Vault-13

ENGENE THERAPEUTICS INC ENGNW

*W EXP 10/31/202 · Equity WRT · CUSIP 29286X119

10 institutional holders
2,461,3282.5m shares reported held*
$709.8kreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.29. Options: 1 managers hold calls ($20.0k notional), 0 hold puts (—).

Trends to Q2 2026

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $20.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$0$0—
Q2 2026$20.0k$00.00

Biggest buyers

BVF INC/IL New +945,402+945.4k
Blue Owl Capital Holdings LP New +511,177+511.2k
Caption Management, LLC New +333,675+333.7k
LMR Partners LLP New +309,763+309.8k
ARISTEIA CAPITAL, L.L.C. New +197,678+197.7k
D. E. Shaw & Co., Inc. New +104,622+104.6k
TORONTO DOMINION BANK New +31,545+31.5k
CSS LLC/IL New +16,895+16.9k
StoneX Group Inc. New +10,371+10.4k
Clear Street Group Inc. New +200+200

Biggest sellers

None

Biggest calls

MILLENNIUM MANAGEMENT LLC New $20.0k69.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20261$10.1k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-22 Grossman William Interim Chief Medical Officer, director Bought 5,102 $1.97 $10.1k5.1k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BVF INC/IL 0.01% of their portfolio San Francisco, CA 945,402945.4k $274.1k $274.1k 0.01% New
2 Blue Owl Capital Holdings LP 0.02% of their portfolio New York, NY 511,177511.2k $148.2k $148.2k 0.02% New
3 Caption Management, LLC 0.00% of their portfolio OKLAHOMA CITY, OK 333,675333.7k $96.7k $96.7k 0.00% New
4 LMR Partners LLP 0.00% of their portfolio LONDON, X0 309,763309.8k $89.8k $89.8k 0.00% New
5 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 197,678197.7k $47.7k $47.7k 0.00% New
6 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 104,622104.6k $30.3k $30.3k 0.00% New
7 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 31,54531.5k $9.1k $9.1k 0.00% New
8 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 16,89516.9k $4.9k $4.9k 0.00% New
9 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 10,37110.4k $8.9k $8.9k 0.00% New
10 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 200200 $58 $58 0.00% New