Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

103 institutional holders -1 vs Q2 2024
3,649,2963.6m shares reported held*
$145.6mreported value*
6 new 25 added 41 reduced 8 sold out net sold ≈ $3.5m (-95.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.90. Options: 2 managers hold calls ($1.4m notional), 1 hold puts ($35.3k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135Q1 23: 127Q2 23: 118Q3 23: 112Q4 23: 112Q1 24: 115Q2 24: 104Q3 24: 103103Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022135
Q1 2023127
Q2 2023118
Q3 2023112
Q4 2023112
Q1 2024115
Q2 2024104
Q3 2024103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 76 cut or sold outQ1 23: 48 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 68 cut or sold outQ3 23: 26 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 68 cut or sold outQ1 24: 32 bought or addedQ1 24: 67 cut or sold outQ1 24Q2 24: 32 bought or addedQ2 24: 68 cut or sold outQ3 24: 31 bought or addedQ3 24: 49 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224776
Q1 20234862
Q2 20233468
Q3 20232666
Q4 20233668
Q1 20243267
Q2 20243268
Q3 20243149

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $1.1mQ4 23 puts: $24.6kQ4 23P/C 0.02Q1 24 calls: $1.4mQ1 24 puts: $78.3kQ1 24P/C 0.06Q2 24 calls: $1.3mQ2 24 puts: $13.3kQ2 24P/C 0.01Q3 24 calls: $1.4mQ3 24 puts: $35.3kQ3 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q4 2023$1.1m$24.6k0.02
Q1 2024$1.4m$78.3k0.06
Q2 2024$1.3m$13.3k0.01
Q3 2024$1.4m$35.3k0.02

Biggest buyers

Rothschild Wealth LLC Added +184,181+184.2k
Venturi Wealth Management, LLC Added +32,095+32.1k
UBS Group AG Added +27,405+27.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +25,487+25.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,150+22.1k
Client First Investment Management LLC New +17,916+17.9k
RPg Family Wealth Advisory, LLC Added +16,263+16.3k
STIFEL FINANCIAL CORP Added +13,147+13.1k
CITADEL ADVISORS LLC Added +12,211+12.2k
Future Financial Wealth Managment LLC New +2,335+2.3k

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -123,350-123.3k
JANE STREET GROUP, LLC Sold out -80,899-80.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -33,878-33.9k
Strategic Financial Concepts, LLC Sold out -31,586-31.6k
SOL Capital Management CO Reduced -26,184-26.2k
LPL Financial LLC Reduced -23,972-24.0k
FLOW TRADERS U.S. LLC Reduced -14,106-14.1k
MORGAN STANLEY Reduced -11,998-12.0k
Cetera Investment Advisers Reduced -11,603-11.6k
ROYAL BANK OF CANADA Reduced -10,256-10.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m36.1k shares
CITADEL ADVISORS LLC Reduced $3.9k100 shares

Biggest puts

CITADEL ADVISORS LLC Added $35.3k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 641,809641.8k $25.2m $25.2m 0.00% Reduced -12.0k -11,998
2 Venturi Wealth Management, LLC 0.74% of their portfolio AUSTIN, TX 359,676359.7k $14.1m $14.1m 0.74% Added +32.1k +32,095
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 285,737285.7k $11.2m $11.2m 0.00% Added +27.4k +27,405
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 208,113208.1k $8.2m $8.2m 0.00% Reduced -24.0k -23,972
5 Rothschild Wealth LLC 3.38% of their portfolio OAK BROOK, IL 196,799196.8k $11.3m $11.3m 3.38% Added +184.2k +184,181
6 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 192,530192.5k $7.5m $7.5m 0.05% Reduced -849 -849
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,636186.6k $7.3m $7.3m 0.00% Reduced -10.3k -10,256
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 149,257149.3k $5.9m $5.9m 0.00% Reduced -5.9k -5,945
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 131,379131.4k $5.2m $5.2m 0.01% Reduced -33.9k -33,878
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 93,30193.3k $3.7m $3.7m 0.00% Reduced -7.0k -7,018
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 87,34687.3k $3.4m $3.4m 0.01% Added +22.1k +22,150
12 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 73,73373.7k $2.9m $2.9m 0.07% Reduced -11 -11
13 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 67,57667.6k $2.6m $2.6m 0.01% Reduced -5.6k -5,571
14 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 67,19067.2k $2.6m $2.6m 0.00% Reduced -9.4k -9,386
15 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 61,79461.8k $2.4m $2.4m 0.10% Added +792 +792
16 RPg Family Wealth Advisory, LLC 0.77% of their portfolio BURLINGTON, MA 60,66760.7k $2.4m $2.4m 0.77% Added +16.3k +16,263
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,18046.2k $1.8m $1.8m 0.00% Added +12.2k +12,211
18 Twelve Points Wealth Management LLC 0.53% of their portfolio CONCORD, MA 43,04543.0k $1.7m $1.7m 0.53% Reduced -309 -309
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,77942.8k $1.7m $1.7m 0.00% Added +13.1k +13,147
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,21336.2k $1.4m $1.4m 0.00% Reduced -1.4k -1,364
21 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 35,81935.8k $1.4m $1.4m 0.03% Reduced -123.3k -123,350
22 White Knight Strategic Wealth Advisors, LLC 1.18% of their portfolio PRINCETON, NJ 33,05333.1k $1.3m $1.3m 1.18% Added +344 +344
23 SOL Capital Management CO 0.13% of their portfolio ROCKVILLE, MD 30,79030.8k $1.2m $1.2m 0.13% Reduced -26.2k -26,184
24 Ellis Investment Partners, LLC 0.23% of their portfolio Berwyn, PA 29,84629.8k $1.2m $1.2m 0.23% Reduced -3.4k -3,418
25 Fernwood Investment Management, LLC 0.35% of their portfolio QUINCY, MA 27,45527.5k $1.1m $1.1m 0.35% Reduced -3.2k -3,212
26 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 25,48725.5k $650 $650 0.00% New
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,15725.2k $993.0k $993.0k 0.00% Reduced -6.7k -6,681
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,74124.7k $970.1k $970.1k 0.00% Reduced -443 -443
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 24,57624.6k $963.6k $963.6k 0.01% Reduced -4.6k -4,629
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,34719.3k $758.6k $758.6k 0.00% Reduced -11.6k -11,603
31 Axiom Advisory, LLC 0.01% of their portfolio SAN DIEGO, CA 19,20019.2k $654.2k $654.2k 0.01% Added +300 +300
32 Client First Investment Management LLC 0.54% of their portfolio West Bend, WI 17,91617.9k $702.5k $702.5k 0.54% New
33 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 17,47517.5k $685.0k $685.0k 0.03% Reduced -14.1k -14,106
34 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 16,79016.8k $658.3k $658.3k 0.00% Added +21 +21
35 Austin Wealth Management, LLC 0.14% of their portfolio Austin, TX 15,72115.7k $638.3k $638.3k 0.14% Reduced -22 -22
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,46415.5k $606.3k $606.3k 0.00% Added +290 +290
37 Goldstein Advisors, LLC 0.09% of their portfolio Madison, WI 15,43815.4k $605.3k $605.3k 0.09% Added +75 +75
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,46913.5k $528.0k $528.0k 0.00% Added +1.4k +1,414
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,44813.4k $527.3k $527.3k 0.00% Reduced -9.5k -9,515
40 Sanctuary Wealth Management, L.L.C. 0.32% of their portfolio POCATELLO, ID 11,53811.5k $452.4k $452.4k 0.32% Reduced -2.7k -2,651
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,53311.5k $452.2k $452.2k 0.00% Added +1.0k +1,007
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,14511.1k $437.0k $437.0k 0.00% Unchanged
43 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,22210.2k $400.8k $400.8k 0.01% Added +394 +394
44 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 9,6239.6k $377.3k $377.3k 0.06% Added +10 +10
45 B&D White Capital Company, LLC 0.06% of their portfolio Lakeway, TX 8,8918.9k $348.6k $348.6k 0.06% Reduced -944 -944
46 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 8,6888.7k $340.7k $340.7k 0.05% Reduced -2.2k -2,174
47 Prospect Financial Services LLC 0.21% of their portfolio MELVILLE, NY 8,4458.4k $331.1k $331.1k 0.21% Added +625 +625
48 Versant Capital Management, Inc 0.07% of their portfolio PHOENIX, AZ 7,8287.8k $306.9k $306.9k 0.07% Unchanged
49 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 7,6397.6k $299.5k $299.5k 0.00% Reduced -5.1k -5,094
50 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 7,5507.5k $296.0k $296.0k 0.00% Unchanged
51 Heritage Wealth Management, Inc. /CA/ 0.26% of their portfolio SAN DIEGO, CA 7,3557.4k $288.4k $288.4k 0.26% Reduced -166 -166
52 CONCENTRIC WEALTH MANAGEMENT, LLC 0.07% of their portfolio LAFAYETTE, CA 6,9677.0k $273.2k $273.2k 0.07% Unchanged
53 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 6,8876.9k $270.0k $270.0k 0.02% Reduced -962 -962
54 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 6,8846.9k $269.9k $269.9k 0.00% Added +60 +60
55 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 6,6176.6k $259.5k $259.5k 0.01% Unchanged
56 Wealthgate Family Office, LLC 0.70% of their portfolio BOULDER, CO 6,4146.4k $251.5k $251.5k 0.70% Unchanged
57 Centurion Wealth Management LLC 0.08% of their portfolio Mclean, VA 6,1316.1k $240.4k $240.4k 0.08% First filing
58 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 6,0216.0k $236.1k $236.1k 0.00% Reduced -486 -486
59 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 6,0116.0k $235.7k $235.7k 0.01% Reduced -1.6k -1,624
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,5335.5k $217.0k $217.0k 0.00% Reduced -2.3k -2,251
61 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3,4403.4k $134.9k $134.9k 0.00% Reduced -20 -20
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,3853.4k $132.7k $132.7k 0.00% Added +14 +14
63 Future Financial Wealth Managment LLC 0.07% of their portfolio CINCINNATI, OH 2,3352.3k $91.6k $91.6k 0.07% New
64 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,1402.1k $83.9k $83.9k 0.00% Reduced -20 -20
65 Hanson & Doremus Investment Management 0.01% of their portfolio BURLINGTON, VT 2,0222.0k $79.0k $79.0k 0.01% Reduced -12 -12
66 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 1,7131.7k $67.1k $67.1k 0.00% Unchanged
67 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3951.4k $54.7k $54.7k 0.00% Unchanged
68 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,3621.4k $53.4k $53.4k 0.00% New
69 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,3311.3k $52.0k $52.0k 0.00% Added +247 +247
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1191.1k $44.0k $44.0k 0.00% Reduced -525 -525
71 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 1,0161.0k $39.8k $39.8k 0.00% Added +50 +50
72 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 935935 $36.7k $36.7k 0.01% Unchanged
73 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 685685 $26.9k $26.9k 0.00% Reduced -17 -17
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 622622 $24.4k $24.4k 0.00% New
75 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 605605 $23.7k $23.7k 0.00% Reduced -30 -30
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 600600 $23.5k $23.5k 0.00% Added +482 +482
77 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 579579 $22.7k $22.7k 0.00% Added +15 +15
78 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 400400 $15.7k $15.7k 0.01% Unchanged
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 350350 $13.7k $13.7k 0.00% Unchanged
80 Naples Money Management LLC 0.01% of their portfolio NAPLES, FL 300300 $11.8k $11.8k 0.01% Unchanged
81 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 295295 $11.6k $11.6k 0.00% New
82 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 284284 $11.1k $11.1k 0.00% Unchanged
83 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 223223 $8.2k $8.2k 0.00% Reduced -91 -91
84 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 220220 $8.6k $8.6k 0.00% Unchanged
85 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 156156 $6.1k $6.1k 0.00% Unchanged
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 150150 $5.9k $5.9k 0.00% Reduced -4 -4
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 126126 $4.9k $4.9k 0.00% Unchanged
88 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 107107 $4.2k $4.2k 0.00% Unchanged
89 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 101101 $4.0k $4.0k 0.00% First filing
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 100100 $3.9k $3.9k 0.00% Unchanged
91 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 7575 $2.9k $2.9k 0.00% Unchanged
92 FMR LLC 0.00% of their portfolio BOSTON, MA 6161 $2.4k $2.4k 0.00% Added +4 +4
93 Hobbs Group Advisors, LLC 0.00% of their portfolio COLUMBIA, SC 5050 $2.0k $2.0k 0.00% Unchanged
94 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 3939 $1.5k $1.5k 0.00% Reduced -21 -21
95 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 2424 $922 $922 0.00% Unchanged
96 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 2020 $784 $784 0.00% Unchanged
97 ARCADIA INVESTMENT MANAGEMENT CORP/MI 0.00% of their portfolio KALAMAZOO, MI 1515 $589 $589 0.00% Unchanged
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1515 $588 $588 0.00% Unchanged
99 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.00% of their portfolio TOKYO, M0 1414 $549 $549 0.00% Unchanged
100 WEST PACES ADVISORS INC. 0.00% of their portfolio ATLANTA, GA 1010 $392 $392 0.00% Unchanged