Vault-13

DBX ETF TR ASHR

XTRACK HRVST CSI · ETP · CUSIP 233051879

138 institutional holders +15 vs Q3 2024
89,358,34489.4m shares reported held*
$2.4bnreported value*
40 new 42 added 37 reduced 27 sold out net bought ≈ $1.3bn (+50.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.48. Options: 43 managers hold calls ($1.8bn notional), 15 hold puts ($456.6m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 142Q1 23: 148Q2 23: 131Q3 23: 123Q4 23: 119Q1 24: 118Q2 24: 110Q3 24: 123Q4 24: 138138Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022142
Q1 2023148
Q2 2023131
Q3 2023123
Q4 2023119
Q1 2024118
Q2 2024110
Q3 2024123
Q4 2024138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ2 23: 55 bought or addedQ2 23: 93 cut or sold outQ2 23Q3 23: 60 bought or addedQ3 23: 65 cut or sold outQ4 23: 53 bought or addedQ4 23: 70 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 54 cut or sold outQ2 24: 53 bought or addedQ2 24: 54 cut or sold outQ2 24Q3 24: 60 bought or addedQ3 24: 60 cut or sold outQ4 24: 82 bought or addedQ4 24: 64 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20237870
Q2 20235593
Q3 20236065
Q4 20235370
Q1 20246154
Q2 20245354
Q3 20246060
Q4 20248264

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ1 24 calls: $388.5mQ1 24 puts: $370.4mQ1 24P/C 0.95Q2 24 calls: $223.7mQ2 24 puts: $247.4mQ2 24P/C 1.11Q3 24 calls: $644.1mQ3 24 puts: $371.4mQ3 24P/C 0.58Q4 24 calls: $1.8bnQ4 24 puts: $456.6mQ4 24P/C 0.25
Numbers
QuarterCallsPutsP/C
Q1 2024$388.5m$370.4m0.95
Q2 2024$223.7m$247.4m1.11
Q3 2024$644.1m$371.4m0.58
Q4 2024$1.8bn$456.6m0.25

Biggest buyers

MORGAN STANLEY Added +8,078,922+8.1m
Clal Insurance Enterprises Holdings Ltd New +7,100,000+7.1m
BlueCrest Capital Management Ltd New +6,035,556+6.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +5,520,703+5.5m
Rafferty Asset Management, LLC Added +4,974,893+5.0m
BARCLAYS PLC Added +4,362,858+4.4m
UBS Group AG Added +3,563,862+3.6m
GOLDMAN SACHS GROUP INC Added +3,309,583+3.3m
BNP PARIBAS FINANCIAL MARKETS Added +3,064,553+3.1m
CITADEL ADVISORS LLC Added +2,720,687+2.7m

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -2,785,881-2.8m
MILLENNIUM MANAGEMENT LLC Reduced -1,176,164-1.2m
TWO SIGMA INVESTMENTS, LP Sold out -1,000,380-1.0m
CAPITAL FUND MANAGEMENT S.A. Reduced -885,998-886.0k
JANE STREET GROUP, LLC Sold out -788,478-788.5k
Walleye Trading LLC Reduced -738,365-738.4k
CAUSEWAY CAPITAL MANAGEMENT LLC Sold out -584,659-584.7k
Driehaus Capital Management LLC Sold out -413,629-413.6k
JPMORGAN CHASE & CO Reduced -241,970-242.0k
KEYSTONE INVESTORS PTE LTD Sold out -224,800-224.8k

Biggest calls

UBS Group AG Added $502.4m19.0m shares
BlueCrest Capital Management Ltd New $166.1m6.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $156.6m5.9m shares
GOLDMAN SACHS GROUP INC Added $122.2m4.6m shares
Carrhae Capital LLP New $115.3m4.4m shares
JANE STREET GROUP, LLC Added $106.5m4.0m shares
BANK OF AMERICA CORP /DE/ Added $92.4m3.5m shares
CITADEL ADVISORS LLC Reduced $87.9m3.3m shares
MILLENNIUM MANAGEMENT LLC Added $77.2m2.9m shares
CITIGROUP INC Added $66.2m2.5m shares

Biggest puts

BlueCrest Capital Management Ltd New $117.7m4.4m shares
JANE STREET GROUP, LLC Added $67.5m2.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $65.4m2.5m shares
CITADEL ADVISORS LLC Added $50.6m1.9m shares
Walleye Trading LLC Reduced $39.7m1.5m shares
UBS Group AG Added $33.1m1.2m shares
MILLENNIUM MANAGEMENT LLC Reduced $26.5m1.0m shares
GOLDMAN SACHS GROUP INC Reduced $18.5m700.0k shares
NOMURA HOLDINGS INC Reduced $16.1m610.0k shares
WOLVERINE TRADING, LLC Added $5.7m209.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,739,18110.7m $284.3m $284.3m 0.02% Added +8.1m +8,078,922
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.29% of their portfolio BALA CYNWYD, PA 7,270,2497.3m $192.4m $192.4m 0.29% Added +5.5m +5,520,703
3 Clal Insurance Enterprises Holdings Ltd 1.69% of their portfolio Tel-aviv, L3 7,100,0007.1m $187.9m $187.9m 1.69% New
4 Rafferty Asset Management, LLC 0.60% of their portfolio New York, NY 6,430,3916.4m $170.2m $170.2m 0.60% Added +5.0m +4,974,893
5 BlueCrest Capital Management Ltd 9.05% of their portfolio ST HELIER, Y9 6,035,5566.0m $159.8m $159.8m 9.05% New
6 BARCLAYS PLC 0.07% of their portfolio LONDON, X0 5,238,7295.2m $138.7m $138.7m 0.07% Added +4.4m +4,362,858
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 4,731,2984.7m $125.2m $125.2m 0.02% Added +3.3m +3,309,583
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 4,147,7484.1m $109.8m $109.8m 0.02% Added +3.6m +3,563,862
9 BNP PARIBAS FINANCIAL MARKETS 0.08% of their portfolio PARIS, I0 3,742,0793.7m $99.1m $99.1m 0.08% Added +3.1m +3,064,553
10 Provida Pension Fund Administrator 1.93% of their portfolio LAS CONDES, SANTIAGO, F3 3,577,4403.6m $94.7m $94.7m 1.93% Added +2.6m +2,581,185
11 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 2,961,8473.0m $78.4m $78.4m 0.08% Added +2.0m +1,994,644
12 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 2,877,6662.9m $76.2m $76.2m 0.07% Added +2.7m +2,720,687
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,481,5872.5m $65.7m $65.7m 0.01% Added +7.6k +7,635
14 Alaska Permanent Fund Corp 0.86% of their portfolio JUNEAU, AK 2,190,0322.2m $58.0m $58.0m 0.86% Added +357.6k +357,611
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,896,7661.9m $50.2m $50.2m 0.00% Reduced -242.0k -241,970
16 ICICI Prudential Asset Management Co Ltd 4.65% of their portfolio MUMBAI, K7 1,596,2101.6m $42.3m $42.3m 4.65% Unchanged
17 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 1,264,8681.3m $34.2m $34.2m 0.02% New
18 OLD MISSION CAPITAL LLC 0.72% of their portfolio CHICAGO, IL 1,175,9401.2m $31.1m $31.1m 0.72% Reduced -2.8m -2,785,881
19 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 937,354937.4k $24.8m $24.8m 0.01% Added +508.3k +508,285
20 CI INVESTMENTS INC. 0.07% of their portfolio TORONTO, Z4 731,932731.9k $19.4m $19.4m 0.07% Added +7.9k +7,862
21 STATE OF WISCONSIN INVESTMENT BOARD 0.05% of their portfolio MADISON, WI 720,000720.0k $19.1m $19.1m 0.05% Added +85.0k +85,000
22 Mount Lucas Management LP 6.45% of their portfolio Newtown, PA 700,000700.0k $18.5m $18.5m 6.45% New
23 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 693,790693.8k $18.4m $18.4m 0.03% Added +645.6k +645,630
24 Blue Pool Management Ltd. 5.64% of their portfolio CAUSEWAY BAY, K3 522,000522.0k $13.8m $13.8m 5.64% Unchanged
25 Carrhae Capital LLP 1.58% of their portfolio London, X0 506,000506.0k $13.4m $13.4m 1.58% New
26 Fosun International Ltd 4.15% of their portfolio HONG KONG, F4 501,510501.5k $13.3m $13.3m 4.15% Added +466.9k +466,850
27 NISA INVESTMENT ADVISORS, LLC 0.05% of their portfolio ST. LOUIS, MO 500,000500.0k $13.2m $13.2m 0.05% New
28 GROUP ONE TRADING LLC 0.36% of their portfolio CHICAGO, IL 399,897399.9k $10.6m $10.6m 0.36% New
29 CAPITAL FUND MANAGEMENT S.A. 0.09% of their portfolio PARIS, I0 355,336355.3k $9.4m $9.4m 0.09% Reduced -886.0k -885,998
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 355,220355.2k $9.4m $9.4m 0.00% Reduced -177.8k -177,785
31 Analyst IMS Investment Management Services Ltd. 0.34% of their portfolio Tel-aviv, L3 354,855354.9k $9.4m $9.4m 0.34% Reduced -5.3k -5,300
32 STRS OHIO 0.04% of their portfolio COLUMBUS, OH 338,600338.6k $9.0m $9.0m 0.04% Added +18.6k +18,600
33 BBR PARTNERS, LLC 0.55% of their portfolio NEW YORK, NY 298,919298.9k $7.9m $7.9m 0.55% Added +124 +124
34 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 250,244250.2k $6.6m $6.6m 0.03% New
35 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 240,800240.8k $6.4m $6.4m 0.01% New
36 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 210,137210.1k $5.6m $5.6m 0.00% First filing
37 Oasis Management Co Ltd. 1.71% of their portfolio GRAND CAYMAN, E9 200,000200.0k $5.3m $5.3m 1.71% New
38 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 199,184199.2k $5.3m $5.3m 0.03% New
39 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 196,745196.7k $5.2m $5.2m 0.03% Reduced -13.4k -13,390
40 Rokos Capital Management LLP 0.10% of their portfolio LONDON, X0 174,863174.9k $4.6m $4.6m 0.10% New
41 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 172,452172.5k $4.6m $4.6m 0.01% Reduced -20.3k -20,310
42 Trans-Canada Capital Inc. 0.41% of their portfolio MONTREAL, A8 155,750155.8k $4.1m $4.1m 0.41% First filing
43 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 153,820153.8k $4.1m $4.1m 0.02% Added +51.4k +51,424
44 Rovida Investment Management Ltd 1.24% of their portfolio Grand Cayman, E9 150,000150.0k $4.0m $4.0m 1.24% First filing
45 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 149,818149.8k $4.0m $4.0m 0.01% Reduced -12.0k -11,996
46 ALTFEST L J & CO INC 0.50% of their portfolio NEW YORK, NY 148,702148.7k $3.9m $3.9m 0.50% Reduced -88.6k -88,590
47 PINNBROOK CAPITAL MANAGEMENT LP 1.35% of their portfolio NEW YORK, NY 145,874145.9k $3.9m $3.9m 1.35% New
48 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 144,132144.1k $3.8m $3.8m 0.00% Added +581 +581
49 Delphi Financial Group, Inc. 1.95% of their portfolio Wilmington, DE 139,000139.0k $3.7m $3.7m 1.95% New
50 Alden Global Capital LLC 3.42% of their portfolio BRANDON, FL 132,721132.7k $3.5m $3.5m 3.42% New
51 Ion Asset Management Ltd. 0.19% of their portfolio Herzliya, L3 120,800120.8k $3.2m $3.2m 0.19% Added +107.6k +107,612
52 WOLVERINE TRADING, LLC 0.07% of their portfolio CHICAGO, IL 120,468120.5k $3.3m $3.3m 0.07% Added +87.6k +87,635
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 109,099109.1k $2.9m $2.9m 0.00% Added +44.4k +44,353
54 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 107,135107.1k $2.8m $2.8m 0.01% New
55 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 106,942106.9k $2.8m $2.8m 0.06% New
56 GARDA CAPITAL PARTNERS LP 2.13% of their portfolio WAYZATA, MN 100,000100.0k $2.6m $2.6m 2.13% New
57 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 99,70099.7k $2.6m $2.6m 0.02% Unchanged
58 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 98,32098.3k $2.6m $2.6m 0.01% Unchanged
59 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 95,82695.8k $2.5m $2.5m 0.00% New
60 Walleye Trading LLC 0.05% of their portfolio NEW YORK, NY 91,89791.9k $2.4m $2.4m 0.05% Reduced -738.4k -738,365
61 SIG BROKERAGE, LP 1.05% of their portfolio BALA CYNWYD, PA 84,60584.6k $2.2m $2.2m 1.05% First filing
62 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 84,60084.6k $2.2m $2.2m 0.01% Reduced -11 -11
63 SIH Partners, LLLP 0.15% of their portfolio Wilmington, DE 82,16482.2k $2.2m $2.2m 0.15% New
64 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 77,95478.0k $2.1m $2.1m 0.00% Reduced -86.9k -86,859
65 STABLEFORD CAPITAL II LLC 0.80% of their portfolio SCOTTSDALE, AZ 76,22476.2k $2.0m $2.0m 0.80% Reduced -907 -907
66 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 74,59174.6k $2.0m $2.0m 0.01% Added +1.3k +1,278
67 FIL Ltd 0.00% of their portfolio HAMILTON, D0 64,56264.6k $1.7m $1.7m 0.00% Added +17.0k +16,986
68 ACIMA PRIVATE WEALTH, LLC 0.55% of their portfolio RICHMOND, VA 61,56961.6k $1.6m $1.6m 0.55% Reduced -21.8k -21,764
69 EVERGREEN CAPITAL MANAGEMENT LLC 0.05% of their portfolio Bellevue, WA 57,78857.8k $1.5m $1.5m 0.05% Reduced -3.9k -3,914
70 TWO SIGMA SECURITIES, LLC 0.27% of their portfolio NEW YORK, NY 55,86155.9k $1.5m $1.5m 0.27% Added +28.5k +28,478
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 55,51455.5k $1.5m $1.5m 0.00% Reduced -34.0k -34,032
72 PICTON MAHONEY ASSET MANAGEMENT 0.05% of their portfolio Toronto, A6 53,17553.2k $1.4m $1.4m 0.05% Reduced -27.5k -27,520
73 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 52,85252.9k $1.4m $1.4m 0.04% New
74 Banco BTG Pactual S.A. 0.30% of their portfolio RIO DE JANEIRO, D5 50,00050.0k $1.3m $1.3m 0.30% New
75 SUMMIT SECURITIES GROUP LLC 0.49% of their portfolio NEW YORK, NY 49,90049.9k $1.3m $1.3m 0.49% New
76 Summit Place Financial Advisors, LLC 0.70% of their portfolio SUMMIT, NJ 46,52346.5k $1.2m $1.2m 0.70% Added +677 +677
77 Columbus Macro, LLC 0.17% of their portfolio NEW CASTLE, PA 45,71145.7k $1.2m $1.2m 0.17% New
78 Corecam Pte. Ltd. 0.64% of their portfolio SINGAPORE, U0 44,60044.6k $1.2m $1.2m 0.64% Added +27.6k +27,600
79 SELDON CAPITAL LP 0.48% of their portfolio SAN FRANCISCO, CA 44,10644.1k $1.2m $1.2m 0.48% Unchanged
80 Polunin Capital Partners Ltd 0.26% of their portfolio LONDON, X0 40,84540.8k $1.1m $1.1m 0.26% Unchanged
81 BAROMETER CAPITAL MANAGEMENT INC. 0.43% of their portfolio TORONTO, A6 40,40040.4k $1.1m $1.1m 0.43% New
82 Endowment Wealth Management, Inc. 0.68% of their portfolio APPLETON, WI 38,21438.2k $1.0m $1.0m 0.68% Added +523 +523
83 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 36,80036.8k $974.1k $974.1k 0.01% Added +208 +208
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,03536.0k $953.8k $953.8k 0.00% Added +23.5k +23,488
85 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 35,53835.5k $940.7k $940.7k 0.00% Reduced -1.2m -1,176,164
86 Marex Group Ltd 0.02% of their portfolio London, X0 34,42634.4k $911.3k $911.3k 0.02% New
87 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 33,83733.8k $895.7k $895.7k 0.00% Added +1.5k +1,470
88 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,62633.6k $890.1k $890.1k 0.00% Reduced -160.8k -160,835
89 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.12% of their portfolio CONCORD, MA 30,98031.0k $820.0k $820.0k 0.12% New
90 Aristides Capital LLC 0.25% of their portfolio LOUISVILLE, KY 30,50030.5k $807.3k $807.3k 0.25% Added +5.5k +5,500
91 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 27,37727.4k $724.7k $724.7k 0.00% Added +23.2k +23,210
92 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 25,75725.8k $681.8k $681.8k 0.02% New
93 Provenance Wealth Advisors, LLC 0.08% of their portfolio FORT LAUDERDALE, FL 22,30922.3k $590.5k $590.5k 0.08% Added +2.4k +2,423
94 LMR Partners LLP 0.01% of their portfolio LONDON, X0 22,22022.2k $588.2k $588.2k 0.01% Reduced -37.8k -37,780
95 Henshaw Capital LLC 0.02% of their portfolio WOBURN, MA 21,14321.1k $559.7k $559.7k 0.02% Reduced -9.4k -9,401
96 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,06921.1k $557.7k $557.7k 0.00% Reduced -10.3k -10,339
97 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 20,37120.4k $539.2k $539.2k 0.01% Reduced -128.7k -128,713
98 Global Endowment Management, LP 0.07% of their portfolio CHARLOTTE, NC 20,00020.0k $529.4k $529.4k 0.07% Reduced -7.4k -7,400
99 Betterment LLC 0.00% of their portfolio NEW YORK, NY 18,16318.2k $481.0k $481.0k 0.00% Reduced -191 -191
100 Phraction Management LLC 0.16% of their portfolio COLCHESTER, CT 17,61017.6k $466.1k $466.1k 0.16% Unchanged