Vault-13

EXCHANGE TRADED CONCEPTS TRU ROBO

ROBO GLB ETF · ETP · CUSIP 301505707

223 institutional holders -7 vs Q1 2024
6,848,3316.8m shares reported held*
$377.2mreported value*
15 new 38 added 81 reduced 23 sold out net sold ≈ $113.5m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.08. Options: 3 managers hold calls ($672.2k notional), 1 hold puts ($16.5k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 199Q1 23: 212Q2 23: 223Q3 23: 213Q4 23: 237Q1 24: 230Q2 24: 223223Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022187
Q4 2022199
Q1 2023212
Q2 2023223
Q3 2023213
Q4 2023237
Q1 2024230
Q2 2024223

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 57 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 88 cut or sold outQ2 23: 93 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 73 bought or addedQ3 23: 85 cut or sold outQ4 23: 76 bought or addedQ4 23: 92 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 97 cut or sold outQ2 24: 53 bought or addedQ2 24: 104 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225799
Q1 20238288
Q2 20239372
Q3 20237385
Q4 20237692
Q1 20248397
Q2 202453104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $750.4kQ3 23 puts: $659.7kQ3 23P/C 0.88Q4 23 calls: $1.6mQ4 23 puts: $74.5kQ4 23P/C 0.05Q1 24 calls: $1.3mQ1 24 puts: $240.4kQ1 24P/C 0.19Q2 24 calls: $672.2kQ2 24 puts: $16.5kQ2 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2023$750.4k$659.7k0.88
Q4 2023$1.6m$74.5k0.05
Q1 2024$1.3m$240.4k0.19
Q2 2024$672.2k$16.5k0.02

Biggest buyers

OneDigital Investment Advisors LLC Added +98,853+98.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +55,173+55.2k
Focus Partners Wealth Added +36,682+36.7k
BANK OF MONTREAL /CAN/ Added +24,408+24.4k
BURKE & HERBERT BANK & TRUST CO New +20,166+20.2k
D. E. Shaw & Co., Inc. New +19,621+19.6k
OLD MISSION CAPITAL LLC Added +8,178+8.2k
OBSIDIAN CIO, LLC Added +8,074+8.1k
James J. Burns & Company, LLC New +7,916+7.9k
MARSHALL WACE, LLP New +7,629+7.6k

Biggest sellers

MORGAN STANLEY Reduced -1,833,553-1.8m
SPIREPOINT PRIVATE CLIENT, LLC Reduced -72,151-72.2k
LPL Financial LLC Reduced -40,507-40.5k
CITADEL ADVISORS LLC Reduced -27,320-27.3k
JPMORGAN CHASE & CO Reduced -26,450-26.4k
ROYAL BANK OF CANADA Reduced -21,393-21.4k
UBS Group AG Reduced -20,742-20.7k
ETF Store, Inc. Reduced -19,384-19.4k
JANE STREET GROUP, LLC Reduced -18,500-18.5k
MML INVESTORS SERVICES, LLC Reduced -17,789-17.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $479.4k8.7k shares
CITADEL ADVISORS LLC Added $192.8k3.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $16.5k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.02% of their portfolio ZURICH, V8 940,078940.1k $51.8m $51.8m 0.02% Reduced -20.7k -20,742
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 782,867782.9k $43.1m $43.1m 0.00% Reduced -1.8m -1,833,553
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 313,822313.8k $17.3m $17.3m 0.01% Reduced -40.5k -40,507
4 OBSIDIAN CIO, LLC 3.49% of their portfolio NEW YORK, NY 266,089266.1k $14.7m $14.7m 3.49% Added +8.1k +8,074
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 220,484220.5k $12.1m $12.1m 0.00% Reduced -9.4k -9,407
6 Biltmore Family Office, LLC 2.13% of their portfolio CHARLOTTE, NC 209,549209.5k $11.5m $11.5m 2.13% Reduced -1.7k -1,743
7 Gray Foundation 3.45% of their portfolio Cohoes, NY 205,000205.0k $11.3m $11.3m 3.45% Unchanged
8 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 201,324201.3k $11.1m $11.1m 0.02% Reduced -2.0k -1,952
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 187,253187.3k $10.3m $10.3m 0.00% Reduced -21.4k -21,393
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 174,540174.5k $9.6m $9.6m 0.01% Reduced -1.5k -1,514
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 167,064167.1k $9.2m $9.2m 0.01% Reduced -15.1k -15,115
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 140,082140.1k $7.7m $7.7m 0.00% Reduced -14.6k -14,577
13 OneDigital Investment Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 129,654129.7k $7.1m $7.1m 0.09% Added +98.9k +98,853
14 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 123,140123.1k $6.8m $6.8m 0.02% Added +1.7k +1,724
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 121,397121.4k $6.7m $6.7m 0.02% Reduced -2.7k -2,737
16 PRINCIPAL SECURITIES, INC. 0.17% of their portfolio DES MOINES, IA 113,072113.1k $6.2m $6.2m 0.17% Added +1.5k +1,484
17 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 103,788103.8k $5.7m $5.7m 0.02% Added +1.2k +1,219
18 Carmel Capital Management L.L.C. 2.13% of their portfolio CARMEL, CA 99,04099.0k $5.5m $5.5m 2.13% Added +180 +180
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 98,88198.9k $5.4m $5.4m 0.01% Added +6.9k +6,855
20 NTV Asset Management LLC 0.69% of their portfolio Charleston, WV 87,01287.0k $4.8m $4.8m 0.69% Reduced -1.2k -1,243
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 80,76380.8k $4.5m $4.5m 0.02% Reduced -6.6k -6,623
22 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 77,55277.6k $4.3m $4.3m 0.01% Added +36.7k +36,682
23 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 71,42071.4k $3.9m $3.9m 0.00% Reduced -12.0k -12,010
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 70,56770.6k $3.9m $3.9m 0.00% Reduced -18.5k -18,500
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 70,43970.4k $3.9m $3.9m 0.01% Reduced -3.9k -3,941
26 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 65,45865.5k $3.6m $3.6m 0.06% Added +98 +98
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,11665.1k $3.6m $3.6m 0.00% Added +865 +865
28 GREAT VALLEY ADVISOR GROUP, INC. 0.10% of their portfolio WILMINGTON, DE 62,56762.6k $3.4m $3.4m 0.10% Added +5.3k +5,271
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 59,36959.4k $3.3m $3.3m 0.01% Added +55.2k +55,173
30 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 57,03557.0k $3.1m $3.1m 0.00% Added +2.2k +2,223
31 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 55,88755.9k $3.1m $3.1m 0.06% Added +879 +879
32 PINNACLE ASSOCIATES LTD 0.05% of their portfolio NEW YORK, NY 53,77853.8k $3.0m $3.0m 0.05% Reduced -60 -60
33 Bright Futures Wealth Management, LLC. 1.44% of their portfolio WEBSTER, NY 14580, NY 51,06451.1k $2.7m $2.7m 1.44% Added +3.7k +3,668
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,54647.5k $2.6m $2.6m 0.00% Reduced -1.0k -1,022
35 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 47,25447.3k $2.6m $2.6m 0.03% Reduced -2.3k -2,277
36 Pacific Sun Financial Corp 1.39% of their portfolio LOS ANGELES, CA 42,79442.8k $2.4m $2.4m 1.39% Reduced -790 -790
37 Humankind Investments LLC 0.61% of their portfolio NEW YORK, NY 41,50041.5k $2.3m $2.3m 0.61% Unchanged
38 USAdvisors Wealth Management, LLC 0.79% of their portfolio EDEN PRAIRIE, MN 40,88440.9k $2.3m $2.3m 0.79% Added +2.9k +2,897
39 VALLEY WEALTH MANAGERS, INC. 0.17% of their portfolio PARAMUS, NJ 37,78037.8k $2.1m $2.1m 0.17% Reduced -13.0k -12,958
40 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 29,32429.3k $1.6m $1.6m 0.02% Added +375 +375
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,90528.9k $1.6m $1.6m 0.00% Reduced -27.3k -27,320
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 27,81827.8k $1.6m $1.6m 0.00% Added +24.4k +24,408
43 RPG Investment Advisory, LLC 0.21% of their portfolio Pleasanton, CA 25,53825.5k $1.4m $1.4m 0.21% Added +1.5k +1,498
44 BANK OZK 0.59% of their portfolio LITTLE ROCK, AR 24,68824.7k $1.4m $1.4m 0.59% Unchanged
45 Ellis Investment Partners, LLC 0.29% of their portfolio Berwyn, PA 24,63024.6k $1.4m $1.4m 0.29% Reduced -1.4k -1,377
46 SOL Capital Management CO 0.15% of their portfolio ROCKVILLE, MD 22,70922.7k $1.3m $1.3m 0.15% Reduced -1.2k -1,185
47 Main Street Financial Solutions, LLC 0.11% of their portfolio NEWTOWN, PA 21,96322.0k $1.2m $1.2m 0.11% Added +174 +174
48 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 21,75421.8k $1.2m $1.2m 0.03% Added +8.2k +8,178
49 Curbstone Financial Management Corp 0.25% of their portfolio MANCHESTER, NH 20,83020.8k $1.1m $1.1m 0.25% Added +200 +200
50 BURKE & HERBERT BANK & TRUST CO 0.27% of their portfolio ALEXANDRIA, VA 20,16620.2k $1.1m $1.1m 0.27% New
51 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 19,62119.6k $1.1m $1.1m 0.00% New
52 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 19,60919.6k $1.1m $1.1m 0.05% Added +3.1k +3,110
53 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 19,47019.5k $1.1m $1.1m 0.04% Reduced -9.4k -9,435
54 SPIREPOINT PRIVATE CLIENT, LLC 0.14% of their portfolio VERO BEACH, FL 18,46018.5k $1.0m $1.0m 0.14% Reduced -72.2k -72,151
55 Solutions 4 Wealth, Ltd 2.30% of their portfolio SOUTHLAKE, TX 18,37018.4k $1.0m $1.0m 2.30% Reduced -25 -25
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,76417.8k $983.0k $983.0k 0.00% Reduced -3.8k -3,830
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,21317.2k $948.0k $948.0k 0.00% Reduced -17.8k -17,789
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,15217.2k $773.7k $773.7k 0.00% Added +2.3k +2,329
59 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 16,16916.2k $890.9k $890.9k 0.01% Reduced -747 -747
60 Clay Northam Wealth Management, LLC 0.66% of their portfolio HUNTINGTON BEACH, CA 15,73315.7k $866.9k $866.9k 0.66% Reduced -400 -400
61 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 14,76714.8k $813.7k $813.7k 0.08% Reduced -435 -435
62 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 14,54014.5k $801.2k $801.2k 0.01% Reduced -757 -757
63 Pinnacle Wealth Management Advisory Group, LLC 0.08% of their portfolio RED BANK, NJ 14,43214.4k $795.2k $795.2k 0.08% Reduced -197 -197
64 Caprock Group, LLC 0.03% of their portfolio BOISE, ID 14,23114.2k $784.1k $784.1k 0.03% Added +72 +72
65 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.32% of their portfolio Phoenix, AZ 13,70513.7k $755.2k $755.2k 0.32% Added +59 +59
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,70213.7k $755.0k $755.0k 0.00% Unchanged
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,53713.5k $745.9k $745.9k 0.00% Reduced -2.6k -2,612
68 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 12,94012.9k $713.0k $713.0k 0.00% Unchanged
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,79912.8k $705.2k $705.2k 0.00% Added +889 +889
70 SFMG, LLC 0.06% of their portfolio PLANO, TX 12,27212.3k $676.2k $676.2k 0.06% Reduced -600 -600
71 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 12,15812.2k $669.9k $669.9k 0.03% Reduced -807 -807
72 Comprehensive Financial Consultants Institutional, Inc. 0.26% of their portfolio Bloomington, IN 12,02312.0k $662.5k $662.5k 0.26% Unchanged
73 Clearwater Capital Advisors, LLC 0.07% of their portfolio HOFFMAN ESTATES, IL 11,28111.3k $621.6k $621.6k 0.07% Reduced -312 -312
74 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 10,52610.5k $580.0k $580.0k 0.02% Reduced -1.9k -1,882
75 American Institute for Advanced Investment Management, LLP 0.43% of their portfolio Scottsdale, AZ 10,29710.3k $567.4k $567.4k 0.43% Added +1.1k +1,075
76 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 9,8669.9k $543.6k $543.6k 0.02% Reduced -2.8k -2,789
77 Cascade Financial Partners, LLC 0.07% of their portfolio SAN DIEGO, CA 9,7479.7k $537.1k $537.1k 0.07% Unchanged
78 Resolute Wealth Strategies, LLC 0.31% of their portfolio JACKSON, MS 9,6579.7k $532.1k $532.1k 0.31% Unchanged
79 Objectivity Squared, LLC 0.43% of their portfolio CHARLESTON, SC 9,6219.6k $564.3k $564.3k 0.43% Unchanged
80 Joel Isaacson & Co., LLC 0.03% of their portfolio NEW YORK, NY 9,4529.5k $520.8k $520.8k 0.03% Unchanged
81 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,2059.2k $507.2k $507.2k 0.00% Reduced -64 -64
82 MEANS INVESTMENT CO., INC. 0.06% of their portfolio BANGOR, ME 9,0229.0k $497.1k $497.1k 0.06% Reduced -11.3k -11,332
83 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 8,9579.0k $493.5k $493.5k 0.04% Unchanged
84 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,9208.9k $491.5k $491.5k 0.00% Reduced -479 -479
85 Fiduciary Alliance LLC 0.08% of their portfolio GREENVILLE, SC 8,7198.7k $479.4k $479.4k 0.08% Reduced -397 -397
86 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,6578.7k $477.0k $477.0k 0.00% Reduced -90 -90
87 Financial Freedom, LLC 0.26% of their portfolio CINCINNATI, OH 8,2278.2k $453.3k $453.3k 0.26% Unchanged
88 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 8,1098.1k $443.5k $443.5k 0.02% Added +469 +469
89 Greenwich Wealth Management LLC 0.03% of their portfolio GREENWICH, CT 7,9397.9k $437.0k $437.0k 0.03% Unchanged
90 James J. Burns & Company, LLC 0.09% of their portfolio MELVILLE, NY 7,9167.9k $436.0k $436.0k 0.09% New
91 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 7,7367.7k $426.3k $426.3k 0.00% Added +824 +824
92 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 7,6297.6k $420.4k $420.4k 0.00% New
93 Creekside Partners 0.23% of their portfolio PETALUMA, CA 7,4387.4k $409.8k $409.8k 0.23% First filing
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,3227.3k $403.4k $403.4k 0.00% Reduced -5.5k -5,501
95 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,1457.1k $394.0k $394.0k 0.00% Reduced -258 -258
96 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 6,7406.7k $371.4k $371.4k 0.00% Unchanged
97 Pallas Capital Advisors LLC 0.02% of their portfolio BRAINTREE, MA 6,5516.6k $368.6k $368.6k 0.02% Reduced -2.0k -1,978
98 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,5146.5k $358.9k $358.9k 0.00% Unchanged
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,4106.4k $353.2k $353.2k 0.00% Reduced -26.4k -26,450
100 FMR LLC 0.00% of their portfolio BOSTON, MA 6,3176.3k $348.1k $348.1k 0.00% Reduced -2.3k -2,327