Vault-13

FACTORIAL ENERGY INC FACWW

*W EXP 06/04/203 · Equity WRT · CUSIP 30347G111

40 institutional holders
14,369,58714.4m shares reported held*
$15.0mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.04. Options: 1 managers hold calls ($340.0k notional), 0 hold puts (—).

Trends to Q2 2026

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $340.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$0$0—
Q2 2026$340.0k$00.00

Biggest buyers

CANTOR FITZGERALD, L. P. New +5,010,070+5.0m
P SCHOENFELD ASSET MANAGEMENT LP New +1,068,529+1.1m
LMR Partners LLP New +799,629+799.6k
TENOR CAPITAL MANAGEMENT Co., L.P. New +745,694+745.7k
MMCAP International Inc. SPC New +675,000+675.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New +625,000+625.0k
Linden Advisors LP New +570,133+570.1k
Harraden Circle Investments, LLC New +549,351+549.4k
Magnetar Financial LLC New +447,500+447.5k
ARISTEIA CAPITAL, L.L.C. New +385,513+385.5k

Biggest sellers

None

Biggest calls

MILLENNIUM MANAGEMENT LLC New $340.0k250.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20261—0——
Q2 20261—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-21 Yu Peter +2 Chairman and CEO, director · See footnote Bought 6,089 — —6.1k shares +<1%
2026-04-16 Yu Peter +2 Chairman and CEO, director · See footnote Bought 100,000 — —100.0k shares +7%
2026-04-15 Yu Peter +2 Chairman and CEO, director · See footnote Bought 100,000 — —100.0k shares +8%
2026-04-08 Yu Peter +1 Chairman and CEO, director Bought 100,000 — —100.0k shares +8%
2026-04-07 Yu Peter +1 Chairman and CEO, director Bought 100,000 — —100.0k shares +9%
2026-04-06 Yu Peter +1 Chairman and CEO, director Bought 100,000 — —100.0k shares +10%
2026-04-01 Yu Peter +1 Chairman and CEO, director Bought 671,000 — —671.0k shares +224%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CANTOR FITZGERALD, L. P. 0.02% of their portfolio NEW YORK, NY 5,010,0705.0m $2.3m $2.3m 0.02% New
2 P SCHOENFELD ASSET MANAGEMENT LP 0.86% of their portfolio NEW YORK, NY 1,068,5291.1m $1.5m $1.5m 0.86% New
3 LMR Partners LLP 0.01% of their portfolio LONDON, X0 799,629799.6k $1.1m $1.1m 0.01% New
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.01% of their portfolio NEW YORK, NY 745,694745.7k $1.0m $1.0m 0.01% New
5 MMCAP International Inc. SPC 0.08% of their portfolio GRAND CAYMAN, E9 675,000675.0k $918.0k $918.0k 0.08% New
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 625,000625.0k $850.0k $850.0k 0.00% New
7 Linden Advisors LP 0.00% of their portfolio New York, NY 570,133570.1k $789.6k $789.6k 0.00% New
8 Harraden Circle Investments, LLC 0.10% of their portfolio NEW YORK, NY 549,351549.4k $747.1k $747.1k 0.10% New
9 Magnetar Financial LLC 0.01% of their portfolio EVANSTON, IL 447,500447.5k $608.6k $608.6k 0.01% New
10 ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio GREENWICH, CT 385,513385.5k $533.9k $533.9k 0.01% New
11 PEAK6 LLC 0.01% of their portfolio AUSTIN, TX 363,798363.8k $494.8k $494.8k 0.01% New
12 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 316,073316.1k $395.1k $395.1k 0.01% New
13 WHITEBOX ADVISORS LLC 0.01% of their portfolio MINNEAPOLIS, MN 275,000275.0k $374.0k $374.0k 0.01% New
14 Wealthspring Capital LLC 0.08% of their portfolio WEST HARRISON, NY 262,622262.6k $357.2k $357.2k 0.08% New
15 Lineage Point Capital LP 0.06% of their portfolio PALM BEACH, FL 226,737226.7k $308.4k $308.4k 0.06% New
16 Polar Asset Management Partners Inc. 0.01% of their portfolio TORONTO, A6 225,000225.0k $311.6k $311.6k 0.01% New
17 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 178,697178.7k $243.0k $243.0k 0.00% New
18 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 175,000175.0k $238.0k $238.0k 0.00% New
19 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 170,000170.0k $231.2k $231.2k 0.00% New
20 DLD Asset Management, LP 0.02% of their portfolio NEW YORK, NY 167,208167.2k $227.4k $227.4k 0.02% New
21 Jain Global LLC 0.00% of their portfolio NEW YORK, NY 150,000150.0k $204.0k $204.0k 0.00% New
22 GABELLI & Co INVESTMENT ADVISERS, INC. 0.02% of their portfolio Rye, NY 111,800111.8k $152.0k $152.0k 0.02% New
23 Shaolin Capital Management LLC 0.01% of their portfolio Miami, FL 107,760107.8k $146.6k $146.6k 0.01% New
24 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 102,724102.7k $139.7k $139.7k 0.00% New
25 Mint Tower Capital Management B.V. 0.02% of their portfolio AMSTERDAM, P7 100,000100.0k $136.0k $136.0k 0.02% New
26 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 92,33192.3k $125.6k $125.6k 0.00% New
27 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 89,00089.0k $121.0k $121.0k 0.00% New
28 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 60,29960.3k $82.0k $82.0k 0.00% New
29 Yakira Capital Management, Inc. 0.02% of their portfolio Westport, CT 52,52352.5k $71.4k $71.4k 0.02% New
30 HGC Investment Management Inc. 0.01% of their portfolio TORONTO, A6 51,53151.5k $70.1k $70.1k 0.01% New
31 Context Capital Management, LLC 0.00% of their portfolio LAJOLLA, CA 50,00050.0k $68.0k $68.0k 0.00% New
32 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 43,70043.7k $59.4k $59.4k 0.00% New
33 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.00% of their portfolio WEST PALM BEACH, FL 43,60043.6k $59.3k $59.3k 0.00% New
34 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 25,00025.0k $34.0k $34.0k 0.00% New
35 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 18,51018.5k $25.2k $25.2k 0.00% New
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,00015.0k $18.8k $18.8k 0.00% New
37 Kepos Capital LP 0.03% of their portfolio NEW YORK, NY 15,00015.0k $20.0k $20.0k 0.03% New
38 TRANSCEND CAPITAL ADVISORS, LLC 0.00% of their portfolio MADISON, NJ 12,00512.0k $16.3k $16.3k 0.00% New
39 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 5,7735.8k $7.9k $7.9k 0.00% New
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4771.5k $2.0k $2.0k 0.00% New