Vault-13

FTC SOLAR INC FTCI

COM · Common Stock · CUSIP 30320C103

85 institutional holders +2 vs Q4 2022
35,076,26535.1m shares reported held*
$79.2mreported value*
18 new 30 added 19 reduced 16 sold out net bought ≈ $7.8m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($439 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.26. Options: 5 managers hold calls ($201.7k notional), 2 hold puts ($6.8k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 83Q1 23: 8585Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202279
Q4 202283
Q1 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 35 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224438
Q1 20234835

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $792.0kQ3 22 puts: $96.0kQ3 22P/C 0.12Q4 22 calls: $1.5mQ4 22 puts: $9.4kQ4 22P/C 0.01Q1 23 calls: $201.7kQ1 23 puts: $6.8kQ1 23P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$792.0k$96.0k0.12
Q4 2022$1.5m$9.4k0.01
Q1 2023$201.7k$6.8k0.03

Biggest buyers

Handelsbanken Fonder AB New +2,806,229+2.8m
Maven Securities LTD New +1,200,000+1.2m
J. Goldman & Co LP Added +1,024,974+1.0m
MILLENNIUM MANAGEMENT LLC Added +731,902+731.9k
Invesco Ltd. Added +601,342+601.3k
Diametric Capital, LP Added +410,304+410.3k
Covalis Capital LLP New +365,306+365.3k
WESTWOOD HOLDINGS GROUP INC New +333,097+333.1k
VANGUARD GROUP INC Added +308,084+308.1k
Point72 Asset Management, L.P. New +300,000+300.0k

Biggest sellers

Cinctive Capital Management LP Reduced -3,289,618-3.3m
Arosa Capital Management LP Sold out -1,535,428-1.5m
AWM Investment Company, Inc. Sold out -259,700-259.7k
JPMORGAN CHASE & CO Reduced -219,166-219.2k
GSA CAPITAL PARTNERS LLP Sold out -205,371-205.4k
Man Group plc Sold out -200,971-201.0k
BANK OF AMERICA CORP /DE/ Reduced -152,935-152.9k
WOLVERINE TRADING, LLC Sold out -68,364-68.4k
SIMPLEX TRADING, LLC Sold out -64,740-64.7k
MORGAN STANLEY Reduced -64,523-64.5k

Biggest calls

CITADEL ADVISORS LLC Added $84.2k37.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $76.3k33.9k shares
GROUP ONE TRADING LLC New $36.2k16.1k shares
SIMPLEX TRADING, LLC Added $5.0k2.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $6.8k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ARC Family Trust 13G · exempt (held before listing) filed 2025-02-14 11.7% 1.5m 2025-02-14
Springer David 13G · exempt (held before listing) -1.9 pts · filed 2026-02-13 5.3% -1.9 pts 830.2k 2026-02-13

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 1 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 6 sellingQ1 22Q2 22: 2 buyingQ2 22: 2 sellingQ3 22: 0 buyingQ3 22: 4 sellingQ3 22Q4 22: 0 buyingQ4 22: 6 sellingQ1 23: 0 buyingQ1 23: 7 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20211$151.5k0——
Q1 20220—6$3.5m—
Q2 20222$1.4m2$382.4k—
Q3 20220—4$2.9m—
Q4 20220—6$1.1m—
Q1 20230—7$1.6m—
DateInsiderTradeSharesPrice ValueTheir holding
2023-03-14 Morris Robert Phelps Chief Financial Officer Sold 18,184 $2.44 $44.4k18.2k shares -8%
2023-03-14 Hunkler Sean President & CEO, director Sold 5,142 $2.65 $13.6k5.1k shares -1%
2023-03-14 Nolde Kristian VP, MARKETING AND STRATEGY Sold 1,325 $2.49 $3.3k1.3k shares -<1%
2023-03-14 Behnen Cathy CHIEF ACCOUNTING OFFICER Sold 870 $2.67 $2.3k870 shares -1%
2023-03-13 Aminpour Sasan Chief Operating Officer Sold 82,972 $2.65 $219.9k83.0k shares -9%
2023-03-09 Aminpour Sasan Chief Operating Officer Sold 6,428 $2.96 $19.0k6.4k shares -1%
2023-03-08 Nolde Kristian VP, MARKETING AND STRATEGY Sold 34,000 $2.92 $99.3k34.0k shares -9%
2023-03-08 Aminpour Sasan Chief Operating Officer Sold 20,600 $3.00 $61.8k20.6k shares -2%
2023-03-06 Aminpour Sasan Chief Operating Officer Sold 40,000 $3.15 $126.0k40.0k shares -4%
2023-03-03 ARC Family Trust 10% owner Sold 1,000,000 $2.79 $2.8m1.0m shares -7%
2023-03-03 Cherukupalli Nagendra CHIEF TECHNOLOGY OFFICER Sold 155,000 $2.88 $446.4k155.0k shares -8%
2023-03-03 Hunkler Sean President & CEO, director Sold 72,500 $2.91 $211.0k72.5k shares -10%
2023-03-03 Cook Patrick Chief Commercial Officer Sold 11,548 $3.01 $34.8k11.5k shares -3%
2023-03-03 Morris Robert Phelps Chief Financial Officer Sold 8,432 $2.99 $25.2k8.4k shares -4%
2023-03-03 Behnen Cathy CHIEF ACCOUNTING OFFICER Sold 5,470 $2.92 $16.0k5.5k shares -3%
2023-03-03 Aminpour Sasan Chief Operating Officer Sold 5,000 $2.92 $14.6k5.0k shares -0%
2023-03-01 Nolde Kristian VP, MARKETING AND STRATEGY Sold 20,000 $3.02 $60.4k20.0k shares -5%
2023-02-27 ARC Family Trust 10% owner Sold 100,000 $2.77 $277.0k100.0k shares -1%
2023-02-21 ARC Family Trust 10% owner Sold 100,000 $2.74 $274.0k100.0k shares -1%
2023-02-14 ARC Family Trust 10% owner Sold 30,000 $2.71 $81.3k30.0k shares -<1%
2023-02-14 Hunkler Sean President & CEO, director Sold 6,520 $2.71 $17.7k6.5k shares -1%
2023-02-14 Behnen Cathy CHIEF ACCOUNTING OFFICER Sold 910 $2.64 $2.4k910 shares -1%
2023-02-13 ARC Family Trust 10% owner Sold 70,000 $2.69 $188.3k70.0k shares -0%
2023-02-06 ARC Family Trust 10% owner Sold 100,000 $2.90 $290.0k100.0k shares -1%
2023-01-31 ARC Family Trust 10% owner Sold 25,000 $2.72 $68.0k25.0k shares -<1%
2023-01-30 ARC Family Trust 10% owner Sold 75,000 $2.76 $207.0k75.0k shares -0%
2023-01-23 ARC Family Trust 10% owner Sold 100,000 $3.10 $310.0k100.0k shares -1%
2023-01-17 ARC Family Trust 10% owner Sold 100,000 $2.60 $260.0k100.0k shares -1%
2023-01-13 Hunkler Sean President & CEO, director Sold 6,380 $2.72 $17.4k6.4k shares -1%
2023-01-13 Behnen Cathy CHIEF ACCOUNTING OFFICER Sold 883 $2.70 $2.4k883 shares -1%

The latest 30 of 37 trades.

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 5,180,0265.2m $11.7m $11.7m 0.00% Added +601.3k +601,342
2 Hill City Capital, LP 1.91% of their portfolio BOSTON, MA 4,330,0004.3m $9.7m $9.7m 1.91% Added +150.0k +150,000
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,996,7724.0m $9.0m $9.0m 0.00% Added +189.1k +189,135
4 J. Goldman & Co LP 0.50% of their portfolio NEW YORK, NY 3,794,4573.8m $8.5m $8.5m 0.50% Added +1.0m +1,024,974
5 Handelsbanken Fonder AB 0.04% of their portfolio STOCKHOLM, V7 2,806,2292.8m $6.3m $6.3m 0.04% New
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,282,8402.3m $5.1m $5.1m 0.00% Added +308.1k +308,084
7 Rock Point Advisors, LLC 0.92% of their portfolio BURLINGTON, VT 1,202,2151.2m $2.7m $2.7m 0.92% Reduced -21.1k -21,148
8 Maven Securities LTD 0.42% of their portfolio ST HELIER, Y9 1,200,0001.2m $2.7m $2.7m 0.42% New
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 801,115801.1k $1.8m $1.8m 0.00% Reduced -33.2k -33,230
10 KBC Group NV 0.01% of their portfolio Brussels, C9 774,198774.2k $1.7m $1.7m 0.01% Added +17.9k +17,862
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 750,526750.5k $1.7m $1.7m 0.00% Added +32.0k +32,019
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 747,196747.2k $1.7m $1.7m 0.00% Added +731.9k +731,902
13 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 639,374639.4k $1.4m $1.4m 0.00% Reduced -8.6k -8,634
14 Diametric Capital, LP 0.57% of their portfolio BOSTON, MA 523,025523.0k $1.2m $1.2m 0.57% Added +410.3k +410,304
15 EDMOND DE ROTHSCHILD HOLDING S.A. 0.02% of their portfolio CHAMBESY, V8 450,000450.0k $1.0m $1.0m 0.02% Added +283.4k +283,425
16 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.09% of their portfolio DALLAS, TX 408,720408.7k $919.6k $919.6k 0.09% Added +29.1k +29,118
17 Cinctive Capital Management LP 0.03% of their portfolio New York, NY 390,999391.0k $879.7k $879.7k 0.03% Reduced -3.3m -3,289,618
18 Covalis Capital LLP 0.23% of their portfolio LONDON, X0 365,306365.3k $821.9k $821.9k 0.23% New
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 334,885334.9k $753.5k $753.5k 0.00% Reduced -3.1k -3,082
20 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 333,097333.1k $749.0k $749.0k 0.01% New
21 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 300,000300.0k $675.0k $675.0k 0.00% New
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 288,749288.7k $649.7k $649.7k 0.00% Added +46.7k +46,680
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 273,315273.3k $615.0k $615.0k 0.00% Added +18.9k +18,871
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 232,166232.2k $522.4k $522.4k 0.00% Added +34.6k +34,602
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 177,819177.8k $400.1k $400.1k 0.00% Reduced -13.9k -13,939
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 169,576169.6k $381.5k $381.5k 0.00% Reduced -152.9k -152,935
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 148,562148.6k $334.0k $334.0k 0.00% Reduced -33.9k -33,885
28 GARNET EQUITY CAPITAL HOLDINGS, INC. 0.50% of their portfolio NEW YORK, NY 140,000140.0k $315.0k $315.0k 0.50% New
29 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 137,198137.2k $308.7k $308.7k 0.02% Added +80.1k +80,084
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 132,830132.8k $298.9k $298.9k 0.00% Reduced -64.5k -64,523
31 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 127,746127.7k $287.4k $287.4k 0.01% New
32 ARS Investment Partners, LLC 0.03% of their portfolio New York, NY 117,300117.3k $263.9k $263.9k 0.03% Added +5.0k +5,000
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 113,573113.6k $255.5k $255.5k 0.00% Reduced -1.6k -1,645
34 Man Group plc 0.00% of their portfolio LONDON, X0 109,976110.0k $247.4k $247.4k 0.00% New
35 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 106,689106.7k $240.1k $240.1k 0.00% Unchanged
36 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 106,459106.5k $239.5k $239.5k 0.00% Added +81.4k +81,401
37 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 103,604103.6k $233.1k $233.1k 0.00% Reduced -46.1k -46,096
38 XTX Topco Ltd 0.05% of their portfolio LONDON, X0 102,245102.2k $230.1k $230.1k 0.05% Added +89.0k +89,012
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 99,69999.7k $224.3k $224.3k 0.00% New
40 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 96,49296.5k $217.1k $217.1k 0.00% Added +19.2k +19,247
41 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 84,99485.0k $191.0k $191.0k 0.02% New
42 Werba Rubin Papier Wealth Management 0.05% of their portfolio SAN JOSE, CA 60,51060.5k $136.1k $136.1k 0.05% Unchanged
43 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 57,59257.6k $130.0k $130.0k 0.00% Reduced -219 -219
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 54,96155.0k $123.7k $123.7k 0.00% Added +43.4k +43,404
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 53,70153.7k $120.8k $120.8k 0.00% Reduced -135 -135
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,75847.8k $107.5k $107.5k 0.00% Added +25.1k +25,131
47 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 41,43241.4k $94.0k $94.0k 0.00% Unchanged
48 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 38,72638.7k $87.1k $87.1k 0.00% Added +26.6k +26,625
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,85532.9k $74.0k $74.0k 0.00% Reduced -219.2k -219,166
50 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 27,73027.7k $62.4k $62.4k 0.00% Added +4.0k +3,997
51 FMR LLC 0.00% of their portfolio BOSTON, MA 23,67423.7k $53.3k $53.3k 0.00% Added +22.5k +22,458
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 21,69921.7k $48.8k $48.8k 0.00% Added +10.2k +10,184
53 Activest Wealth Management 0.03% of their portfolio AVENTURA, FL 21,62821.6k $45.4k $45.4k 0.03% Unchanged
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 20,69920.7k $46.6k $46.6k 0.00% Added +411 +411
55 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 19,89519.9k $44.8k $44.8k 0.00% Added +51 +51
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,44319.4k $43.7k $43.7k 0.00% Reduced -5.4k -5,406
57 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 15,94615.9k $35.9k $35.9k 0.00% Reduced -1.2k -1,176
58 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 15,93615.9k $36.0k $36.0k 0.00% New
59 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 15,90315.9k $35.8k $35.8k 0.00% Unchanged
60 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 14,00614.0k $31.5k $31.5k 0.00% Added +472 +472
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 13,40013.4k $30.1k $30.1k 0.00% Unchanged
62 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 13,17213.2k $29.6k $29.6k 0.00% Added +8.7k +8,655
63 IRIDIAN ASSET MANAGEMENT LLC/CT 0.00% of their portfolio WESTPORT, CT 12,81712.8k $28.8k $28.8k 0.00% New
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 11,40811.4k $25.7k $25.7k 0.00% Unchanged
65 ASPIRIANT, LLC 0.00% of their portfolio San Francisco, CA 10,00010.0k $22.5k $22.5k 0.00% Unchanged
66 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 5,9345.9k $13.0k $13.0k 0.00% Reduced -829 -829
67 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 5,6365.6k $12.7k $12.7k 0.00% Unchanged
68 Legal & General Group Plc 0.00% of their portfolio London, X0 5,4655.5k $12.3k $12.3k 0.00% Unchanged
69 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 3,7733.8k $10.1k $10.1k 0.00% Unchanged
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5973.6k $8.0k $8.0k 0.00% Reduced -31.5k -31,546
71 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 3,4013.4k $8.0k $8.0k 0.00% Unchanged
72 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2443.2k $7.3k $7.3k 0.00% Unchanged
73 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 3,1743.2k $7.1k $7.1k 0.00% Unchanged
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,2742.3k $5.0k $5.0k 0.00% Reduced -21.4k -21,374
75 Pointe Capital Management LLC 0.00% of their portfolio GROSSE POINTE FARMS, MI 1,0001.0k $2.2k $2.2k 0.00% New
76 Orion Capital Management LLC 0.00% of their portfolio CORONADO, CA 1,0001.0k $2.2k $2.2k 0.00% Unchanged
77 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 954954 $2.1k $2.1k 0.00% New
78 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 610610 $1.4k $1.4k 0.00% Added +161 +161
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 400400 $1.0k $1.0k 0.00% New
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 358358 $806 $806 0.00% New
81 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 348348 $783 $783 0.00% Unchanged
82 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 200200 $450 $450 0.00% Unchanged
83 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 195195 $439 $439 0.00% New
84 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 1010 $0 $0 0.00% New
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged