Vault-13

EIGER BIOPHARMACEUTICALS INC CLDN

COM · Common Stock · CUSIP 28249U105

92 institutional holders
30,123,81030.1m shares reported held*
$222.9mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.40. Options: 6 managers hold calls ($2.2m notional), 5 hold puts ($905.0k).

Biggest calls

Caption Management, LLC — $835.0k110.9k shares
CITADEL ADVISORS LLC — $695.0k92.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $682.0k90.6k shares
SIMPLEX TRADING, LLC — $8.0k1.1k shares
GROUP ONE TRADING LLC — $2.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Biggest puts

Caption Management, LLC — $622.0k82.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $171.0k22.7k shares
CITADEL ADVISORS LLC — $81.0k10.8k shares
SIMPLEX TRADING, LLC — $31.0k4.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 8,074,2978.1m $60.8m $60.8m 0.02% —
2 683 Capital Management, LLC 2.64% of their portfolio NEW YORK, NY 4,329,7514.3m $32.6m $32.6m 2.64% —
3 BlackRock Inc. 0.00% of their portfolio New York, NY 2,735,6582.7m $20.6m $20.6m 0.00% —
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,030,5832.0m $15.3m $15.3m 0.00% —
5 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.02% of their portfolio Boston, MA 961,700961.7k $7.2m $7.2m 0.02% —
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 803,099803.1k $6.0m $6.0m 0.00% —
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 737,478737.5k $5.6m $5.6m 0.00% —
8 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 662,369662.4k $5.0m $5.0m 0.00% —
9 Assenagon Asset Management S.A. 0.02% of their portfolio SENNINGERBERG, N4 614,361614.4k $4.6m $4.6m 0.02% —
10 Knoll Capital Management, LLC 0.34% of their portfolio MIAMI, FL 585,966586.0k $586.0k $586.0k 0.34% —
11 INTERWEST VENTURE MANAGEMENT CO 13.02% of their portfolio LOS ALTOS, CA 560,990561.0k $4.2m $4.2m 13.02% —
12 P.A.W. CAPITAL CORP 6.09% of their portfolio GREENWICH, CT 540,000540.0k $4.1m $4.1m 6.09% —
13 BAKER BROS. ADVISORS LP 0.03% of their portfolio NEW YORK, NY 539,851539.9k $4.1m $4.1m 0.03% —
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 491,786491.8k $3.7m $3.7m 0.00% —
15 CHI Advisors LLC 0.92% of their portfolio NEW YORK, NY 455,100455.1k $3.4m $3.4m 0.92% —
16 Altium Capital Management LLC 1.25% of their portfolio NEW YORK, NY 440,000440.0k $3.3m $3.3m 1.25% —
17 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 411,172411.2k $3.1m $3.1m 0.00% —
18 Knott David M Jr 1.32% of their portfolio SYOSSET, NY 409,292409.3k $3.1m $3.1m 1.32% —
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 402,159402.2k $3.0m $3.0m 0.00% —
20 Trellus Management Company, LLC 3.92% of their portfolio Delray Beach, FL 300,000300.0k $2.3m $2.3m 3.92% —
21 Slate Path Capital LP 0.12% of their portfolio New York, NY 255,000255.0k $1.9m $1.9m 0.12% —
22 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 252,601252.6k $1.9m $1.9m 0.02% —
23 ACT CAPITAL MANAGEMENT, LLC 2.44% of their portfolio WAYNE, PA 235,000235.0k $1.8m $1.8m 2.44% —
24 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.02% of their portfolio CHICAGO, IL 222,041222.0k $1.7m $1.7m 0.02% —
25 Soleus Capital Management, L.P. 0.22% of their portfolio GREENWICH, CT 219,000219.0k $1.6m $1.6m 0.22% —
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 201,799201.8k $1.5m $1.5m 0.00% —
27 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 197,795197.8k $1.5m $1.5m 0.00% —
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 186,050186.1k $1.4m $1.4m 0.00% —
29 Telemetry Investments, L.L.C. 2.20% of their portfolio NEW YORK, NY 178,500178.5k $1.3m $1.3m 2.20% —
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 137,927137.9k $1.0m $1.0m 0.00% —
31 DRW SECURITIES, L.L.C. 0.28% of their portfolio CHICAGO, IL 120,365120.4k $906.0k $906.0k 0.28% —
32 CAXTON CORP 2.10% of their portfolio Princeton, NJ 116,884116.9k $880.0k $880.0k 2.10% —
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 114,411114.4k $862.0k $862.0k 0.00% —
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 108,528108.5k $818.0k $818.0k 0.00% —
35 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 102,204102.2k $770.0k $770.0k 0.00% —
36 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 102,103102.1k $768.0k $768.0k 0.00% —
37 Skandinaviska Enskilda Banken AB (publ) 0.01% of their portfolio STOCKHOLM, V7 101,231101.2k $762.0k $762.0k 0.01% —
38 Weiss Multi-Strategy Advisers LLC 0.02% of their portfolio NEW YORK, NY 100,000100.0k $753.0k $753.0k 0.02% —
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 79,08879.1k $595.0k $595.0k 0.00% —
40 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 71,57571.6k $539.0k $539.0k 0.01% —
41 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 63,95064.0k $482.0k $482.0k 0.02% —
42 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 59,31359.3k $447.0k $447.0k 0.00% —
43 Carlson Capital, L.P. 0.03% of their portfolio DALLAS, TX 55,00055.0k $414.0k $414.0k 0.03% —
44 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 54,36754.4k $409.0k $409.0k 0.00% —
45 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 50,61950.6k $381.0k $381.0k 0.00% —
46 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 48,66848.7k $366.0k $366.0k 0.00% —
47 Curi Wealth Management, LLC 0.06% of their portfolio Raleigh, NC 45,00045.0k $339.0k $339.0k 0.06% —
48 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 36,00036.0k $271.0k $271.0k 0.00% —
49 ZEKE CAPITAL ADVISORS, LLC 0.02% of their portfolio BERWYN, PA 35,50035.5k $267.0k $267.0k 0.02% —
50 DFPG INVESTMENTS, LLC 0.07% of their portfolio SANDY, UT 32,43032.4k $165.0k $165.0k 0.07% —
51 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 32,43032.4k $244.0k $244.0k 0.01% —
52 Annandale Capital, LLC 0.08% of their portfolio DALLAS, TX 30,00030.0k $226.0k $226.0k 0.08% —
53 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 29,08129.1k $219.0k $219.0k 0.00% —
54 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 25,84625.8k $195.0k $195.0k 0.00% —
55 FMR LLC 0.00% of their portfolio BOSTON, MA 24,47224.5k $184.0k $184.0k 0.00% —
56 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 22,64222.6k $170.0k $170.0k 0.00% —
57 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 20,65220.7k $155.5k $155.5k 0.00% —
58 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 19,79019.8k $149.0k $149.0k 0.00% —
59 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 17,79817.8k $134.0k $134.0k 0.00% —
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 17,06117.1k $128.5k $128.5k 0.00% —
61 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 16,45416.5k $124.0k $124.0k 0.00% —
62 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 16,11216.1k $121.3k $121.3k 0.00% —
63 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 16,06916.1k $121.0k $121.0k 0.00% —
64 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 15,31915.3k $115.0k $115.0k 0.00% —
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,20015.2k $114.0k $114.0k 0.00% —
66 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,50413.5k $103.0k $103.0k 0.00% —
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 12,94812.9k $97.5k $97.5k 0.00% —
68 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 12,45812.5k $93.0k $93.0k 0.00% —
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,36712.4k $93.0k $93.0k 0.00% —
70 FOX RUN MANAGEMENT, L.L.C. 0.04% of their portfolio GREENWICH, CT 12,34912.3k $93.0k $93.0k 0.04% —
71 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 10,73710.7k $81.0k $81.0k 0.00% —
72 Dynamic Technology Lab Private Ltd 0.01% of their portfolio SINGAPORE, U0 10,73110.7k $81.0k $81.0k 0.01% —
73 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 9,7549.8k $74.0k $74.0k 0.01% —
74 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 6,5246.5k $49.0k $49.0k 0.00% —
75 Legal & General Group Plc 0.00% of their portfolio London, X0 5,0665.1k $38.0k $38.0k 0.00% —
76 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,8984.9k $37.0k $37.0k 0.00% —
77 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,1974.2k $32.0k $32.0k 0.00% —
78 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,2693.3k $25.0k $25.0k 0.00% —
79 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 3,1633.2k $23.0k $23.0k 0.00% —
80 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 3,1083.1k $23.0k $23.0k 0.00% —
81 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 2,3262.3k $17.5k $17.5k 0.00% —
82 American Portfolios Advisors 0.00% of their portfolio HOLBROOK, NY 2,2502.2k $16.9k $16.9k 0.00% —
83 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0622.1k $16.0k $16.0k 0.00% —
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,2801.3k $10.0k $10.0k 0.00% —
85 Axiom Investment Management LLC 0.02% of their portfolio NEW YORK, NY 1,0001.0k $8.0k $8.0k 0.02% —
86 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 900900 $6.0k $6.0k 0.00% —
87 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 412412 $3.0k $3.0k 0.00% —
88 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 400400 $3.0k $3.0k 0.00% —
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 370370 $2.8k $2.8k 0.00% —
90 Perkins Coie Trust Co 0.00% of their portfolio SEATTLE, WA 178178 $1.0k $1.0k 0.00% —
91 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 7272 $1.0k $1.0k 0.00% —
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —