Vault-13

ETF SER SOLUTIONS IDUB

APTUS INT ENH YL · ETP · CUSIP 26922B709

24 institutional holders +6 vs Q4 2023
8,645,2798.6m shares reported held*
$179.9mreported value*
8 new 11 added 4 reduced 1 sold out net bought ≈ $58.4m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.81. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 22Q1 23: 21Q2 23: 15Q3 23: 16Q4 23: 18Q1 24: 2424Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202321
Q2 202315
Q3 202316
Q4 202318
Q1 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 5 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022816
Q1 20231012
Q2 2023319
Q3 2023115
Q4 2023118
Q1 2024195

Biggest buyers

Second Line Capital, LLC Added +873,486+873.5k
Aptus Capital Advisors, LLC Added +809,872+809.9k
Integrated Wealth Concepts LLC Added +473,650+473.6k
ENVESTNET ASSET MANAGEMENT INC New +150,168+150.2k
Park Place Capital Corp New +147,987+148.0k
Sugarloaf Wealth Management, LLC Added +121,581+121.6k
Waterloo Capital, L.P. Added +67,390+67.4k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Added +47,155+47.2k
United Advisor Group, LLC New +38,501+38.5k
MBE Wealth Management, LLC Added +22,527+22.5k

Biggest sellers

First Heartland Consultants, Inc. Reduced -16,835-16.8k
CITADEL ADVISORS LLC Sold out -14,568-14.6k
Atria Investments, Inc Reduced -2,320-2.3k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -2,031-2.0k
UBS Group AG Reduced -29-29

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 1.90% of their portfolio FAIRHOPE, AL 4,254,3984.3m $88.5m $88.5m 1.90% Added +809.9k +809,872
2 Second Line Capital, LLC 6.47% of their portfolio METAIRIE, LA 959,067959.1k $20.0m $20.0m 6.47% Added +873.5k +873,486
3 Sugarloaf Wealth Management, LLC 4.12% of their portfolio DULUTH, GA 956,239956.2k $19.9m $19.9m 4.12% Added +121.6k +121,581
4 Waterloo Capital, L.P. 1.73% of their portfolio AUSTIN, TX 649,881649.9k $13.5m $13.5m 1.73% Added +67.4k +67,390
5 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 601,069601.1k $12.5m $12.5m 0.18% Added +473.6k +473,650
6 First Heartland Consultants, Inc. 0.76% of their portfolio LAKE ST. LOUIS, MO 353,982354.0k $7.4m $7.4m 0.76% Reduced -16.8k -16,835
7 SILVER OAK SECURITIES, INCORPORATED 0.56% of their portfolio JACKSON, TN 175,165175.2k $3.6m $3.6m 0.56% Added +16.3k +16,257
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 150,168150.2k $3.1m $3.1m 0.00% New
9 Park Place Capital Corp 1.10% of their portfolio Homewood, AL 147,987148.0k $3.1m $3.1m 1.10% New
10 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.20% of their portfolio JUPITER, FL 100,750100.8k $2.1m $2.1m 1.20% Added +47.2k +47,155
11 MBE Wealth Management, LLC 1.12% of their portfolio TOMAH, WI 86,96187.0k $1.8m $1.8m 1.12% Added +22.5k +22,527
12 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 53,97354.0k $1.1m $1.1m 0.02% Reduced -2.3k -2,320
13 United Advisor Group, LLC 0.30% of their portfolio CINCINNATI, OH 38,50138.5k $801.2k $801.2k 0.30% New
14 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 38,49638.5k $801.1k $801.1k 0.07% Added +4.4k +4,400
15 Signal Advisors Wealth, LLC 0.11% of their portfolio DETROIT, MI 21,17721.2k $440.7k $440.7k 0.11% New
16 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 19,01719.0k $395.7k $395.7k 0.01% New
17 MARIPAU WEALTH MANAGEMENT LLC 0.23% of their portfolio FORT WAYNE, IN 14,76314.8k $307.2k $307.2k 0.23% New
18 Advisor Resource Council 0.09% of their portfolio DALLAS, TX 11,15411.2k $223.0k $223.0k 0.09% New
19 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,5446.5k $136.2k $136.2k 0.01% Added +1.9k +1,917
20 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 5,4815.5k $114.1k $114.1k 0.01% Reduced -2.0k -2,031
21 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 381381 $7.9k $7.9k 0.00% New
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 122122 $2.5k $2.5k 0.00% Reduced -29 -29
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $90 $90 0.00% Added +1 +1
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged