Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

135 institutional holders +9 vs Q3 2022
7,742,1007.7m shares reported held*
$229.3mreported value*
19 new 28 added 62 reduced 14 sold out net sold ≈ $11.8m (-397.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.61. Options: 3 managers hold calls ($1.0m notional), 2 hold puts ($139.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135135Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022126
Q4 2022135

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $555.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $139.7kQ4 22P/C 0.13
Numbers
QuarterCallsPutsP/C
Q3 2022$555.0k$00.00
Q4 2022$1.0m$139.7k0.13

Biggest buyers

MORGAN STANLEY Added +220,800+220.8k
OLD MISSION CAPITAL LLC Added +121,978+122.0k
B&D White Capital Company, LLC New +108,526+108.5k
AXXCESS WEALTH MANAGEMENT, LLC New +43,772+43.8k
OSAIC HOLDINGS, INC. Added +42,366+42.4k
SOL Capital Management CO Added +28,145+28.1k
FLOW TRADERS U.S. LLC New +23,626+23.6k
Robertson Stephens Wealth Management, LLC New +22,012+22.0k
LPL Financial LLC Added +20,960+21.0k
ROYAL BANK OF CANADA Added +20,615+20.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -302,800-302.8k
WELLS FARGO & COMPANY/MN Reduced -96,935-96.9k
UBS Group AG Reduced -90,233-90.2k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -89,061-89.1k
Accuvest Global Advisors Sold out -73,823-73.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -67,901-67.9k
CITADEL ADVISORS LLC Reduced -62,702-62.7k
KRAEMATON INVESTMENT ADVISORS, INC Reduced -49,659-49.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -43,462-43.5k
GREENWOOD CAPITAL ASSOCIATES LLC Sold out -35,560-35.6k

Biggest calls

WOLVERINE TRADING, LLC New $437.0k14.7k shares
CITADEL ADVISORS LLC Added $389.5k13.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $211.1k7.1k shares

Biggest puts

CITADEL ADVISORS LLC New $133.8k4.5k shares
Belvedere Trading LLC New $5.9k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,401,5142.4m $71.4m $71.4m 0.01% Added +220.8k +220,800
2 Crestone Asset Management LLC 4.83% of their portfolio BOULDER, CO 775,106775.1k $23.0m $23.0m 4.83% Reduced -7.2k -7,222
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 300,802300.8k $8.9m $8.9m 0.00% Reduced -90.2k -90,233
4 OLD MISSION CAPITAL LLC 0.37% of their portfolio CHICAGO, IL 288,251288.3k $8.6m $8.6m 0.37% Added +122.0k +121,978
5 SOL Capital Management CO 1.30% of their portfolio ROCKVILLE, MD 246,958247.0k $7.3m $7.3m 1.30% Added +28.1k +28,145
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 231,481231.5k $6.9m $6.9m 0.01% Reduced -67.9k -67,901
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 227,551227.6k $6.8m $6.8m 0.01% Added +21.0k +20,960
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 222,691222.7k $6.6m $6.6m 0.02% Added +3.1k +3,100
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 209,269209.3k $6.2m $6.2m 0.00% Added +20.6k +20,615
10 Savior LLC 4.54% of their portfolio WELLESLEY HILLS, MA 171,011171.0k $5.1m $5.1m 4.54% Added +1.2k +1,239
11 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 151,205151.2k $4.5m $4.5m 0.01% Reduced -302.8k -302,800
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 150,696150.7k $4.5m $4.5m 0.01% Added +42.4k +42,366
13 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 134,166134.2k $4.0m $4.0m 0.01% Reduced -16.9k -16,863
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 130,299130.3k $3.9m $3.9m 0.01% Reduced -32.6k -32,604
15 B&D White Capital Company, LLC 1.13% of their portfolio Lakeway, TX 108,526108.5k $3.2m $3.2m 1.13% New
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 103,265103.3k $3.1m $3.1m 0.00% Reduced -96.9k -96,935
17 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 95,56995.6k $2.8m $2.8m 0.20% Added +562 +562
18 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 80,17580.2k $2.4m $2.4m 0.11% Reduced -350 -350
19 Intercontinental Wealth Advisors, LLC 0.62% of their portfolio SAN ANTONIO, TX 70,61770.6k $2.1m $2.1m 0.62% Reduced -2.6k -2,552
20 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 70,47370.5k $2.1m $2.1m 0.01% Added +11.3k +11,299
21 SP Asset Management LLC 0.27% of their portfolio CUPERTINO, CA 68,00268.0k $2.0m $2.0m 0.27% First filing
22 Cumberland Partners Ltd 0.21% of their portfolio TORONTO, A6 67,17867.2k $2.0m $2.0m 0.21% Reduced -2.6k -2,650
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 66,03666.0k $2.0m $2.0m 0.01% Reduced -18.6k -18,647
24 Bickling Financial Services, Inc. 1.18% of their portfolio LEXINGTON, MA 63,43063.4k $1.9m $1.9m 1.18% Reduced -4.8k -4,779
25 Twelve Points Wealth Management LLC 1.04% of their portfolio CONCORD, MA 51,43151.4k $1.5m $1.5m 1.04% Added +6.4k +6,356
26 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 50,53650.5k $1.5m $1.5m 0.12% Reduced -8.1k -8,139
27 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 50,39050.4k $1.5m $1.5m 0.01% Added +1.0k +1,004
28 CWM, LLC 0.01% of their portfolio OMAHA, NE 48,18648.2k $1.4m $1.4m 0.01% Added +3.9k +3,854
29 Fernwood Investment Management, LLC 0.54% of their portfolio QUINCY, MA 43,96544.0k $1.3m $1.3m 0.54% Reduced -2.2k -2,217
30 AXXCESS WEALTH MANAGEMENT, LLC 0.11% of their portfolio CARLSBAD, CA 43,77243.8k $1.3m $1.3m 0.11% New
31 RPg Family Wealth Advisory, LLC 0.89% of their portfolio BURLINGTON, MA 43,47543.5k $1.3m $1.3m 0.89% Reduced -9.5k -9,493
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 42,89142.9k $236.1k $236.1k 0.01% Added +664 +664
33 Goldstein Advisors, LLC 0.28% of their portfolio Madison, WI 39,45539.5k $1.2m $1.2m 0.28% First filing
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,30738.3k $1.1m $1.1m 0.00% Added +2.7k +2,684
35 White Knight Strategic Wealth Advisors, LLC 1.49% of their portfolio PRINCETON, NJ 36,53936.5k $1.1m $1.1m 1.49% Added +17 +17
36 Smart Portfolios, LLC 2.13% of their portfolio LAKE FOREST PARK, WA 35,92535.9k $1.1m $1.1m 2.13% First filing
37 HBW ADVISORY SERVICES LLC 0.28% of their portfolio SIMI VALLEY, CA 34,71934.7k $1.0m $1.0m 0.28% Reduced -7.0k -6,970
38 Ellis Investment Partners, LLC 0.26% of their portfolio Berwyn, PA 31,64231.6k $940.7k $940.7k 0.26% Reduced -5.8k -5,773
39 Garden State Investment Advisory Services LLC 0.56% of their portfolio Red Bank, NJ 31,53031.5k $937.4k $937.4k 0.56% First filing
40 Pitti Group Wealth Management, LLC 0.97% of their portfolio VICTOR, NY 27,21327.2k $809.0k $809.0k 0.97% Reduced -657 -657
41 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 25,38825.4k $754.8k $754.8k 0.03% Reduced -1.6k -1,579
42 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,65124.7k $732.9k $732.9k 0.01% Added +5.5k +5,498
43 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 23,62623.6k $702.0k $702.0k 0.04% New
44 Robertson Stephens Wealth Management, LLC 0.06% of their portfolio San Francisco, CA 22,01222.0k $654.4k $654.4k 0.06% New
45 Dorsey & Whitney Trust CO LLC 0.06% of their portfolio SIOUX FALLS, SD 21,16121.2k $629.1k $629.1k 0.06% Unchanged
46 Belvedere Trading LLC 0.35% of their portfolio CHICAGO, IL 20,60920.6k $612.7k $612.7k 0.35% New
47 Aveo Capital Partners, LLC 0.09% of their portfolio ENGLEWOOD, CO 19,98020.0k $594.0k $594.0k 0.09% Reduced -450 -450
48 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 18,98819.0k $726.0k $726.0k 0.02% Reduced -2.6k -2,552
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,61418.6k $553.4k $553.4k 0.00% New
50 Sanctuary Wealth Management, L.L.C. 0.60% of their portfolio POCATELLO, ID 17,27717.3k $513.6k $513.6k 0.60% Added +685 +685
51 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.48% of their portfolio HINGHAM, MA 17,07917.1k $507.7k $507.7k 0.48% Reduced -8.3k -8,319
52 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 16,67716.7k $495.8k $495.8k 0.02% Reduced -110 -110
53 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 16,26116.3k $483.5k $483.5k 0.04% Reduced -75 -75
54 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 15,05315.1k $447.5k $447.5k 0.00% Unchanged
55 WARNER FINANCIAL, INC 0.34% of their portfolio BETHESDA, MD 15,03115.0k $447.0k $447.0k 0.34% Added +5.7k +5,736
56 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 14,20014.2k $422.2k $422.2k 0.00% New
57 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 14,01814.0k $416.8k $416.8k 0.00% Reduced -5.7k -5,650
58 Gemmer Asset Management LLC 0.06% of their portfolio WALNUT CREEK, CA 13,37613.4k $397.7k $397.7k 0.06% Unchanged
59 Rothschild Wealth LLC 0.22% of their portfolio OAK BROOK, IL 13,01913.0k $384.1k $384.1k 0.22% Added +680 +680
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,38812.4k $368.3k $368.3k 0.00% Reduced -875 -875
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,37211.4k $338.1k $338.1k 0.00% Reduced -1.8k -1,828
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,21211.2k $331.0k $331.0k 0.00% Reduced -1.3k -1,331
63 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $327.0k $327.0k 0.00% Added +300 +300
64 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,93710.9k $325.2k $325.2k 0.02% Reduced -1.9k -1,914
65 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,91210.9k $324.0k $324.0k 0.00% Reduced -550 -550
66 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,61810.6k $315.7k $315.7k 0.01% New
67 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 10,30610.3k $306.4k $306.4k 0.03% Reduced -41 -41
68 Centurion Wealth Management LLC 0.17% of their portfolio Mclean, VA 10,17710.2k $302.6k $302.6k 0.17% First filing
69 ENZI WEALTH 0.17% of their portfolio AUSTIN, TX 10,15910.2k $351.9k $351.9k 0.17% Reduced -986 -986
70 Fortress Wealth Management, Inc. 0.25% of their portfolio Culver City, CA 10,08110.1k $299.7k $299.7k 0.25% Added +120 +120
71 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 10,00810.0k $298.0k $298.0k 0.02% Added +4.7k +4,688
72 Resolute Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 9,6659.7k $287.3k $287.3k 0.04% Reduced -4.4k -4,370
73 Future Financial Wealth Managment LLC 0.32% of their portfolio CINCINNATI, OH 9,4939.5k $282.2k $282.2k 0.32% Reduced -1.0k -1,000
74 Glen Eagle Advisors, LLC 0.08% of their portfolio KINGSTON, NJ 9,4929.5k $282.2k $282.2k 0.08% Reduced -200 -200
75 Wealthgate Family Office, LLC 0.77% of their portfolio BOULDER, CO 9,4749.5k $281.7k $281.7k 0.77% Unchanged
76 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 9,3499.3k $278.0k $278.0k 0.02% Reduced -700 -700
77 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 9,2289.2k $274.3k $274.3k 0.00% Added +859 +859
78 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 8,6218.6k $256.0k $256.0k 0.01% Added +213 +213
79 Summit Asset Management, LLC 0.07% of their portfolio MEMPHIS, TN 8,3328.3k $247.7k $247.7k 0.07% Reduced -1.2k -1,240
80 INTRUST BANK NA 0.03% of their portfolio WICHITA, KS 8,3298.3k $247.6k $247.6k 0.03% Unchanged
81 Versant Capital Management, Inc 0.08% of their portfolio PHOENIX, AZ 7,7657.8k $230.9k $230.9k 0.08% Unchanged
82 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,6657.7k $227.9k $227.9k 0.00% Reduced -2.4k -2,362
83 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 7,4817.5k $222.4k $222.4k 0.01% New
84 SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio WINSTON-SALEM, NC 7,4647.5k $221.9k $221.9k 0.01% Reduced -12.2k -12,225
85 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4587.5k $221.7k $221.7k 0.00% Reduced -62.7k -62,702
86 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 7,3737.4k $219.2k $219.2k 0.02% Reduced -7.4k -7,374
87 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 6,4536.5k $191.8k $191.8k 0.00% Reduced -814 -814
88 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 5,1405.1k $153.0k $153.0k 0.01% New
89 Hanson & Doremus Investment Management 0.03% of their portfolio BURLINGTON, VT 4,4324.4k $132.0k $132.0k 0.03% Reduced -4.1k -4,139
90 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,1674.2k $37.3k $37.3k 0.00% Reduced -13.1k -13,067
91 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 4,1404.1k $123.1k $123.1k 0.01% Reduced -483 -483
92 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 3,5473.5k $105.5k $105.5k 0.00% Reduced -3.3k -3,300
93 GUARDIAN WEALTH ADVISORS, LLC / NC 0.02% of their portfolio RALEIGH, NC 3,5473.5k $105.4k $105.4k 0.02% Reduced -3.3k -3,300
94 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 2,5962.6k $77.2k $77.2k 0.00% Reduced -400 -400
95 Accel Wealth Management 0.04% of their portfolio WAVERLY, IA 2,5282.5k $75.2k $75.2k 0.04% Unchanged
96 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 1,7731.8k $52.7k $52.7k 0.01% Reduced -2.2k -2,237
97 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.00% of their portfolio TOKYO, M0 1,4611.5k $43.4k $43.4k 0.00% Reduced -1.7k -1,715
98 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,2761.3k $37.9k $37.9k 0.01% Reduced -89.1k -89,061
99 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,2141.2k $36.1k $36.1k 0.01% First filing
100 OPTIMUM INVESTMENT ADVISORS 0.02% of their portfolio Chicago, IL 1,2081.2k $35.9k $35.9k 0.02% Reduced -135 -135