ETF SER SOLUTIONS IDUB
APTUS INT ENH YL · ETP · CUSIP 26922B709
18
institutional holders
+2 vs Q3 2023
5.8m
shares reported held*
$116.9mreported value*
4 new
7 added
5 reduced
3 sold out
net sold ≈ $22.7m (-1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.99. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 18 |
| Q4 2022 | 22 |
| Q1 2023 | 21 |
| Q2 2023 | 15 |
| Q3 2023 | 16 |
| Q4 2023 | 18 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 8 | 16 |
| Q1 2023 | 10 | 12 |
| Q2 2023 | 3 | 19 |
| Q3 2023 | 11 | 5 |
| Q4 2023 | 11 | 8 |
Biggest buyers
| Integrated Wealth Concepts LLC | New | +127.4k |
| Atria Investments, Inc | New | +56.3k |
| MBE Wealth Management, LLC | Added | +32.4k |
| SILVER OAK SECURITIES, INCORPORATED | Added | +20.3k |
| First Heartland Consultants, Inc. | Added | +7.9k |
| Coppell Advisory Solutions LLC | New | +7.1k |
| Sugarloaf Wealth Management, LLC | Added | +5.1k |
| Waterloo Capital, L.P. | Added | +4.8k |
| Global Retirement Partners, LLC | Added | +309 |
| UBS Group AG | Added | +121 |
Biggest sellers
| Aptus Capital Advisors, LLC | Reduced | -672.2k |
| Schorn Wealth LLC | Sold out | -661.1k |
| GTS SECURITIES LLC | Sold out | -22.9k |
| CITADEL ADVISORS LLC | Reduced | -22.6k |
| Virtue Capital Management, LLC | Sold out | -13.4k |
| GUARDIAN WEALTH ADVISORS, LLC / NC | Reduced | -3.5k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | Reduced | -290 |
| Compound Planning, Inc. | Reduced | -111 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Aptus Capital Advisors, LLC 2.04% of their portfolio | 3.4m $68.9m | Reduced -672.2k |
| Sugarloaf Wealth Management, LLC 4.02% of their portfolio | 834.7k $16.7m | Added +5.1k |
| Waterloo Capital, L.P. 1.88% of their portfolio | 582.5k $11.6m | Added +4.8k |
| First Heartland Consultants, Inc. 0.89% of their portfolio | 370.8k $7.4m | Added +7.9k |
| SILVER OAK SECURITIES, INCORPORATED 0.43% of their portfolio | 158.9k $3.2m | Added +20.3k |
| Integrated Wealth Concepts LLC 0.04% of their portfolio | 127.4k $2.5m | New |
| Second Line Capital, LLC 0.68% of their portfolio | 85.6k $1.7m | First filing |
| MBE Wealth Management, LLC 0.66% of their portfolio | 64.4k $1.3m | Added +32.4k |
| Atria Investments, Inc 0.02% of their portfolio | 56.3k $1.1m | New |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.65% of their portfolio | 53.6k $1.1m | Reduced -290 |
| Compound Planning, Inc. 0.09% of their portfolio | 34.1k $681.6k | Reduced -111 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 14.6k $291.2k | Reduced -22.6k |
| GUARDIAN WEALTH ADVISORS, LLC / NC 0.02% of their portfolio | 7.5k $150.2k | Reduced -3.5k |
| Coppell Advisory Solutions LLC 0.03% of their portfolio | 7.1k $142.6k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 4.6k $90.8k | Added +309 |
| UBS Group AG 0.00% of their portfolio | 151 $3.0k | Added +121 |
| MORGAN STANLEY 0.00% of their portfolio | 2 $60 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |