0.02% of their portfolio FLORHAM PARK, NJ 1,694,2171.7m $5.6m $5.6m 0.02% Reduced -305.6k -305,605
23 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 1,523,5001.5m $5.0m $5.0m 0.01% Added +85.8k +85,800
24 ORBIMED ADVISORS LLC 0.09% of their portfolio New York, NY 1,355,3521.4m $4.4m $4.4m 0.09% Unchanged
25 Artal Group S.A. 0.09% of their portfolio LUXEMBOURG, N4 1,032,5001.0m $3.4m $3.4m 0.09% Added +672.2k +672,189
26 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 1,031,5051.0m $3.4m $3.4m 0.01% Added +24.1k +24,127
27 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 1,019,9871.0m $3.3m $3.3m 0.01% Added +755.0k +754,987
28 Woodline Partners LP 0.03% of their portfolio San Francisco, CA 1,002,0021.0m $3.3m $3.3m 0.03% Reduced -890.0k -890,000
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 879,375879.4k $2.9m $2.9m 0.00% Reduced -77.0k -76,956
30 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 870,000870.0k $2.9m $2.9m 0.01% Reduced -1.3m -1,270,000
31 Soleus Capital Management, L.P. 0.25% of their portfolio GREENWICH, CT 870,000870.0k $2.9m $2.9m 0.25% Unchanged
32 Integral Health Asset Management, LLC 0.28% of their portfolio New York, NY 850,000850.0k $2.8m $2.8m 0.28% Added +650.0k +650,000
33 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 736,674736.7k $2.4m $2.4m 0.00% Added +20.6k +20,622
34 TANG CAPITAL MANAGEMENT LLC 0.23% of their portfolio SAN DIEGO, CA 700,000700.0k $2.3m $2.3m 0.23% Unchanged
35 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 548,544548.5k $1.8m $1.8m 0.00% New
36 Octagon Capital Advisors LP 0.28% of their portfolio NEW YORK, NY 520,800520.8k $1.7m $1.7m 0.28% Unchanged
37 SUPERSTRING CAPITAL MANAGEMENT LP 2.06% of their portfolio NEW YORK, NY 497,360497.4k $1.6m $1.6m 2.06% Reduced -423.1k -423,116
38 GCM Grosvenor Holdings, LLC 0.24% of their portfolio Chicago, IL 495,916495.9k $1.6m $1.6m 0.24% Unchanged
39 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 446,668446.7k $1.5m $1.5m 0.00% New
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 374,132374.1k $1.2m $1.2m 0.00% Added +72.1k +72,139
41 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 356,101356.1k $1.2m $1.2m 0.00% Reduced -27.1k -27,100
42 E Fund Management Co., Ltd. 0.06% of their portfolio GUANGZHOU, F4 355,225355.2k $1.2m $1.2m 0.06% Added +320.7k +320,745
43 PERCEPTIVE ADVISORS LLC 0.03% of their portfolio NEW YORK, NY 345,575345.6k $1.1m $1.1m 0.03% New
44 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 330,082330.1k $1.1m $1.1m 0.00% Reduced -15.4k -15,355
45 Campbell & CO Investment Adviser LLC 0.09% of their portfolio BALTIMORE, MD 324,585324.6k $1.1m $1.1m 0.09% New
46 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 324,004324.0k $1.1m $1.1m 0.00% Added +24.3k +24,348
47 Bruce & Co., Inc. 0.32% of their portfolio CHICAGO, IL 300,000300.0k $984.0k $984.0k 0.32% Added +157.0k +157,000
48 Monaco Asset Management SAM 0.47% of their portfolio Monaco, O9 286,900286.9k $941.0k $941.0k 0.47% Reduced -29.9k -29,905
49 GSA CAPITAL PARTNERS LLP 0.06% of their portfolio LONDON, X0 264,467264.5k $867.0k $867.0k 0.06% Added +212.2k +212,188
50 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.02% of their portfolio BALA CYNWYD, PA 262,414262.4k $860.7k $860.7k 0.02% Added +111.3k +111,293
51 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 250,793250.8k $822.6k $822.6k 0.00% Reduced -478.9k -478,864
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 242,432242.4k $795.2k $795.2k 0.00% Reduced -42.0k -41,958
53 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 229,863229.9k $754.0k $754.0k 0.00% Reduced -36.1k -36,146
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 217,739217.7k $714.2k $714.2k 0.00% Added +23.1k +23,080
55 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 215,600215.6k $707.2k $707.2k 0.01% New
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 188,460188.5k $618.1k $618.1k 0.00% New
57 FMR LLC 0.00% of their portfolio BOSTON, MA 181,089181.1k $594.0k $594.0k 0.00% Reduced -74.6k -74,557
58 Swiss National Bank 0.00% of their portfolio ZURICH, V8 179,100179.1k $587.4k $587.4k 0.00% New
59 CAXTON ASSOCIATES LP 0.02% of their portfolio NEW YORK, NY 172,863172.9k $567.0k $567.0k 0.02% Reduced -117.3k -117,324
60 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 167,055167.1k $547.9k $547.9k 0.00% Added +5.6k +5,605
61 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 166,255166.3k $545.3k $545.3k 0.00% Added +34.7k +34,676
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 164,356164.4k $539.1k $539.1k 0.00% Reduced -279.7k -279,694
63 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 160,001160.0k $524.8k $524.8k 0.00% Added +15.8k +15,825
64 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 146,580146.6k $480.8k $480.8k 0.00% Added +46.2k +46,200
65 Pennant Investors, LP 0.13% of their portfolio Summit, NJ 146,100146.1k $479.2k $479.2k 0.13% Unchanged
66 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 139,366139.4k $457.1k $457.1k 0.00% Reduced -8.4k -8,433
67 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 132,700132.7k $435.3k $435.3k 0.00% Unchanged
68 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 128,759128.8k $422.3k $422.3k 0.00% New
69 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 125,000125.0k $410.0k $410.0k 0.01% Unchanged
70 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 122,888122.9k $403.1k $403.1k 0.00% Reduced -201.4k -201,355
71 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 104,019104.0k $341.2k $341.2k 0.00% Reduced -79.9k -79,931
72 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 102,295102.3k $335.5k $335.5k 0.00% Reduced -276.3k -276,313
73 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 102,096102.1k $334.9k $334.9k 0.00% Reduced -863.3k -863,335
74 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 101,933101.9k $334.3k $334.3k 0.00% Reduced -8.3k -8,315
75 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 100,566100.6k $330.0k $330.0k 0.00% New
76 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 89,65389.7k $294.1k $294.1k 0.00% Added +81.1k +81,133
77 Legal & General Group Plc 0.00% of their portfolio London, X0 89,33089.3k $293.0k $293.0k 0.00% Added +76.9k +76,929
78 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 88,51488.5k $283.2k $283.2k 0.00% Added +22.6k +22,583
79 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 77,81677.8k $255.2k $255.2k 0.00% New
80 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 75,16175.2k $246.5k $246.5k 0.00% Added +31.0k +30,976
81 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 71,95572.0k $236.0k $236.0k 0.00% New
82 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 66,88666.9k $219.4k $219.4k 0.03% Reduced -42 -42
83 ALGERT GLOBAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 65,61165.6k $215.2k $215.2k 0.01% Added +49.9k +49,931
84 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 65,21965.2k $214.0k $214.0k 0.00% Reduced -209.1k -209,070
85 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 59,98960.0k $196.8k $196.8k 0.00% Added +21.7k +21,660
86 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 59,02659.0k $193.0k $193.0k 0.00% New
87 Nebula Research & Development LLC 0.03% of their portfolio New York, NY 58,36558.4k $191.4k $191.4k 0.03% New
88 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 57,25257.3k $187.8k $187.8k 0.00% Added +16.2k +16,239
89 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 53,85953.9k $176.7k $176.7k 0.00% First filing
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,29353.3k $174.8k $174.8k 0.00% Reduced -40.0k -40,043
91 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 51,74451.7k $169.6k $169.6k 0.00% First filing
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 47,86947.9k $157.0k $157.0k 0.00% Reduced -575.2k -575,189
93 NEOS Investment Management LLC 0.01% of their portfolio Westport, CT 47,46847.5k $155.7k $155.7k 0.01% Added +27.6k +27,645
94 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 46,52846.5k $152.6k $152.6k 0.01% Reduced -65.8k -65,823
95 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 45,29045.3k $148.6k $148.6k 0.00% Reduced -2.8k -2,792
96 CORNERCAP INVESTMENT COUNSEL INC 0.02% of their portfolio Atlanta, GA 43,47243.5k $142.6k $142.6k 0.02% Reduced -340 -340
97 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 42,16642.2k $138.0k $138.0k 0.00% Added +30.9k +30,926
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,48741.5k $136.1k $136.1k 0.00% Reduced -2.3k -2,303
99 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 39,71539.7k $130.3k $130.3k 0.00% Reduced -20.1k -20,125
100 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 36,67536.7k $120.3k $120.3k 0.00% New