ETHAN ALLEN INTERIORS INC ETD
COM · Common Stock · CUSIP 297602104
- SectorConsumer discretionary
- IndustryWood Household Furniture, (No Upholstered)
- HeadquartersDanbury, CT
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Shares outstanding: 25.2m as of 2026-08-27, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $22.34. Options: 5 managers hold calls ($2.3m notional), 4 hold puts ($971.8k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 185 |
| Q4 2022 | 216 |
| Q1 2023 | 213 |
| Q2 2023 | 207 |
| Q3 2023 | 214 |
| Q4 2023 | 212 |
| Q1 2024 | 216 |
| Q2 2024 | 198 |
| Q3 2024 | 230 |
| Q4 2024 | 215 |
| Q1 2025 | 207 |
| Q2 2025 | 210 |
| Q3 2025 | 226 |
| Q4 2025 | 203 |
| Q1 2026 | 208 |
| Q2 2026 | 217 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 119 | 83 |
| Q4 2024 | 90 | 110 |
| Q1 2025 | 98 | 109 |
| Q2 2025 | 101 | 108 |
| Q3 2025 | 115 | 91 |
| Q4 2025 | 87 | 135 |
| Q1 2026 | 120 | 75 |
| Q2 2026 | 136 | 100 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $2.3m | $739.2k | 0.32 |
| Q4 2025 | $1.9m | $449.9k | 0.24 |
| Q1 2026 | $2.4m | $1.3m | 0.54 |
| Q2 2026 | $2.3m | $971.8k | 0.41 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | Added | +540.0k |
| HRT FINANCIAL LP | New | +412.5k |
| JANE STREET GROUP, LLC | New | +285.1k |
| GOLDMAN SACHS GROUP INC | Added | +239.3k |
| Nuveen, LLC | Added | +223.4k |
| AQR CAPITAL MANAGEMENT LLC | Added | +181.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +166.4k |
| TUDOR INVESTMENT CORP ET AL | New | +165.9k |
| Squarepoint Ops LLC | New | +113.8k |
| FMR LLC | Added | +108.2k |
Biggest sellers
| BlackRock, Inc. | Reduced | -1.4m |
| STATE STREET CORP | Reduced | -360.8k |
| Invesco Ltd. | Reduced | -303.6k |
| VANGUARD PORTFOLIO MANAGEMENT LLC | Reduced | -299.5k |
| Fund 1 Investments, LLC | Sold out | -254.8k |
| UBS Group AG | Reduced | -201.5k |
| CITADEL ADVISORS LLC | Reduced | -136.9k |
| Public Sector Pension Investment Board | Sold out | -121.7k |
| PRINCIPAL FINANCIAL GROUP INC | Sold out | -112.5k |
| First Eagle Investment Management, LLC | Reduced | -112.3k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.2m52.4k shares |
| JANE STREET GROUP, LLC | Added | $775.2k34.7k shares |
| PEAK6 LLC | New | $355.2k15.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $40.2k1.8k shares |
| GROUP ONE TRADING LLC | New | $2.2k100 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $726.0k32.5k shares |
| JANE STREET GROUP, LLC | Added | $210.0k9.4k shares |
| GROUP ONE TRADING LLC | New | $26.8k1.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $8.9k400 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -5.5 pts · filed 2026-07-08 | 8.2% |
| DIMENSIONAL FUND ADVISORS LP 13G · institution filed 2025-04-15 | 7.0% |
DGB Investment, Inc.
13D · may seek influence
no change · filed 2026-08-27
Stated purposeItem 4 is hereby amended to add the following: On August 19, 2026, the Issuer's counsel advised counsel for DGB Investment that in January 2026, the Board had purportedly reduced the size of the Board from six to five directors. The Issuer has never publicly disclosed this reduction in Board size, and such information contradicted information that a member of the Issuer's senior management had previously shared with a representative of DGB Investment. To ascertain whether the undisclosed reduction in the size of the Board was properly considered and enacted in accordance with the Board's fiduciary duties to stockholders, on August 25, 2026, DGB Investment delivered a books and records demand pursuant to Section 220 of the Delaware General Corporation Law (the "Books and Records Demand") t… Full filing |
5.0% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 1 | $958.2k | $958.2k |
| Q1 2025 | 0 | — | 1 | $905.6k | $905.6k |
| Q2 2025 | 0 | — | 2 | $586.9k | $568.8k |
| Q3 2025 | 0 | — | 1 | $461.1k | $461.1k |
| Q4 2025 | 0 | — | 1 | $840.4k | $840.4k |
| Q1 2026 | 0 | — | 1 | $56.8k | $56.8k |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 1 | $24.6k | 1 | $597.8k | $597.8k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-09-02 | KATHWARI M FAROOQ Chairman, President & CEO, director | Sold plan | $571.2k22.8k shares |
| 2026-09-02 | KATHWARI M FAROOQ Chairman, President & CEO, director · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari | Sold plan | $6.7k266 shares |
| 2026-09-02 | KATHWARI M FAROOQ Chairman, President & CEO, director · 2020 Trust FBO Zavier Irfan Kathwari | Sold plan | $6.7k266 shares |
| 2026-09-02 | KATHWARI M FAROOQ Chairman, President & CEO, director | Sold plan | $6.7k266 shares |
| 2026-09-02 | KATHWARI M FAROOQ Chairman, President & CEO, director · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari | Sold plan | $6.6k265 shares |
| 2026-08-05 | Tsai Cynthia Ekberg Director | Bought | $24.6k1.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.00% of their portfolio | 2.4m $54.2m | Reduced -1.4m |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 1.6m $36.6m | Reduced -66.7k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 1.1m $23.9m | Added +29.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 1.1m $23.8m | Added +78.1k |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 917.3k $20.5m | Added +65.7k |
| ROYCE & ASSOCIATES LP 0.16% of their portfolio | 914.3k $20.4m | Added +91.8k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 649.1k $14.5m | Added +540.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 612.6k $13.7m | Added +40.6k |
| STATE STREET CORP 0.00% of their portfolio | 576.2k $12.9m | Reduced -360.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 504.8k $11.3m | Added +239.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 441.0k $9.9m | Added +14.3k |
| Cambria Investment Management, L.P. 0.47% of their portfolio | 425.0k $9.5m | Added +9.3k |
| HRT FINANCIAL LP 0.02% of their portfolio | 412.5k $9.2m | New |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.03% of their portfolio | 386.3k $8.6m | Reduced -17.8k |
| Gilman Hill Asset Management, LLC 1.16% of their portfolio | 380.9k $8.5m | Added +13.9k |
| FMR LLC 0.00% of their portfolio | 365.9k $8.2m | Added +108.2k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 339.3k $7.6m | Reduced -4.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 336.2k $7.5m | Reduced -58.1k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 325.6k $7.3m | Added +181.3k |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio | 316.4k $7.1m | Reduced -299.5k |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.02% of their portfolio | 296.8k $6.6m | Reduced -18.5k |
| MORGAN STANLEY 0.00% of their portfolio | 286.3k $6.4m | Reduced -84.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 285.1k $6.4m | New |
| Nuveen, LLC 0.00% of their portfolio | 273.5k $6.1m | Added +223.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 243.8k $5.4m | Added +91.8k |
| UBS Group AG 0.00% of their portfolio | 235.8k $5.3m | Reduced -201.5k |
| First Eagle Investment Management, LLC 0.00% of their portfolio | 230.5k $5.1m | Reduced -112.3k |
| Creative Planning 0.00% of their portfolio | 212.9k $4.8m | Added +59.3k |
| Hodges Capital Management Inc. 0.30% of their portfolio | 201.6k $4.5m | Reduced -10.3k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 199.6k $4.5m | Reduced -136.9k |
| North Star Investment Management Corp. 0.24% of their portfolio | 197.2k $4.4m | Reduced -4.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 191.0k $4.3m | Added +166.4k |
| LSV ASSET MANAGEMENT 0.01% of their portfolio | 175.7k $3.9m | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 168.4k $3.8m | Reduced -92.8k |
| TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio | 165.9k $3.7m | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 154.7k $3.5m | Added +1.9k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 139.1k $3.1m | Added +64.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 138.1k $3.1m | Added +22.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 135.5k $3.0m | Added +6.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.18% of their portfolio | 123.6k $2.8m | Added +26.4k |
| Squarepoint Ops LLC 0.00% of their portfolio | 113.8k $2.5m | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 113.2k $2.5m | Reduced -83.4k |
| Atom Investors LP 0.21% of their portfolio | 108.1k $2.4m | New |
| SCOPUS ASSET MANAGEMENT, L.P. 0.05% of their portfolio | 100.0k $2.2m | Unchanged |
| Empowered Funds, LLC 0.01% of their portfolio | 94.0k $2.1m | Added +6.1k |
| PDT Partners, LLC 0.11% of their portfolio | 92.3k $2.1m | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 91.6k $2.0m | Added +25.4k |
| Linden Thomas Advisory Services, LLC 0.16% of their portfolio | 90.0k $2.0m | Added +8.1k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 88.1k $2.0m | Added +1.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 87.6k $1.9m | Added +21.8k |
| Jain Global LLC 0.02% of their portfolio | 86.2k $1.9m | New |
| BARCLAYS PLC 0.00% of their portfolio | 85.1k $1.9m | Reduced -16.3k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 82.9k $1.9m | Reduced -4.5k |
| ExodusPoint Capital Management, LP 0.02% of their portfolio | 77.7k $1.7m | New |
| Pacer Advisors, Inc. 0.00% of their portfolio | 73.7k $1.6m | Added +1.3k |
| Y-Intercept (Hong Kong) Ltd 0.03% of their portfolio | 73.1k $1.6m | New |
| First Dallas Securities Inc. 0.53% of their portfolio | 71.7k $1.6m | Added +12.2k |
| Invesco Ltd. 0.00% of their portfolio | 58.2k $1.3m | Reduced -303.6k |
| Schonfeld Strategic Advisors LLC 0.01% of their portfolio | 49.9k $1.1m | New |
| Swiss National Bank 0.00% of their portfolio | 48.5k $1.1m | Added +1.6k |
| Engineers Gate Manager LP 0.01% of their portfolio | 46.7k $1.0m | Added +30.8k |
| Campbell & CO Investment Adviser LLC 0.05% of their portfolio | 45.3k $1.0m | Added +15.3k |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio | 43.2k $966.2k | Added +5.7k |
| Jump Financial, LLC 0.01% of their portfolio | 42.2k $942.4k | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 41.2k $920.4k | Reduced -32.9k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 40.1k $895.9k | Reduced -2.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 35.7k $797.9k | Added +7.4k |
| Focus Partners Wealth 0.00% of their portfolio | 35.5k $792.0k | Reduced -15.0k |
| Ellevest, Inc. 0.09% of their portfolio | 34.0k $759.6k | Unchanged |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 33.5k $747.6k | Added +177 |
| TRED AVON FAMILY WEALTH, LLC 0.23% of their portfolio | 33.3k $744.1k | Reduced -55 |
| Unison Advisors LLC 0.05% of their portfolio | 33.2k $740.9k | Added +561 |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 32.4k $723.4k | Added +2.2k |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 32.1k $716.5k | Added +3.7k |
| Weiss Asset Management LP 0.01% of their portfolio | 31.0k $693.0k | Not comparable |
| CITIGROUP INC 0.00% of their portfolio | 30.8k $687.4k | Added +10.4k |
| Inspire Investing, LLC 0.03% of their portfolio | 30.5k $682.4k | Added +7.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 30.4k $681.0k | Added +3.0k |
| Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio | 30.2k $674.6k | Reduced -100 |
| Cerity Partners LLC 0.00% of their portfolio | 30.0k $668.7k | Added +10.8k |
| SG Americas Securities, LLC 0.00% of their portfolio | 29.1k $651.0k | Reduced -7.0k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 28.2k $629.9k | Reduced -3.9k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 26.7k $596.3k | Reduced -96.1k |
| Dakota Wealth Management 0.01% of their portfolio | 26.6k $593.2k | Reduced -790 |
| Investors Research Corp 0.10% of their portfolio | 25.9k $579.2k | Reduced -475 |
| GAMCO INVESTORS, INC. ET AL 0.01% of their portfolio | 25.3k $565.2k | Unchanged |
| Tidal Investments LLC 0.00% of their portfolio | 25.0k $559.3k | New |
| GABELLI FUNDS LLC 0.00% of their portfolio | 25.0k $558.5k | Reduced -30.0k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 25.0k $558.3k | Reduced -54.8k |
| Essex Financial Services, Inc. 0.03% of their portfolio | 24.9k $555.6k | Added +977 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 24.5k $547.6k | Added +5.5k |
| Significant Wealth Partners LLC 0.59% of their portfolio | 24.4k $546.2k | Added +430 |
| Quantinno Capital Management LP 0.00% of their portfolio | 23.4k $522.0k | Added +4.3k |
| SummerHaven Investment Management, LLC 0.28% of their portfolio | 23.4k $522.0k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 23.2k $518.0k | Reduced -727 |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 22.7k $504.5k | Added +10.0k |
| Rafferty Asset Management, LLC 0.00% of their portfolio | 21.9k $489.4k | Added +3.9k |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 21.4k $477.8k | New |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 20.6k $461.1k | Added +8.0k |
| Quantbot Technologies LP 0.02% of their portfolio | 20.6k $459.8k | Added +18.0k |