Vault-13

DUCKHORN PORTFOLIO INC

COM · Common Stock · CUSIP 26414D106

145 institutional holders +12 vs Q4 2022
113,477,453113.5m shares reported held*
$1.8bnreported value*
24 new 57 added 39 reduced 13 sold out net bought ≈ $16.6m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($156.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.90. Options: 5 managers hold calls ($2.2m notional), 5 hold puts ($2.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 133Q1 23: 145145Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022132
Q4 2022133
Q1 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 52 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227066
Q1 20238152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $6.6mQ3 22 puts: $3.5mQ3 22P/C 0.54Q4 22 calls: $1.5mQ4 22 puts: $699.0kQ4 22P/C 0.48Q1 23 calls: $2.2mQ1 23 puts: $2.8mQ1 23P/C 1.28
Numbers
QuarterCallsPutsP/C
Q3 2022$6.6m$3.5m0.54
Q4 2022$1.5m$699.0k0.48
Q1 2023$2.2m$2.8m1.28

Biggest buyers

FMR LLC Added +1,076,573+1.1m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +540,196+540.2k
DIMENSIONAL FUND ADVISORS LP Added +532,279+532.3k
BANK OF AMERICA CORP /DE/ Added +263,163+263.2k
1832 Asset Management L.P. Added +228,522+228.5k
SEI INVESTMENTS CO Added +218,553+218.6k
GOLDMAN SACHS GROUP INC Added +198,597+198.6k
AMERICAN CENTURY COMPANIES INC Added +194,490+194.5k
Assenagon Asset Management S.A. Added +160,528+160.5k
HRT FINANCIAL LP New +126,617+126.6k

Biggest sellers

Driehaus Capital Management LLC Reduced -1,066,300-1.1m
FEDERATED HERMES, INC. Reduced -931,700-931.7k
VANGUARD GROUP INC Reduced -408,009-408.0k
MILLENNIUM MANAGEMENT LLC Reduced -285,909-285.9k
MARSHALL WACE, LLP Sold out -245,426-245.4k
Nuveen Asset Management, LLC Reduced -193,144-193.1k
Blue Owl Capital Holdings LP Sold out -156,827-156.8k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -147,590-147.6k
Balyasny Asset Management L.P. Reduced -117,254-117.3k
Retirement Systems of Alabama Sold out -84,100-84.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m99.4k shares
CITADEL ADVISORS LLC Added $375.2k23.6k shares
SIMPLEX TRADING, LLC Added $125.0k7.9k shares
Walleye Capital LLC New $112.9k7.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m162.3k shares
CITADEL ADVISORS LLC Added $159.0k10.0k shares
SIMPLEX TRADING, LLC Added $58.0k3.7k shares
Walleye Capital LLC New $1.6k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TSG Consumer Partners LP 38.18% of their portfolio Larkspur, CA 68,550,85368.6m $1.1bn $1.1bn 38.18% Unchanged
2 Select Equity Group, L.P. 0.39% of their portfolio NEW YORK, NY 6,514,3886.5m $103.6m $103.6m 0.39% Reduced -12.7k -12,715
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,461,0064.5m $70.9m $70.9m 0.00% Reduced -408.0k -408,009
4 BlackRock Inc. 0.00% of their portfolio New York, NY 3,119,4013.1m $49.6m $49.6m 0.00% Added +104.7k +104,738
5 WASATCH ADVISORS LP 0.31% of their portfolio SALT LAKE CITY, UT 3,094,3143.1m $49.2m $49.2m 0.31% Added +17.6k +17,643
6 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.01% of their portfolio Boston, MA 2,520,3812.5m $40.1m $40.1m 0.01% Added +116.9k +116,899
7 WESTWOOD HOLDINGS GROUP INC 0.28% of their portfolio DALLAS, TX 1,983,0452.0m $31.5m $31.5m 0.28% Added +14.6k +14,586
8 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,673,4171.7m $26.6m $26.6m 0.01% Added +532.3k +532,279
9 FMR LLC 0.00% of their portfolio BOSTON, MA 1,573,2561.6m $25.0m $25.0m 0.00% Added +1.1m +1,076,573
10 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,480,8861.5m $23.5m $23.5m 0.02% Added +194.5k +194,490
11 Driehaus Capital Management LLC 0.33% of their portfolio Chicago, IL 1,461,1431.5m $23.2m $23.2m 0.33% Reduced -1.1m -1,066,300
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,329,6701.3m $21.1m $21.1m 0.01% Added +33.6k +33,641
13 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 1,200,0001.2m $19.1m $19.1m 0.05% Reduced -931.7k -931,700
14 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 1,176,1421.2m $18.7m $18.7m 0.02% Added +18.0k +17,972
15 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 873,520873.5k $13.9m $13.9m 0.03% Added +228.5k +228,522
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 873,471873.5k $13.9m $13.9m 0.00% Added +112.8k +112,797
17 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 811,126811.1k $12.9m $12.9m 0.02% Added +32.4k +32,429
18 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 794,434794.4k $12.6m $12.6m 0.00% Reduced -38.9k -38,890
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 788,514788.5k $12.5m $12.5m 0.00% Added +67.2k +67,240
20 FIL Ltd 0.01% of their portfolio HAMILTON, D0 687,397687.4k $10.9m $10.9m 0.01% Reduced -15.1k -15,066
21 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 638,633638.6k $10.2m $10.2m 0.01% Reduced -285.9k -285,909
22 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 540,196540.2k $8.6m $8.6m 0.00% New
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 479,081479.1k $7.6m $7.6m 0.00% Added +5.8k +5,828
24 Rheos Capital Works Inc. 0.39% of their portfolio Tokyo, M0 439,000439.0k $7.0m $7.0m 0.39% Unchanged
25 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 394,737394.7k $6.3m $6.3m 0.01% Added +218.6k +218,553
26 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 372,622372.6k $5.9m $5.9m 0.00% Added +5.5k +5,546
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 341,804341.8k $5.4m $5.4m 0.00% Added +198.6k +198,597
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 315,937315.9k $5.0m $5.0m 0.00% Added +454 +454
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 312,562312.6k $5.0m $5.0m 0.00% Added +263.2k +263,163
30 CHILTON INVESTMENT CO INC. 0.13% of their portfolio STAMFORD, CT 269,767269.8k $4.3m $4.3m 0.13% Added +26.5k +26,462
31 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 220,374220.4k $3.5m $3.5m 0.01% Added +160.5k +160,528
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 208,000208.0k $3.3m $3.3m 0.00% Added +85.5k +85,500
33 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 205,300205.3k $3.3m $3.3m 0.01% Reduced -81.7k -81,700
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 176,849176.8k $2.8m $2.8m 0.00% Added +7.6k +7,600
35 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 174,435174.4k $2.8m $2.8m 0.01% Added +60.5k +60,496
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 160,869160.9k $2.6m $2.6m 0.00% Reduced -1.3k -1,275
37 Wellington Shields Capital Management, LLC 0.29% of their portfolio NEW YORK, NY 151,527151.5k $2.4m $2.4m 0.29% Reduced -10.9k -10,907
38 PPM AMERICA INC/IL 10.14% of their portfolio CHICAGO, IL 131,819131.8k $2.1m $2.1m 10.14% Unchanged
39 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 129,152129.2k $2.1m $2.1m 0.01% Added +29.2k +29,152
40 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 126,617126.6k $2.0m $2.0m 0.03% New
41 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 126,276126.3k $2.0m $2.0m 0.01% Unchanged
42 MCMORGAN & CO LLC 0.41% of their portfolio SAN FRANCISCO, CA 124,398124.4k $2.0m $2.0m 0.41% Added +24.7k +24,735
43 ALGERT GLOBAL LLC 0.09% of their portfolio SAN FRANCISCO, CA 121,820121.8k $1.9m $1.9m 0.09% Added +64.6k +64,582
44 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 105,219105.2k $1.7m $1.7m 0.00% Reduced -193.1k -193,144
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 103,090103.1k $1.6m $1.6m 0.00% Added +26.2k +26,202
46 Wellington Shields & Co., LLC 0.35% of their portfolio NEW YORK, NY 99,55599.6k $1.6m $1.6m 0.35% Unchanged
47 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 97,50097.5k $1.6m $1.6m 0.01% Reduced -2.5k -2,500
48 Swiss National Bank 0.00% of their portfolio ZURICH, V8 87,00087.0k $1.4m $1.4m 0.00% Reduced -10.3k -10,300
49 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 84,44984.4k $1.3m $1.3m 0.01% New
50 VELA Investment Management, LLC 0.49% of their portfolio NEW ALBANY, OH 67,40767.4k $1.1m $1.1m 0.49% New
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,46966.5k $1.1m $1.1m 0.00% Reduced -3.0k -3,034
52 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 65,78565.8k $1.0m $1.0m 0.03% Added +43.8k +43,807
53 PDT Partners, LLC 0.14% of their portfolio New York, NY 63,87663.9k $1.0m $1.0m 0.14% Reduced -35 -35
54 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 60,83360.8k $967.2k $967.2k 0.02% New
55 DARK FOREST CAPITAL MANAGEMENT LP 0.22% of their portfolio NEW YORK, NY 57,85157.9k $919.8k $919.8k 0.22% Added +14.8k +14,799
56 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 56,64256.6k $890.7k $890.7k 0.00% Added +37.7k +37,735
57 OCCUDO QUANTITATIVE STRATEGIES LP 0.08% of their portfolio FORT LAUDERDALE, FL 56,13556.1k $892.5k $892.5k 0.08% Added +18.0k +17,961
58 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 54,39754.4k $865.0k $865.0k 0.00% Added +4.9k +4,855
59 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 52,10552.1k $828.5k $828.5k 0.00% Added +50.8k +50,803
60 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 51,02751.0k $811.3k $811.3k 0.00% Reduced -787 -787
61 Engineers Gate Manager LP 0.03% of their portfolio NEW YORK, NY 50,79650.8k $807.7k $807.7k 0.03% New
62 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 49,90549.9k $793.5k $793.5k 0.00% Added +32.1k +32,068
63 B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio FRANKFURT, 2M 46,38646.4k $737.5k $737.5k 0.01% Unchanged
64 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 45,67845.7k $726.3k $726.3k 0.00% New
65 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 41,88041.9k $665.9k $665.9k 0.01% Reduced -464 -464
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,21836.2k $575.9k $575.9k 0.00% Added +6.8k +6,753
67 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 34,89334.9k $554.8k $554.8k 0.00% Reduced -3.5k -3,521
68 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 33,02833.0k $525.1k $525.1k 0.00% Added +10 +10
69 TWINBEECH CAPITAL LP 0.01% of their portfolio PURCHASE, NY 32,55632.6k $517.6k $517.6k 0.01% New
70 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,20032.2k $512.0k $512.0k 0.00% Reduced -4.6k -4,600
71 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 30,10930.1k $478.7k $478.7k 0.01% New
72 Southeast Asset Advisors, LLC 0.07% of their portfolio THOMASVILLE, GA 28,97729.0k $460.7k $460.7k 0.07% Added +10 +10
73 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 28,71028.7k $456.0k $456.0k 0.01% Added +14.5k +14,525
74 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 28,04828.0k $446.0k $446.0k 0.00% Reduced -66.6k -66,647
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 26,57426.6k $422.5k $422.5k 0.00% Added +7.4k +7,398
76 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 24,66024.7k $392.1k $392.1k 0.00% Reduced -117.3k -117,254
77 Heritage Trust Co 0.06% of their portfolio OKLAHOMA CITY, OK 23,56723.6k $374.7k $374.7k 0.06% Reduced -25 -25
78 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 23,30723.3k $370.6k $370.6k 0.00% New
79 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 22,10222.1k $351.4k $351.4k 0.00% Reduced -3.6k -3,650
80 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 22,01222.0k $350.0k $350.0k 0.00% Added +1.4k +1,370
81 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 21,27521.3k $338.3k $338.3k 0.00% Unchanged
82 Dynamic Technology Lab Private Ltd 0.03% of their portfolio SINGAPORE, U0 21,26221.3k $338.0k $338.0k 0.03% New
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 20,59520.6k $327.5k $327.5k 0.00% Reduced -2.2k -2,169
84 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 20,26520.3k $322.2k $322.2k 0.00% Added +403 +403
85 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 19,73419.7k $313.8k $313.8k 0.00% Added +94 +94
86 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,83718.8k $299.5k $299.5k 0.00% Reduced -2.0k -1,973
87 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 18,44518.4k $293.3k $293.3k 0.00% Unchanged
88 AdvisorShares Investments LLC 0.09% of their portfolio BETHESDA, MD 18,32818.3k $291.4k $291.4k 0.09% Added +6.0k +6,000
89 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 18,17118.2k $288.9k $288.9k 0.00% Reduced -1.2k -1,213
90 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,20817.2k $273.6k $273.6k 0.00% New
91 Legal & General Group Plc 0.00% of their portfolio London, X0 17,13417.1k $272.4k $272.4k 0.00% Added +382 +382
92 Ergoteles LLC 0.01% of their portfolio NEW YORK, NY 17,11917.1k $272.2k $272.2k 0.01% New
93 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 17,10517.1k $272.0k $272.0k 0.00% Added +91 +91
94 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 16,99417.0k $270.0k $270.0k 0.00% New
95 Bayesian Capital Management, LP 0.03% of their portfolio Brooklyn, NY 16,45416.5k $261.6k $261.6k 0.03% New
96 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 16,33716.3k $259.8k $259.8k 0.00% Reduced -2.3k -2,270
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,02213.0k $207.1k $207.1k 0.00% Added +7.6k +7,570
98 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,01713.0k $207.0k $207.0k 0.00% Reduced -1.1k -1,110
99 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 11,68111.7k $185.7k $185.7k 0.00% Added +306 +306
100 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 11,37511.4k $180.9k $180.9k 0.04% Reduced -750 -750