Vault-13

DOUBLELINE INCOME SOLUTIONS DSL

COM · Closed-End Fund · CUSIP 258622109

177 institutional holders +6 vs Q3 2023
24,469,87124.5m shares reported held*
$299.5mreported value*
16 new 61 added 62 reduced 12 sold out net bought ≈ $29.6m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($154.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.24. Options: 4 managers hold calls ($271.5k notional), 6 hold puts ($235.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 175Q1 23: 169Q2 23: 166Q3 23: 171Q4 23: 177177Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022175
Q1 2023169
Q2 2023166
Q3 2023171
Q4 2023177

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 70 cut or sold outQ3 23Q4 23: 77 bought or addedQ4 23: 74 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226598
Q1 20237870
Q2 20236969
Q3 20236770
Q4 20237774

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $106.2kQ1 23 puts: $135.5kQ1 23P/C 1.28Q2 23 calls: $165.8kQ2 23 puts: $213.7kQ2 23P/C 1.29Q3 23 calls: $239.7kQ3 23 puts: $244.4kQ3 23P/C 1.02Q4 23 calls: $271.5kQ4 23 puts: $235.6kQ4 23P/C 0.87
Numbers
QuarterCallsPutsP/C
Q1 2023$106.2k$135.5k1.28
Q2 2023$165.8k$213.7k1.29
Q3 2023$239.7k$244.4k1.02
Q4 2023$271.5k$235.6k0.87

Biggest buyers

MORGAN STANLEY Added +2,354,062+2.4m
Cambridge Investment Research Advisors, Inc. Added +271,018+271.0k
McGowan Group Asset Management, Inc. Added +250,265+250.3k
Invesco Ltd. Added +211,941+211.9k
UBS Group AG Added +196,205+196.2k
STIFEL FINANCIAL CORP Added +193,760+193.8k
Trinity Legacy Partners, LLC Added +119,627+119.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +84,560+84.6k
Intellectus Partners, LLC Added +67,751+67.8k
AMERIPRISE FINANCIAL INC Added +63,015+63.0k

Biggest sellers

Arcus Capital Partners, LLC Reduced -497,672-497.7k
ROYAL BANK OF CANADA Reduced -308,379-308.4k
EVOKE WEALTH, LLC Reduced -187,312-187.3k
AE Wealth Management LLC Reduced -111,545-111.5k
BANK OF AMERICA CORP /DE/ Reduced -69,126-69.1k
MILLENNIUM MANAGEMENT LLC Sold out -44,668-44.7k
MYDA Advisors LLC Sold out -40,000-40.0k
OSAIC HOLDINGS, INC. Reduced -38,399-38.4k
NATIXIS Reduced -36,569-36.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,458-35.5k

Biggest calls

SIMPLEX TRADING, LLC Added $143.0k11.7k shares
CITADEL ADVISORS LLC Added $121.2k9.9k shares
GROUP ONE TRADING LLC Reduced $7.3k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $176.3k14.4k shares
SIMPLEX TRADING, LLC Added $52.0k4.3k shares
GROUP ONE TRADING LLC Reduced $6.1k500 shares
CITADEL ADVISORS LLC Reduced $1.2k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,424,2285.4m $66.4m $66.4m 0.00% Added +2.4m +2,354,062
2 McGowan Group Asset Management, Inc. 7.38% of their portfolio DALLAS, TX 3,752,1583.8m $45.9m $45.9m 7.38% Added +250.3k +250,265
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,197,3301.2m $14.7m $14.7m 0.01% Added +196.2k +196,205
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,023,4001.0m $12.5m $12.5m 0.00% Added +211.9k +211,941
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 783,324783.3k $9.6m $9.6m 0.00% Reduced -28.0k -28,000
6 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 731,466731.5k $9.0m $9.0m 0.01% Added +193.8k +193,760
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 649,470649.5k $7.9m $7.9m 0.00% Reduced -308.4k -308,379
8 Herr Investment Group LLC 1.84% of their portfolio AUSTIN, TX 560,015560.0k $6.9m $6.9m 1.84% Reduced -17.6k -17,641
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 511,002511.0k $6.3m $6.3m 0.00% Added +63.0k +63,015
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 481,798481.8k $5.9m $5.9m 0.00% Reduced -24.7k -24,700
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 470,349470.3k $5.7m $5.7m 0.01% Reduced -5.6k -5,613
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 423,676423.7k $5.2m $5.2m 0.00% Reduced -69.1k -69,126
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 348,993349.0k $4.3m $4.3m 0.01% Unchanged
14 Intellectus Partners, LLC 1.20% of their portfolio SAN FRANCISCO, CA 338,558338.6k $4.1m $4.1m 1.20% Added +67.8k +67,751
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 324,528324.5k $4.0m $4.0m 0.02% Added +271.0k +271,018
16 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 315,277315.3k $3.9m $3.9m 0.07% Added +21.8k +21,827
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 314,488314.5k $3.8m $3.8m 0.01% Added +11.3k +11,344
18 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 303,192303.2k $3.7m $3.7m 0.03% Added +9.9k +9,863
19 INDEPENDENT FINANCIAL GROUP, LLC 0.16% of their portfolio SAN DIEGO, CA 245,688245.7k $3.0m $3.0m 0.16% Added +10.3k +10,298
20 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 230,602230.6k $2.8m $2.8m 0.12% Reduced -4.6k -4,596
21 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 221,834221.8k $2.7m $2.7m 0.03% Added +316 +316
22 Summit X, LLC 0.62% of their portfolio CHESTERFIELD, MO 178,371178.4k $2.2m $2.2m 0.62% Reduced -285 -285
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 173,031173.0k $2.1m $2.1m 0.00% Reduced -38.4k -38,399
24 Trinity Legacy Partners, LLC 0.64% of their portfolio HOUSTON, TX 165,892165.9k $2.0m $2.0m 0.64% Added +119.6k +119,627
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 160,308160.3k $2.0m $2.0m 0.00% Added +1.5k +1,500
26 Ascentis Independent Advisors 0.44% of their portfolio DALLAS, TX 148,998149.0k $1.8m $1.8m 0.44% Reduced -2.1k -2,110
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 141,733141.7k $1.7m $1.7m 0.01% Added +1.1k +1,135
28 Fort Sheridan Advisors LLC 0.34% of their portfolio HIGHLAND PARK, IL 137,798137.8k $1.7m $1.7m 0.34% Added +25.5k +25,472
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 133,614133.6k $1.6m $1.6m 0.00% Added +3.0k +2,953
30 Hennion & Walsh Asset Management, Inc. 0.09% of their portfolio Parsippany, NJ 125,795125.8k $1.5m $1.5m 0.09% Reduced -20.3k -20,263
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 120,232120.2k $1.5m $1.5m 0.00% Reduced -7.8k -7,785
32 Strategic Wealth Partners, Ltd. 0.18% of their portfolio INDEPENDENCE, OH 116,057116.1k $1.4m $1.4m 0.18% Unchanged
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 111,085111.1k $1.4m $1.4m 0.01% Added +35.1k +35,071
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 109,983110.0k $1.3m $1.3m 0.00% Added +11.3k +11,267
35 MATRIX PRIVATE CAPITAL GROUP LLC 1.01% of their portfolio NEW YORK, NY 109,294109.3k $1.3m $1.3m 1.01% Reduced -1.4k -1,374
36 Pettinga Financial Advisors LLC 0.35% of their portfolio EVANSVILLE, IN 107,433107.4k $1.3m $1.3m 0.35% Reduced -33.9k -33,891
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 100,582100.6k $1.2m $1.2m 0.01% Reduced -1.9k -1,910
38 PARAGON CAPITAL MANAGEMENT INC 0.96% of their portfolio Provo, UT 98,10698.1k $1.2m $1.2m 0.96% Added +1.8k +1,820
39 Arcus Capital Partners, LLC 0.40% of their portfolio ATLANTA, GA 92,93292.9k $1.1m $1.1m 0.40% Reduced -497.7k -497,672
40 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 91,48291.5k $1.1m $1.1m 0.01% Added +5.2k +5,250
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 88,30888.3k $1.1m $1.1m 0.01% Reduced -4.2k -4,169
42 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 88,05088.0k $1.1m $1.1m 0.02% Added +5.5k +5,453
43 Consolidated Portfolio Review Corp 0.24% of their portfolio WOODBURY, NY 87,12087.1k $1.1m $1.1m 0.24% Reduced -1.8k -1,800
44 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 85,76085.8k $1.0m $1.0m 0.04% Added +797 +797
45 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.09% of their portfolio Englewood, NJ 84,56084.6k $1.0m $1.0m 0.09% New
46 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 83,70783.7k $1.0m $1.0m 0.00% Unchanged
47 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 81,07081.1k $992.3k $992.3k 0.00% Reduced -2.8k -2,830
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 74,36674.4k $910.2k $910.2k 0.00% Added +11.3k +11,325
49 M Holdings Securities, Inc. 0.10% of their portfolio PORTLAND, OR 70,96271.0k $869.0k $869.0k 0.10% Reduced -7.2k -7,205
50 Triumph Capital Management 0.37% of their portfolio DENVER, CO 70,35770.4k $861.2k $861.2k 0.37% Added +4.7k +4,670
51 FOSTER & MOTLEY INC 0.06% of their portfolio CINCINNATI, OH 66,25466.3k $811.0k $811.0k 0.06% Reduced -9.8k -9,793
52 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 63,36363.4k $775.6k $775.6k 0.02% Reduced -17.9k -17,910
53 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 62,58962.6k $766.1k $766.1k 0.00% Reduced -12.5k -12,486
54 E&G Advisors, LLC 0.26% of their portfolio HOUSTON, TX 60,45060.5k $739.9k $739.9k 0.26% Reduced -22.5k -22,500
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,03360.0k $735.0k $735.0k 0.00% Reduced -5.4k -5,437
56 Shaker Financial Services, LLC 0.30% of their portfolio Arlington, VA 59,52959.5k $728.6k $728.6k 0.30% Added +47.2k +47,229
57 LANARK FINANCIAL, INC. 0.07% of their portfolio BIRMINGHAM, AL 56,19056.2k $687.0k $687.0k 0.07% Added +2.5k +2,495
58 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 55,87755.9k $683.9k $683.9k 0.01% Added +1.2k +1,218
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 53,32753.3k $653.0k $653.0k 0.00% Added +7.9k +7,871
60 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.19% of their portfolio MINNEAPOLIS, MN 51,54251.5k $630.9k $630.9k 0.19% Added +8.5k +8,487
61 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 51,40051.4k $629.1k $629.1k 0.00% Unchanged
62 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 48,83248.8k $597.7k $597.7k 0.02% Added +11.6k +11,565
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.11% of their portfolio CONCORD, MA 46,66146.7k $571.1k $571.1k 0.11% Added +2.0k +1,978
64 HOLLENCREST CAPITAL MANAGEMENT 0.05% of their portfolio NEWPORT BEACH, CA 44,95245.0k $550.2k $550.2k 0.05% Reduced -2.9k -2,893
65 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 44,34244.3k $543.0k $543.0k 0.02% Added +13.8k +13,794
66 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 42,84042.8k $524.0k $524.0k 0.03% Reduced -3.4k -3,395
67 PIN OAK INVESTMENT ADVISORS INC 0.53% of their portfolio HOUSTON, TX 42,56542.6k $521.0k $521.0k 0.53% Unchanged
68 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 42,08142.1k $515.1k $515.1k 0.01% Reduced -7.0k -6,994
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,18841.2k $504.0k $504.0k 0.00% Reduced -3.5k -3,502
70 EASTERLY INVESTMENT PARTNERS LLC 0.05% of their portfolio BEVERLY, MA 41,18841.2k $504.1k $504.1k 0.05% Reduced -13.5k -13,525
71 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 40,96941.0k $501.5k $501.5k 0.02% Added +16.1k +16,055
72 WOODWARD DIVERSIFIED CAPITAL, LLC 0.31% of their portfolio BAKERSFIELD, CA 40,60040.6k $496.9k $496.9k 0.31% Reduced -711 -711
73 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 39,91139.9k $488.5k $488.5k 0.01% Added +13.3k +13,286
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 39,25139.3k $481.8k $481.8k 0.00% Added +4.5k +4,549
75 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 38,44538.4k $470.6k $470.6k 0.01% Added +13.6k +13,588
76 Sage Capital Advisors,llc 0.15% of their portfolio SIOUX FALLS, SD 38,31038.3k $468.9k $468.9k 0.15% Reduced -2.7k -2,726
77 Ramiah Investment Group 0.43% of their portfolio BROOKFIELD, WI 37,57637.6k $459.9k $459.9k 0.43% Reduced -19.0k -18,958
78 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 35,70935.7k $437.1k $437.1k 0.03% Added +133 +133
79 Concorde Asset Management, LLC 0.29% of their portfolio ANN ARBOR, MI 34,90034.9k $427.2k $427.2k 0.29% Added +4.9k +4,900
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,30034.3k $419.8k $419.8k 0.00% Added +1.8k +1,750
81 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 34,22434.2k $418.9k $418.9k 0.03% Unchanged
82 Peregrine Asset Advisers, Inc. 0.19% of their portfolio Portland, OR 31,44031.4k $384.8k $384.8k 0.19% Reduced -2.0k -2,011
83 PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio PROVIDENCE, RI 31,20031.2k $381.9k $381.9k 0.03% Unchanged
84 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 29,11929.1k $356.4k $356.4k 0.01% Added +23.9k +23,859
85 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 29,11529.1k $356.0k $356.0k 0.03% Reduced -11.0k -10,953
86 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 29,07529.1k $355.9k $355.9k 0.01% Reduced -23.6k -23,581
87 Granite Investment Partners, LLC 0.01% of their portfolio EL SEGUNDO, CA 28,98329.0k $354.8k $354.8k 0.01% Added +692 +692
88 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,09827.1k $331.7k $331.7k 0.00% Added +2.6k +2,565
89 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 26,77226.8k $327.7k $327.7k 0.01% Added +12.9k +12,905
90 AlTi Global, Inc. 0.01% of their portfolio NEW YORK, NY 25,98426.0k $318.0k $318.0k 0.01% First filing
91 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.14% of their portfolio HIGHLAND PARK, IL 25,40525.4k $311.0k $311.0k 0.14% Added +8.8k +8,785
92 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 25,08825.1k $307.1k $307.1k 0.02% Reduced -5.7k -5,740
93 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 24,74024.7k $302.8k $302.8k 0.06% Added +650 +650
94 Gridiron Partners, LLC 0.21% of their portfolio Wexford, PA 23,86723.9k $292.1k $292.1k 0.21% First filing
95 EVOKE WEALTH, LLC 0.58% of their portfolio Los Angeles, CA 23,50023.5k $287.6k $287.6k 0.58% Reduced -187.3k -187,312
96 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 23,34923.3k $285.8k $285.8k 0.01% Reduced -4.3k -4,278
97 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 23,12823.1k $283.1k $283.1k 0.01% New
98 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 22,21522.2k $271.9k $271.9k 0.02% New
99 GHE, LLC 0.16% of their portfolio MEMPHIS, TN 21,60021.6k $264.0k $264.0k 0.16% Unchanged
100 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.16% of their portfolio WALTHAM, MA 21,24221.2k $260.0k $260.0k 0.16% Reduced -7.1k -7,090