Vault-13

ETF SER SOLUTIONS IDUB

APTUS INT ENH YL · ETP · CUSIP 26922B709

15 institutional holders -6 vs Q1 2023
3,337,5063.3m shares reported held*
$66.3mreported value*
2 new 1 added 11 reduced 8 sold out net sold ≈ $27.6m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.86. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 22Q1 23: 21Q2 23: 1515Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202321
Q2 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 19 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022816
Q1 20231012
Q2 2023319

Biggest buyers

CITADEL ADVISORS LLC New +34,021+34.0k
Ascentis Independent Advisors New +11,334+11.3k
MBE Wealth Management, LLC Added +1,161+1.2k

Biggest sellers

Aptus Capital Advisors, LLC Reduced -761,055-761.1k
Schorn Wealth LLC Reduced -193,871-193.9k
Derbend Asset Management Sold out -191,914-191.9k
Sugarloaf Wealth Management, LLC Reduced -161,566-161.6k
Advisory Services Network, LLC Sold out -33,423-33.4k
OLD MISSION CAPITAL LLC Sold out -28,641-28.6k
Advisor Resource Council Sold out -24,621-24.6k
Precision Wealth Strategies, LLC Sold out -10,599-10.6k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Reduced -6,280-6.3k
Waterloo Capital, L.P. Reduced -5,852-5.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 0.76% of their portfolio FAIRHOPE, AL 1,306,6511.3m $26.0m $26.0m 0.76% Reduced -761.1k -761,055
2 Sugarloaf Wealth Management, LLC 2.93% of their portfolio DULUTH, GA 630,239630.2k $12.5m $12.5m 2.93% Reduced -161.6k -161,566
3 Schorn Wealth LLC 4.29% of their portfolio ENGLEWOOD, FL 469,034469.0k $9.3m $9.3m 4.29% Reduced -193.9k -193,871
4 First Heartland Consultants, Inc. 0.93% of their portfolio LAKE ST. LOUIS, MO 360,197360.2k $7.2m $7.2m 0.93% Reduced -4.0k -4,009
5 Waterloo Capital, L.P. 1.46% of their portfolio AUSTIN, TX 249,847249.8k $5.0m $5.0m 1.46% Reduced -5.9k -5,852
6 SILVER OAK SECURITIES, INCORPORATED 0.47% of their portfolio JACKSON, TN 145,873145.9k $2.9m $2.9m 0.47% Reduced -771 -771
7 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.70% of their portfolio JUPITER, FL 55,00355.0k $1.1m $1.1m 0.70% Reduced -6.3k -6,280
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,02134.0k $675.7k $675.7k 0.00% New
9 MBE Wealth Management, LLC 0.28% of their portfolio TOMAH, WI 26,37626.4k $523.9k $523.9k 0.28% Added +1.2k +1,161
10 Compound Planning, Inc. 0.18% of their portfolio NEW YORK, NY 19,67719.7k $390.8k $390.8k 0.18% Reduced -198 -198
11 GUARDIAN WEALTH ADVISORS, LLC / NC 0.05% of their portfolio RALEIGH, NC 15,51415.5k $308.2k $308.2k 0.05% Reduced -1.7k -1,729
12 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 13,41113.4k $265.0k $265.0k 0.05% Reduced -790 -790
13 Ascentis Independent Advisors 0.06% of their portfolio DALLAS, TX 11,33411.3k $225.1k $225.1k 0.06% New
14 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 329329 $6.5k $6.5k 0.00% Reduced -3.5k -3,496
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged