Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

99 institutional holders -4 vs Q3 2024
4,385,8344.4m shares reported held*
$151.2mreported value*
9 new 25 added 34 reduced 14 sold out net sold ≈ $6.9m (-226.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.48. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($106.9k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135Q1 23: 127Q2 23: 118Q3 23: 112Q4 23: 112Q1 24: 115Q2 24: 104Q3 24: 103Q4 24: 9999Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022135
Q1 2023127
Q2 2023118
Q3 2023112
Q4 2023112
Q1 2024115
Q2 2024104
Q3 2024103
Q4 202499

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 48 bought or addedQ1 23: 62 cut or sold outQ2 23: 34 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 66 cut or sold outQ4 23: 36 bought or addedQ4 23: 68 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 67 cut or sold outQ2 24: 32 bought or addedQ2 24: 68 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 49 cut or sold outQ4 24: 34 bought or addedQ4 24: 48 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234862
Q2 20233468
Q3 20232666
Q4 20233668
Q1 20243267
Q2 20243268
Q3 20243149
Q4 20243448

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $1.4mQ1 24 puts: $78.3kQ1 24P/C 0.06Q2 24 calls: $1.3mQ2 24 puts: $13.3kQ2 24P/C 0.01Q3 24 calls: $1.4mQ3 24 puts: $35.3kQ3 24P/C 0.02Q4 24 calls: $1.1mQ4 24 puts: $106.9kQ4 24P/C 0.10
Numbers
QuarterCallsPutsP/C
Q1 2024$1.4m$78.3k0.06
Q2 2024$1.3m$13.3k0.01
Q3 2024$1.4m$35.3k0.02
Q4 2024$1.1m$106.9k0.10

Biggest buyers

Trek Financial, LLC New +186,677+186.7k
Venturi Wealth Management, LLC Added +88,975+89.0k
White Knight Strategic Wealth Advisors, LLC Added +32,409+32.4k
FLOW TRADERS U.S. LLC Added +27,368+27.4k
CITADEL ADVISORS LLC Added +9,949+9.9k
MERCER GLOBAL ADVISORS INC /ADV New +8,297+8.3k
MAI Capital Management New +6,986+7.0k
LPL Financial LLC Added +6,219+6.2k
D. E. Shaw & Co., Inc. New +6,050+6.0k
Corient Private Wealth LP Added +4,028+4.0k

Biggest sellers

Rothschild Wealth LLC Reduced -185,290-185.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -87,346-87.3k
MORGAN STANLEY Reduced -62,279-62.3k
OLD MISSION CAPITAL LLC Sold out -35,819-35.8k
ROYAL BANK OF CANADA Reduced -32,854-32.9k
UBS Group AG Reduced -28,419-28.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -25,487-25.5k
Client First Investment Management LLC Sold out -17,916-17.9k
BANK OF AMERICA CORP /DE/ Reduced -13,328-13.3k
Pathstone Holdings, LLC Reduced -13,065-13.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $989.6k28.7k shares
CITADEL ADVISORS LLC Added $86.2k2.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $106.9k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Grove Street Fiduciary, LLC 16.77% of their portfolio PETERBOROUGH, NH 926,375926.4k $31.9m $31.9m 16.77% First filing
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 579,530579.5k $20.0m $20.0m 0.00% Reduced -62.3k -62,279
3 Venturi Wealth Management, LLC 0.76% of their portfolio AUSTIN, TX 448,651448.7k $15.5m $15.5m 0.76% Added +89.0k +88,975
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 257,318257.3k $8.9m $8.9m 0.00% Reduced -28.4k -28,419
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 214,332214.3k $7.4m $7.4m 0.00% Added +6.2k +6,219
6 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 191,616191.6k $6.6m $6.6m 0.04% Reduced -914 -914
7 Trek Financial, LLC 0.48% of their portfolio Scottsdale, AZ 186,677186.7k $6.4m $6.4m 0.48% New
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 158,186158.2k $5.5m $5.5m 0.00% First filing
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 153,782153.8k $5.3m $5.3m 0.00% Reduced -32.9k -32,854
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 129,350129.3k $4.5m $4.5m 0.01% Reduced -2.0k -2,029
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 85,49485.5k $2.9m $2.9m 0.00% Reduced -7.8k -7,807
12 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 71,21871.2k $2.5m $2.5m 0.00% Added +4.0k +4,028
13 White Knight Strategic Wealth Advisors, LLC 0.94% of their portfolio PRINCETON, NJ 65,46265.5k $2.3m $2.3m 0.94% Added +32.4k +32,409
14 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 64,82064.8k $2.2m $2.2m 0.06% Reduced -8.9k -8,913
15 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 62,89562.9k $2.2m $2.2m 0.09% Added +1.1k +1,101
16 RPg Family Wealth Advisory, LLC 0.74% of their portfolio BURLINGTON, MA 60,90060.9k $2.1m $2.1m 0.74% Added +233 +233
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 56,12956.1k $1.9m $1.9m 0.00% Added +9.9k +9,949
18 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 54,51154.5k $1.9m $1.9m 0.01% Reduced -13.1k -13,065
19 Greykasell Wealth Strategies, Inc. 0.99% of their portfolio DANVILLE, CA 51,70251.7k $1.8m $1.8m 0.99% First filing
20 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 44,84344.8k $1.5m $1.5m 0.06% Added +27.4k +27,368
21 Twelve Points Wealth Management LLC 0.43% of their portfolio CONCORD, MA 43,04843.0k $1.5m $1.5m 0.43% Added +3 +3
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,72742.7k $1.5m $1.5m 0.00% Reduced -52 -52
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 39,87139.9k $1.4m $1.4m 0.00% Added +3.7k +3,658
24 Ellis Investment Partners, LLC 0.19% of their portfolio Berwyn, PA 28,39628.4k $979.1k $979.1k 0.19% Reduced -1.4k -1,450
25 Fernwood Investment Management, LLC 0.30% of their portfolio QUINCY, MA 24,63324.6k $849.3k $849.3k 0.30% Reduced -2.8k -2,822
26 SOL Capital Management CO 0.09% of their portfolio ROCKVILLE, MD 23,10023.1k $796.0k $796.0k 0.09% Reduced -7.7k -7,690
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,13722.1k $763.3k $763.3k 0.00% Added +2.8k +2,790
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,46121.5k $740.0k $740.0k 0.00% Reduced -3.3k -3,280
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,07120.1k $692.1k $692.1k 0.00% Reduced -4.5k -4,505
30 Opulen Financial Group LLC 0.61% of their portfolio ARLINGTON, VA 19,50519.5k $672.5k $672.5k 0.61% First filing
31 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 18,48718.5k $637.4k $637.4k 0.00% Added +1.7k +1,697
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,19317.2k $592.8k $592.8k 0.00% Reduced -8.0k -7,964
33 Austin Wealth Management, LLC 0.11% of their portfolio Austin, TX 15,54915.5k $543.3k $543.3k 0.11% Reduced -172 -172
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,49815.5k $534.4k $534.4k 0.00% Added +34 +34
35 Goldstein Advisors, LLC 0.06% of their portfolio Madison, WI 12,37812.4k $426.8k $426.8k 0.06% Reduced -3.1k -3,060
36 Rothschild Wealth LLC 0.12% of their portfolio OAK BROOK, IL 11,50911.5k $396.8k $396.8k 0.12% Reduced -185.3k -185,290
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,97211.0k $378.0k $378.0k 0.00% Reduced -2.5k -2,497
38 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 10,32810.3k $356.1k $356.1k 0.06% Added +705 +705
39 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,19110.2k $351.4k $351.4k 0.01% Reduced -31 -31
40 Prospect Financial Services LLC 0.16% of their portfolio MELVILLE, NY 8,6958.7k $299.8k $299.8k 0.16% Added +250 +250
41 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 8,4478.4k $291.3k $291.3k 0.03% Reduced -241 -241
42 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,2978.3k $286.1k $286.1k 0.00% New
43 Versant Capital Management, Inc 0.06% of their portfolio PHOENIX, AZ 7,9618.0k $274.5k $274.5k 0.06% Added +133 +133
44 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,9867.0k $240.9k $240.9k 0.00% New
45 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 6,5806.6k $226.9k $226.9k 0.01% Reduced -37 -37
46 Heritage Wealth Management, Inc. /CA/ 0.18% of their portfolio SAN DIEGO, CA 6,2406.2k $215.2k $215.2k 0.18% Reduced -1.1k -1,115
47 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,0506.0k $208.6k $208.6k 0.00% New
48 Arete Wealth Advisors, LLC 0.01% of their portfolio CHICAGO, IL 5,9786.0k $207.0k $207.0k 0.01% Reduced -909 -909
49 Centurion Wealth Management LLC 0.06% of their portfolio Mclean, VA 5,9235.9k $204.2k $204.2k 0.06% Reduced -208 -208
50 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 5,8165.8k $200.5k $200.5k 0.00% Reduced -195 -195
51 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,8065.8k $200.2k $200.2k 0.00% Reduced -1.8k -1,833
52 Sanctuary Wealth Management, L.L.C. 0.08% of their portfolio POCATELLO, ID 3,6253.6k $125.0k $125.0k 0.08% Reduced -7.9k -7,913
53 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,3853.4k $116.7k $116.7k 0.00% Unchanged
54 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3,3713.4k $116.2k $116.2k 0.00% Reduced -69 -69
55 Future Financial Wealth Managment LLC 0.06% of their portfolio CINCINNATI, OH 2,3362.3k $80.5k $80.5k 0.06% Added +1 +1
56 Hanson & Doremus Investment Management 0.01% of their portfolio BURLINGTON, VT 2,0222.0k $70.0k $70.0k 0.01% Unchanged
57 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,0002.0k $69.0k $69.0k 0.00% Reduced -140 -140
58 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 1,7131.7k $59.0k $59.0k 0.00% Unchanged
59 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,6121.6k $56.0k $56.0k 0.00% Added +281 +281
60 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,3621.4k $47.0k $47.0k 0.00% Unchanged
61 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3271.3k $45.8k $45.8k 0.00% Reduced -68 -68
62 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1221.1k $39.0k $39.0k 0.00% Added +3 +3
63 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 1,0161.0k $35.0k $35.0k 0.00% Unchanged
64 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 935935 $32.3k $32.3k 0.00% Unchanged
65 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 685685 $23.6k $23.6k 0.00% Unchanged
66 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 579579 $20.0k $20.0k 0.00% Unchanged
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 550550 $19.0k $19.0k 0.00% Added +200 +200
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 503503 $17.3k $17.3k 0.00% New
69 FMR LLC 0.00% of their portfolio BOSTON, MA 418418 $14.4k $14.4k 0.00% Added +357 +357
70 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 400400 $13.8k $13.8k 0.01% Unchanged
71 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 304304 $10.5k $10.5k 0.00% First filing
72 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $10.3k $10.3k 0.00% New
73 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 295295 $10.2k $10.2k 0.00% Unchanged
74 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 289289 $10.0k $10.0k 0.00% Added +5 +5
75 Physician Wealth Advisors, Inc. 0.00% of their portfolio MIDVALE, UT 235235 $8.1k $8.1k 0.00% New
76 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 223223 $7.7k $7.7k 0.00% Unchanged
77 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 220220 $7.6k $7.6k 0.00% Unchanged
78 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 161161 $5.6k $5.6k 0.00% Added +35 +35
79 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 156156 $5.4k $5.4k 0.00% Unchanged
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 152152 $5.2k $5.2k 0.00% Added +2 +2
81 Putney Financial Group LLC 0.00% of their portfolio SAN RAFAEL, CA 150150 $5.2k $5.2k 0.00% First filing
82 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 120120 $4.1k $4.1k 0.00% Reduced -13.3k -13,328
83 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 107107 $3.7k $3.7k 0.00% Unchanged
84 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 105105 $3.6k $3.6k 0.00% Reduced -500 -500
85 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 103103 $3.5k $3.5k 0.00% Added +2 +2
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 100100 $3.4k $3.4k 0.00% Unchanged
87 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 7575 $2.6k $2.6k 0.00% Unchanged
88 Measured Risk Portfolios, Inc. 0.00% of their portfolio SAN DIEGO, CA 5050 $1.7k $1.7k 0.00% First filing
89 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 2424 $825 $825 0.00% Unchanged
90 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 2020 $690 $690 0.00% Unchanged
91 ARCADIA INVESTMENT MANAGEMENT CORP/MI 0.00% of their portfolio KALAMAZOO, MI 1515 $518 $518 0.00% Unchanged
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1515 $517 $517 0.00% Unchanged
93 High Note Wealth, LLC 0.00% of their portfolio DEEPHAVEN, MN 1414 $483 $483 0.00% New
94 WEST PACES ADVISORS INC. 0.00% of their portfolio ATLANTA, GA 1010 $345 $345 0.00% Unchanged
95 Anfield Capital Management, LLC 0.00% of their portfolio IRVINE, CA 33 $103 $103 0.00% Unchanged
96 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $55 $55 0.00% Reduced -598 -598
97 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 11 $34 $34 0.00% New
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 00 $6 $6 0.00% Unchanged