Vault-13

DYNAVAX TECHNOLOGIES CORP DVAX

COM NEW · Common Stock · CUSIP 268158201 · ISIN US2681582019

239 institutional holders -6 vs Q1 2024
132,175,454132.2m shares reported held*
$1.5bnreported value*
27 new 81 added 90 reduced 35 sold out net sold ≈ $79.4m (-7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($44.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.23. Options: 7 managers hold calls ($6.7m notional), 7 hold puts ($1.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 236Q4 22: 231Q1 23: 217Q2 23: 217Q3 23: 227Q4 23: 247Q1 24: 245Q2 24: 239239Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022236
Q4 2022231
Q1 2023217
Q2 2023217
Q3 2023227
Q4 2023247
Q1 2024245
Q2 2024239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 123 cut or sold outQ2 23: 105 bought or addedQ2 23: 100 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 86 cut or sold outQ4 23: 110 bought or addedQ4 23: 102 cut or sold outQ4 23Q1 24: 120 bought or addedQ1 24: 112 cut or sold outQ2 24: 108 bought or addedQ2 24: 125 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210297
Q1 202393123
Q2 2023105100
Q3 202311786
Q4 2023110102
Q1 2024120112
Q2 2024108125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 23 calls: $13.4mQ3 23 puts: $2.2mQ3 23P/C 0.16Q4 23 calls: $6.4mQ4 23 puts: $2.4mQ4 23P/C 0.37Q1 24 calls: $5.5mQ1 24 puts: $27.6mQ1 24P/C 4.99Q2 24 calls: $6.7mQ2 24 puts: $1.4mQ2 24P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2023$13.4m$2.2m0.16
Q4 2023$6.4m$2.4m0.37
Q1 2024$5.5m$27.6m4.99
Q2 2024$6.7m$1.4m0.20

Biggest buyers

Kynam Capital Management, LP Added +2,842,782+2.8m
TANG CAPITAL MANAGEMENT LLC New +2,500,000+2.5m
Deep Track Capital, LP Added +1,758,340+1.8m
MILLENNIUM MANAGEMENT LLC New +1,568,553+1.6m
GREAT POINT PARTNERS LLC Added +1,109,080+1.1m
GOLDMAN SACHS GROUP INC Added +581,969+582.0k
JANE STREET GROUP, LLC Added +558,002+558.0k
GLENMEDE TRUST CO NA Added +547,544+547.5k
D. E. Shaw & Co., Inc. Added +498,845+498.8k
MIZUHO MARKETS AMERICAS LLC Added +323,050+323.1k

Biggest sellers

MORGAN STANLEY Reduced -4,879,171-4.9m
FIRST TRUST ADVISORS LP Sold out -2,816,676-2.8m
STATE STREET CORP Reduced -2,648,966-2.6m
Pacer Advisors, Inc. Reduced -2,596,435-2.6m
BlackRock Inc. Reduced -1,287,914-1.3m
FEDERATED HERMES, INC. Reduced -842,005-842.0k
JPMORGAN CHASE & CO Reduced -632,210-632.2k
CITIGROUP INC Reduced -521,988-522.0k
Rafferty Asset Management, LLC Reduced -386,221-386.2k
Rock Springs Capital Management LP Reduced -382,837-382.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m241.2k shares
GROUP ONE TRADING LLC Added $1.2m104.5k shares
CITADEL ADVISORS LLC Added $1.0m93.2k shares
JANE STREET GROUP, LLC New $984.9k87.7k shares
SIMPLEX TRADING, LLC Reduced $791.0k70.5k shares
Walleye Capital LLC Reduced $4.5k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $494.1k44.0k shares
SIMPLEX TRADING, LLC Reduced $412.0k36.7k shares
CITADEL ADVISORS LLC Reduced $174.1k15.5k shares
Squarepoint Ops LLC New $138.1k12.3k shares
GROUP ONE TRADING LLC Reduced $85.3k7.6k shares
Walleye Capital LLC Added $55.0k4.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-07-17 14.2% 17.0m 2025-07-17

Fell to 5% or below in the last year: Deep Track Capital, LP (0.0%, 2026-02-11)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 21,903,33421.9m $246.0m $246.0m 0.01% Reduced -1.3m -1,287,914
2 Deep Track Capital, LP 3.66% of their portfolio GREENWICH, CT 10,900,00010.9m $122.4m $122.4m 3.66% Added +1.8m +1,758,340
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 9,372,8489.4m $105.3m $105.3m 0.00% Reduced -29.4k -29,398
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,962,7758.0m $89.4m $89.4m 0.00% Reduced -2.6m -2,648,966
5 FEDERATED HERMES, INC. 0.19% of their portfolio PITTSBURGH, PA 7,146,7697.1m $80.3m $80.3m 0.19% Reduced -842.0k -842,005
6 Kynam Capital Management, LP 8.33% of their portfolio PRINCETON, NJ 7,082,5627.1m $79.5m $79.5m 8.33% Added +2.8m +2,842,782
7 Chicago Capital, LLC 1.87% of their portfolio Chicago, IL 5,602,0735.6m $62.9m $62.9m 1.87% Reduced -40.3k -40,336
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,753,3884.8m $53.4m $53.4m 0.01% Added +582.0k +581,969
9 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 3,926,7013.9m $44.1m $44.1m 0.01% Reduced -125.6k -125,637
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,089,6903.1m $34.7m $34.7m 0.00% Added +175.0k +174,997
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,993,4983.0m $33.6m $33.6m 0.00% Reduced -4.9m -4,879,171
12 EVENTIDE ASSET MANAGEMENT, LLC 0.56% of their portfolio Boston, MA 2,897,5872.9m $32.5m $32.5m 0.56% Added +634 +634
13 TANG CAPITAL MANAGEMENT LLC 2.86% of their portfolio SAN DIEGO, CA 2,500,0002.5m $28.1m $28.1m 2.86% New
14 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 2,478,1782.5m $27.8m $27.8m 0.05% Added +53.6k +53,600
15 GREAT POINT PARTNERS LLC 5.11% of their portfolio Greenwich, CT 2,374,0002.4m $26.7m $26.7m 5.11% Added +1.1m +1,109,080
16 BLAIR WILLIAM & CO/IL 0.08% of their portfolio CHICAGO, IL 2,360,9042.4m $26.5m $26.5m 0.08% Reduced -40.9k -40,880
17 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,568,5531.6m $17.6m $17.6m 0.01% New
18 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 1,389,0141.4m $15.6m $15.6m 0.01% Added +4.9k +4,895
19 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,308,6411.3m $14.7m $14.7m 0.00% Reduced -51.4k -51,362
20 Rock Springs Capital Management LP 0.44% of their portfolio Baltimore, MD 1,292,6371.3m $14.5m $14.5m 0.44% Reduced -382.8k -382,837
21 Rhenman & Partners Asset Management AB 1.33% of their portfolio Stockholm, V7 1,232,3611.2m $13.8m $13.8m 1.33% Added +75.0k +75,000
22 MIZUHO MARKETS AMERICAS LLC 0.36% of their portfolio NEW YORK, NY 1,175,1071.2m $13.2m $13.2m 0.36% Added +323.1k +323,050
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,137,5731.1m $12.8m $12.8m 0.00% Added +58.7k +58,702
24 GLENMEDE TRUST CO NA 0.06% of their portfolio PHILADELPHIA, PA 1,110,0231.1m $12.5m $12.5m 0.06% Added +547.5k +547,544
25 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,098,6041.1m $12.3m $12.3m 0.00% Added +24.2k +24,238
26 Woodline Partners LP 0.11% of their portfolio San Francisco, CA 1,006,0271.0m $11.3m $11.3m 0.11% Reduced -362.7k -362,740
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,002,2901.0m $11.3m $11.3m 0.00% Reduced -10.8k -10,807
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 994,632994.6k $11.3m $11.3m 0.00% Added +130.9k +130,893
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 977,003977.0k $11.0m $11.0m 0.00% Added +42.4k +42,404
30 NOMURA HOLDINGS INC 0.06% of their portfolio TOKYO, M0 885,743885.7k $9.9m $9.9m 0.06% Added +100.7k +100,674
31 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 840,883840.9k $9.4m $9.4m 0.01% Added +498.8k +498,845
32 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 762,688762.7k $8.6m $8.6m 0.01% Reduced -5.2k -5,221
33 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 739,680739.7k $8.3m $8.3m 0.01% Reduced -198 -198
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 686,693686.7k $7.7m $7.7m 0.01% Added +558.0k +558,002
35 PEREGRINE CAPITAL MANAGEMENT LLC 0.18% of their portfolio MINNEAPOLIS, MN 534,454534.5k $6.0m $6.0m 0.18% Added +7.0k +6,952
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 450,740450.7k $5.1m $5.1m 0.00% Reduced -12.6k -12,641
37 ESSEX INVESTMENT MANAGEMENT CO LLC 0.88% of their portfolio BOSTON, MA 419,191419.2k $4.7m $4.7m 0.88% Added +15.5k +15,505
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 408,360408.4k $4.6m $4.6m 0.00% Reduced -632.2k -632,210
39 ROYCE & ASSOCIATES LP 0.04% of their portfolio New York, NY 395,682395.7k $4.4m $4.4m 0.04% Reduced -27.1k -27,063
40 Hudson Bay Capital Management LP 0.03% of their portfolio STAMFORD, CT 390,000390.0k $4.4m $4.4m 0.03% Added +90.0k +90,000
41 Legal & General Group Plc 0.00% of their portfolio London, X0 368,865368.9k $4.1m $4.1m 0.00% Added +2.7k +2,706
42 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 352,512352.5k $4.0m $4.0m 0.00% Reduced -378.1k -378,075
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 331,374331.4k $3.7m $3.7m 0.00% Added +228.5k +228,467
44 OBERWEIS ASSET MANAGEMENT INC/ 0.23% of their portfolio LISLE, IL 331,300331.3k $3.7m $3.7m 0.23% Reduced -131.4k -131,400
45 NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio STOCKHOLM, V7 324,828324.8k $3.7m $3.7m 0.00% Reduced -69.0k -68,953
46 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 314,483314.5k $3.5m $3.5m 0.01% Added +85.7k +85,652
47 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 311,686311.7k $3.5m $3.5m 0.01% Reduced -386.2k -386,221
48 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 310,805310.8k $3.5m $3.5m 0.00% Added +5.4k +5,379
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 306,693306.7k $3.4m $3.4m 0.00% Added +141.3k +141,261
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 290,226290.2k $3.3m $3.3m 0.00% Reduced -2.3k -2,326
51 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 287,958288.0k $3.2m $3.2m 0.02% Added +23.0k +23,012
52 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 280,000280.0k $3.1m $3.1m 0.01% New
53 SEGALL BRYANT & HAMILL, LLC 0.05% of their portfolio CHICAGO, IL 263,271263.3k $3.0m $3.0m 0.05% New
54 Swedbank AB 0.00% of their portfolio STOCKHOLM, V7 256,700256.7k $2.9m $2.9m 0.00% Reduced -44.7k -44,700
55 Man Group plc 0.01% of their portfolio LONDON, X0 251,787251.8k $2.8m $2.8m 0.01% Reduced -32.3k -32,277
56 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 250,861250.9k $2.8m $2.8m 0.00% Reduced -11.9k -11,923
57 Swiss National Bank 0.00% of their portfolio ZURICH, V8 244,078244.1k $2.7m $2.7m 0.00% Added +1.5k +1,500
58 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 241,904241.9k $2.7m $2.7m 0.01% Added +108.1k +108,095
59 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 240,024240.0k $2.7m $2.7m 0.00% Reduced -61.3k -61,328
60 NORGES BANK 0.00% of their portfolio OSLO, Q8 236,400236.4k $2.7m $2.7m 0.00% Not comparable
61 GLOBEFLEX CAPITAL L P 0.26% of their portfolio SAN DIEGO, CA 218,007218.0k $2.4m $2.4m 0.26% Reduced -53.9k -53,880
62 Parkman Healthcare Partners LLC 0.33% of their portfolio STAMFORD, CT 216,822216.8k $2.4m $2.4m 0.33% Reduced -49.7k -49,688
63 CONGRESS ASSET MANAGEMENT CO 0.02% of their portfolio BOSTON, MA 211,376211.4k $2.4m $2.4m 0.02% Reduced -18.6k -18,604
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 195,269195.3k $2.2m $2.2m 0.00% Reduced -247.6k -247,557
65 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 182,847182.8k $2.1m $2.1m 0.02% Added +52.3k +52,345
66 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 180,359180.4k $2.0m $2.0m 0.00% Added +30.1k +30,094
67 TWINBEECH CAPITAL LP 0.04% of their portfolio PURCHASE, NY 172,297172.3k $1.9m $1.9m 0.04% Reduced -11.1k -11,068
68 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 165,649165.6k $1.9m $1.9m 0.00% Added +20.4k +20,356
69 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 161,305161.3k $1.8m $1.8m 0.01% New
70 HighVista Strategies LLC 0.64% of their portfolio BOSTON, MA 156,161156.2k $1.8m $1.8m 0.64% Unchanged
71 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 153,633153.6k $1.7m $1.7m 0.00% Reduced -15.6k -15,560
72 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 153,461153.5k $1.7m $1.7m 0.01% Added +13.7k +13,723
73 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 142,539142.5k $1.6m $1.6m 0.00% Reduced -522.0k -521,988
74 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 136,750136.8k $1.5m $1.5m 0.00% Reduced -6.2k -6,245
75 AlphaCentric Advisors LLC 1.08% of their portfolio SAN JUAN, PR 130,000130.0k $1.5m $1.5m 1.08% Added +7.5k +7,500
76 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 127,454127.5k $1.4m $1.4m 0.00% Reduced -24.7k -24,668
77 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 122,491122.5k $1.4m $1.4m 0.00% Reduced -1.0k -1,000
78 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 118,037118.0k $1.3m $1.3m 0.00% Added +1.2k +1,172
79 ORBIMED ADVISORS LLC 0.03% of their portfolio New York, NY 113,500113.5k $1.3m $1.3m 0.03% Unchanged
80 KENNEDY CAPITAL MANAGEMENT LLC 0.03% of their portfolio ST LOUIS, MO 110,160110.2k $1.2m $1.2m 0.03% Reduced -473 -473
81 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 108,660108.7k $1.2m $1.2m 0.00% Reduced -44.7k -44,743
82 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 100,398100.4k $1.1m $1.1m 0.00% Added +4.9k +4,861
83 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 98,83598.8k $1.1m $1.1m 0.00% Reduced -3.5k -3,471
84 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 94,92494.9k $1.1m $1.1m 0.01% Reduced -350.4k -350,443
85 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 92,95493.0k $1.0m $1.0m 0.00% Added +50.0k +50,015
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 85,48485.5k $963.0k $963.0k 0.00% Reduced -7.0k -7,015
87 HUSSMAN STRATEGIC ADVISORS, INC. 0.26% of their portfolio ELLICOTT CITY, MD 84,00084.0k $943.3k $943.3k 0.26% Unchanged
88 WINTON GROUP Ltd 0.06% of their portfolio LONDON, X0 82,40382.4k $925.4k $925.4k 0.06% Added +7.0k +7,025
89 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 80,30080.3k $901.8k $901.8k 0.00% New
90 Advantage Alpha Capital Partners LP 0.20% of their portfolio SAN FRANCISCO, CA 80,25080.2k $901.2k $901.2k 0.20% Reduced -8.4k -8,433
91 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 77,95678.0k $875.4k $875.4k 0.00% Added +5.6k +5,560
92 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 76,84976.8k $863.0k $863.0k 0.01% Reduced -1.9k -1,895
93 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 76,81576.8k $864.3k $864.3k 0.00% First filing
94 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 76,77776.8k $862.2k $862.2k 0.01% Added +8.4k +8,419
95 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 76,38076.4k $857.7k $857.7k 0.00% First filing
96 BURNEY CO/ 0.03% of their portfolio RESTON, VA 74,89074.9k $841.0k $841.0k 0.03% Reduced -325.4k -325,434
97 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 72,54372.5k $814.7k $814.7k 0.00% Reduced -9.5k -9,489
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,41571.4k $802.0k $802.0k 0.00% Reduced -70.3k -70,263
99 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 69,52869.5k $780.8k $780.8k 0.01% Reduced -3.6k -3,567
100 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 67,85467.9k $762.0k $762.0k 0.00% Added +4.1k +4,069