DOUBLELINE INCOME SOLUTIONS DSL
COM · Closed-End Fund · CUSIP 258622109
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($154.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.24. Options: 4 managers hold calls ($271.5k notional), 6 hold puts ($235.6k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 175 |
| Q4 2022 | 175 |
| Q1 2023 | 169 |
| Q2 2023 | 166 |
| Q3 2023 | 171 |
| Q4 2023 | 177 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 65 | 98 |
| Q1 2023 | 78 | 70 |
| Q2 2023 | 69 | 69 |
| Q3 2023 | 67 | 70 |
| Q4 2023 | 77 | 74 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $106.2k | $135.5k | 1.28 |
| Q2 2023 | $165.8k | $213.7k | 1.29 |
| Q3 2023 | $239.7k | $244.4k | 1.02 |
| Q4 2023 | $271.5k | $235.6k | 0.87 |
Biggest buyers
| MORGAN STANLEY | Added | +2.4m |
| Cambridge Investment Research Advisors, Inc. | Added | +271.0k |
| McGowan Group Asset Management, Inc. | Added | +250.3k |
| Invesco Ltd. | Added | +211.9k |
| UBS Group AG | Added | +196.2k |
| STIFEL FINANCIAL CORP | Added | +193.8k |
| Trinity Legacy Partners, LLC | Added | +119.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +84.6k |
| Intellectus Partners, LLC | Added | +67.8k |
| AMERIPRISE FINANCIAL INC | Added | +63.0k |
Biggest sellers
| Arcus Capital Partners, LLC | Reduced | -497.7k |
| ROYAL BANK OF CANADA | Reduced | -308.4k |
| EVOKE WEALTH, LLC | Reduced | -187.3k |
| AE Wealth Management LLC | Reduced | -111.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -69.1k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -44.7k |
| MYDA Advisors LLC | Sold out | -40.0k |
| OSAIC HOLDINGS, INC. | Reduced | -38.4k |
| NATIXIS | Reduced | -36.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -35.5k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $143.0k11.7k shares |
| CITADEL ADVISORS LLC | Added | $121.2k9.9k shares |
| GROUP ONE TRADING LLC | Reduced | $7.3k600 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $176.3k14.4k shares |
| SIMPLEX TRADING, LLC | Added | $52.0k4.3k shares |
| GROUP ONE TRADING LLC | Reduced | $6.1k500 shares |
| CITADEL ADVISORS LLC | Reduced | $1.2k100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $0300 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2023.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 5.4m $66.4m | Added +2.4m |
| McGowan Group Asset Management, Inc. 7.38% of their portfolio | 3.8m $45.9m | Added +250.3k |
| UBS Group AG 0.01% of their portfolio | 1.2m $14.7m | Added +196.2k |
| Invesco Ltd. 0.00% of their portfolio | 1.0m $12.5m | Added +211.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 783.3k $9.6m | Reduced -28.0k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 731.5k $9.0m | Added +193.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 649.5k $7.9m | Reduced -308.4k |
| Herr Investment Group LLC 1.84% of their portfolio | 560.0k $6.9m | Reduced -17.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 511.0k $6.3m | Added +63.0k |
| LPL Financial LLC 0.00% of their portfolio | 481.8k $5.9m | Reduced -24.7k |
| HighTower Advisors, LLC 0.01% of their portfolio | 470.3k $5.7m | Reduced -5.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 423.7k $5.2m | Reduced -69.1k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 349.0k $4.3m | Unchanged |
| Intellectus Partners, LLC 1.20% of their portfolio | 338.6k $4.1m | Added +67.8k |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 324.5k $4.0m | Added +271.0k |
| Penserra Capital Management LLC 0.07% of their portfolio | 315.3k $3.9m | Added +21.8k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 314.5k $3.8m | Added +11.3k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 303.2k $3.7m | Added +9.9k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.16% of their portfolio | 245.7k $3.0m | Added +10.3k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio | 230.6k $2.8m | Reduced -4.6k |
| D.A. DAVIDSON & CO. 0.03% of their portfolio | 221.8k $2.7m | Added +316 |
| Summit X, LLC 0.62% of their portfolio | 178.4k $2.2m | Reduced -285 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 173.0k $2.1m | Reduced -38.4k |
| Trinity Legacy Partners, LLC 0.64% of their portfolio | 165.9k $2.0m | Added +119.6k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 160.3k $2.0m | Added +1.5k |
| Ascentis Independent Advisors 0.44% of their portfolio | 149.0k $1.8m | Reduced -2.1k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 141.7k $1.7m | Added +1.1k |
| Fort Sheridan Advisors LLC 0.34% of their portfolio | 137.8k $1.7m | Added +25.5k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 133.6k $1.6m | Added +3.0k |
| Hennion & Walsh Asset Management, Inc. 0.09% of their portfolio | 125.8k $1.5m | Reduced -20.3k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 120.2k $1.5m | Reduced -7.8k |
| Strategic Wealth Partners, Ltd. 0.18% of their portfolio | 116.1k $1.4m | Unchanged |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 111.1k $1.4m | Added +35.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 110.0k $1.3m | Added +11.3k |
| MATRIX PRIVATE CAPITAL GROUP LLC 1.01% of their portfolio | 109.3k $1.3m | Reduced -1.4k |
| Pettinga Financial Advisors LLC 0.35% of their portfolio | 107.4k $1.3m | Reduced -33.9k |
| Private Advisor Group, LLC 0.01% of their portfolio | 100.6k $1.2m | Reduced -1.9k |
| PARAGON CAPITAL MANAGEMENT INC 0.96% of their portfolio | 98.1k $1.2m | Added +1.8k |
| Arcus Capital Partners, LLC 0.40% of their portfolio | 92.9k $1.1m | Reduced -497.7k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 91.5k $1.1m | Added +5.2k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 88.3k $1.1m | Reduced -4.2k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio | 88.0k $1.1m | Added +5.5k |
| Consolidated Portfolio Review Corp 0.24% of their portfolio | 87.1k $1.1m | Reduced -1.8k |
| Wealthcare Advisory Partners LLC 0.04% of their portfolio | 85.8k $1.0m | Added +797 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.09% of their portfolio | 84.6k $1.0m | New |
| Fiera Capital Corp 0.00% of their portfolio | 83.7k $1.0m | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 81.1k $992.3k | Reduced -2.8k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 74.4k $910.2k | Added +11.3k |
| M Holdings Securities, Inc. 0.10% of their portfolio | 71.0k $869.0k | Reduced -7.2k |
| Triumph Capital Management 0.37% of their portfolio | 70.4k $861.2k | Added +4.7k |
| FOSTER & MOTLEY INC 0.06% of their portfolio | 66.3k $811.0k | Reduced -9.8k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio | 63.4k $775.6k | Reduced -17.9k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 62.6k $766.1k | Reduced -12.5k |
| E&G Advisors, LLC 0.26% of their portfolio | 60.5k $739.9k | Reduced -22.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 60.0k $735.0k | Reduced -5.4k |
| Shaker Financial Services, LLC 0.30% of their portfolio | 59.5k $728.6k | Added +47.2k |
| LANARK FINANCIAL, INC. 0.07% of their portfolio | 56.2k $687.0k | Added +2.5k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 55.9k $683.9k | Added +1.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 53.3k $653.0k | Added +7.9k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.19% of their portfolio | 51.5k $630.9k | Added +8.5k |
| Cerity Partners LLC 0.00% of their portfolio | 51.4k $629.1k | Unchanged |
| Apollon Wealth Management, LLC 0.02% of their portfolio | 48.8k $597.7k | Added +11.6k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.11% of their portfolio | 46.7k $571.1k | Added +2.0k |
| HOLLENCREST CAPITAL MANAGEMENT 0.05% of their portfolio | 45.0k $550.2k | Reduced -2.9k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 44.3k $543.0k | Added +13.8k |
| Sowell Financial Services LLC 0.03% of their portfolio | 42.8k $524.0k | Reduced -3.4k |
| PIN OAK INVESTMENT ADVISORS INC 0.53% of their portfolio | 42.6k $521.0k | Unchanged |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 42.1k $515.1k | Reduced -7.0k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 41.2k $504.0k | Reduced -3.5k |
| EASTERLY INVESTMENT PARTNERS LLC 0.05% of their portfolio | 41.2k $504.1k | Reduced -13.5k |
| IFP Advisors, Inc 0.02% of their portfolio | 41.0k $501.5k | Added +16.1k |
| WOODWARD DIVERSIFIED CAPITAL, LLC 0.31% of their portfolio | 40.6k $496.9k | Reduced -711 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 39.9k $488.5k | Added +13.3k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 39.3k $481.8k | Added +4.5k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 38.4k $470.6k | Added +13.6k |
| Sage Capital Advisors,llc 0.15% of their portfolio | 38.3k $468.9k | Reduced -2.7k |
| Ramiah Investment Group 0.43% of their portfolio | 37.6k $459.9k | Reduced -19.0k |
| Arete Wealth Advisors, LLC 0.03% of their portfolio | 35.7k $437.1k | Added +133 |
| Concorde Asset Management, LLC 0.29% of their portfolio | 34.9k $427.2k | Added +4.9k |
| Mariner, LLC 0.00% of their portfolio | 34.3k $419.8k | Added +1.8k |
| Capstone Financial Advisors, Inc. 0.03% of their portfolio | 34.2k $418.9k | Unchanged |
| Peregrine Asset Advisers, Inc. 0.19% of their portfolio | 31.4k $384.8k | Reduced -2.0k |
| PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio | 31.2k $381.9k | Unchanged |
| Parallel Advisors, LLC 0.01% of their portfolio | 29.1k $356.4k | Added +23.9k |
| CENTAURUS FINANCIAL, INC. 0.03% of their portfolio | 29.1k $356.0k | Reduced -11.0k |
| WHITTIER TRUST CO 0.01% of their portfolio | 29.1k $355.9k | Reduced -23.6k |
| Granite Investment Partners, LLC 0.01% of their portfolio | 29.0k $354.8k | Added +692 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 27.1k $331.7k | Added +2.6k |
| FIRST FOUNDATION ADVISORS 0.01% of their portfolio | 26.8k $327.7k | Added +12.9k |
| AlTi Global, Inc. 0.01% of their portfolio | 26.0k $318.0k | First filing |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.14% of their portfolio | 25.4k $311.0k | Added +8.8k |
| Sigma Planning Corp 0.02% of their portfolio | 25.1k $307.1k | Reduced -5.7k |
| NWF Advisory Services Inc. 0.06% of their portfolio | 24.7k $302.8k | Added +650 |
| Gridiron Partners, LLC 0.21% of their portfolio | 23.9k $292.1k | First filing |
| EVOKE WEALTH, LLC 0.58% of their portfolio | 23.5k $287.6k | Reduced -187.3k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 23.3k $285.8k | Reduced -4.3k |
| NewEdge Wealth, LLC 0.01% of their portfolio | 23.1k $283.1k | New |
| J.W. COLE ADVISORS, INC. 0.02% of their portfolio | 22.2k $271.9k | New |
| GHE, LLC 0.16% of their portfolio | 21.6k $264.0k | Unchanged |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.16% of their portfolio | 21.2k $260.0k | Reduced -7.1k |