Vault-13

DBX ETF TR HYLB

XTRACK USD HIGH · ETP · CUSIP 233051432

227 institutional holders +5 vs Q1 2023
102,559,141102.6m shares reported held*
$3.5bnreported value*
35 new 77 added 82 reduced 33 sold out net bought ≈ $49.2m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.49. Options: 1 managers hold calls ($1.3m notional), 1 hold puts ($4.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 209Q4 22: 231Q1 23: 222Q2 23: 227227Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022209
Q4 2022231
Q1 2023222
Q2 2023227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 124 bought or addedQ4 22: 90 cut or sold outQ4 22Q1 23: 111 bought or addedQ1 23: 113 cut or sold outQ1 23Q2 23: 112 bought or addedQ2 23: 115 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212490
Q1 2023111113
Q2 2023112115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $0Q3 22 puts: $204.0kQ3 22P/C —Q4 22 calls: $7.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $10.5mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.3mQ2 23 puts: $4.9mQ2 23P/C 3.77
Numbers
QuarterCallsPutsP/C
Q3 2022$0$204.0k—
Q4 2022$7.7m$00.00
Q1 2023$10.5m$00.00
Q2 2023$1.3m$4.9m3.77

Biggest buyers

Ocean Park Asset Management, LLC New +2,143,600+2.1m
BTS Asset Management, Inc. New +1,912,661+1.9m
Kensington Asset Management, LLC New +1,630,000+1.6m
ASSETMARK, INC Added +637,356+637.4k
GOLDMAN SACHS GROUP INC Added +540,827+540.8k
ENVESTNET ASSET MANAGEMENT INC Added +390,049+390.0k
Bank of New York Mellon Corp Added +383,464+383.5k
MEEDER ASSET MANAGEMENT INC Added +292,510+292.5k
AMERIPRISE FINANCIAL INC Added +248,213+248.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +226,852+226.9k

Biggest sellers

Jefferies Financial Group Inc. Sold out -2,497,097-2.5m
ROYAL BANK OF CANADA Reduced -1,315,046-1.3m
PRUDENTIAL PLC Reduced -1,114,379-1.1m
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Reduced -746,822-746.8k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -440,385-440.4k
BANK OF MONTREAL /CAN/ Reduced -435,600-435.6k
OSAIC HOLDINGS, INC. Reduced -300,275-300.3k
Onyx Bridge Wealth Group LLC Reduced -254,697-254.7k
Boyd Wealth Management, LLC Sold out -243,894-243.9k
WELLS FARGO & COMPANY/MN Reduced -200,506-200.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m38.0k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $4.9m143.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.13% of their portfolio NEW YORK, NY 14,519,70514.5m $500.9m $500.9m 0.13% Added +540.8k +540,827
2 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 11,657,45211.7m $402.2m $402.2m 0.12% Reduced -200.5k -200,506
3 SEI INVESTMENTS CO 0.69% of their portfolio OAKS, PA 11,401,16111.4m $393.4m $393.4m 0.69% Added +137.6k +137,609
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.20% of their portfolio Toronto, A6 10,546,73910.5m $363.9m $363.9m 0.20% Reduced -440.4k -440,385
5 Charles Schwab Investment Advisory, Inc. 0.40% of their portfolio SAN FRANCISCO, CA 7,455,5217.5m $257.2m $257.2m 0.40% Added +94.1k +94,130
6 VOYA INVESTMENT MANAGEMENT LLC 0.14% of their portfolio ATLANTA, GA 3,906,2663.9m $134.8m $134.8m 0.14% Added +2.8k +2,825
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,899,2113.9m $134.5m $134.5m 0.04% Reduced -1.3m -1,315,046
8 Valmark Advisers, Inc. 2.63% of their portfolio AKRON, OH 3,745,7173.7m $129.2m $129.2m 2.63% Added +190.3k +190,350
9 DEUTSCHE BANK AG\ 0.04% of their portfolio FRANKFURT AM MAIN, 2M 2,430,5602.4m $83.9m $83.9m 0.04% Added +30.4k +30,400
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,360,1202.4m $81.4m $81.4m 0.01% Reduced -162.6k -162,618
11 Ocean Park Asset Management, LLC 2.53% of their portfolio SANTA MONICA, CA 2,143,6002.1m $74.0m $74.0m 2.53% New
12 BTS Asset Management, Inc. 33.34% of their portfolio Lincoln, MA 1,912,6611.9m $66.0m $66.0m 33.34% New
13 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,743,6821.7m $60.2m $60.2m 0.03% Added +390.0k +390,049
14 Kensington Asset Management, LLC 3.71% of their portfolio AUSTIN, TX 1,630,0001.6m $56.2m $56.2m 3.71% New
15 Cercano Management LLC 1.84% of their portfolio BELLEVUE, WA 1,537,1721.5m $53.0m $53.0m 1.84% Unchanged
16 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 1,446,0891.4m $49.9m $49.9m 0.04% Reduced -28.3k -28,292
17 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 1,317,2751.3m $45.4m $45.4m 0.05% Added +102.7k +102,664
18 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 1,163,1501.2m $40.1m $40.1m 0.06% Reduced -24.8k -24,750
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,027,0431.0m $35.4m $35.4m 0.01% Added +248.2k +248,213
20 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 944,363944.4k $32.6m $32.6m 0.03% Added +96.5k +96,542
21 Elm Partners Management LLC 2.93% of their portfolio Philadelphia, PA 843,691843.7k $29.1m $29.1m 2.93% Added +145.7k +145,716
22 PRUDENTIAL PLC 0.30% of their portfolio LONDON, X0 730,565730.6k $25.2m $25.2m 0.30% Reduced -1.1m -1,114,379
23 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 707,243707.2k $24.4m $24.4m 0.04% Reduced -300.3k -300,275
24 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.79% of their portfolio NORFOLK, VA 692,305692.3k $23.9m $23.9m 0.79% Reduced -746.8k -746,822
25 Horizon Investments, LLC 0.66% of their portfolio Charlotte, NC 674,964675.0k $23.1m $23.1m 0.66% Reduced -170.8k -170,796
26 ASSETMARK, INC 0.09% of their portfolio CONCORD, CA 637,673637.7k $22.0m $22.0m 0.09% Added +637.4k +637,356
27 MEEDER ASSET MANAGEMENT INC 1.51% of their portfolio DUBLIN, OH 601,063601.1k $20.7m $20.7m 1.51% Added +292.5k +292,510
28 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 598,229598.2k $20.6m $20.6m 0.09% Reduced -20.1k -20,068
29 PFS INVESTMENTS INC. 0.30% of their portfolio DULUTH, GA 527,551527.6k $18.2m $18.2m 0.30% Added +38.0k +38,019
30 NinePointTwo Capital LLC 6.75% of their portfolio LOS ANGELES, CA 505,025505.0k $17.4m $17.4m 6.75% Reduced -10.9k -10,917
31 TOEWS CORP /ADV 2.45% of their portfolio NORTHFIELD, NJ 471,800471.8k $16.3m $16.3m 2.45% Added +186.0k +186,000
32 REGIONS FINANCIAL CORP 0.13% of their portfolio BIRMINGHAM, AL 446,522446.5k $15.4m $15.4m 0.13% Added +4.9k +4,901
33 Retirement Investment Advisors, Inc. 1.69% of their portfolio OKLAHOMA CITY, OK 409,285409.3k $14.1m $14.1m 1.69% Added +158.0k +158,041
34 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 407,002407.0k $14.1m $14.1m 0.01% Reduced -435.6k -435,600
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 402,870402.9k $13.9m $13.9m 0.00% Added +383.5k +383,464
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 313,895313.9k $10.8m $10.8m 0.00% Added +19.6k +19,588
37 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 306,747306.7k $10.6m $10.6m 0.02% Reduced -13.1k -13,116
38 American Family Insurance Mutual Holding Co 0.74% of their portfolio MADISON, WI 284,808284.8k $9.8m $9.8m 0.74% Unchanged
39 Financial Gravity Asset Management, Inc. 3.41% of their portfolio Lakeway, TX 280,896280.9k $9.7m $9.7m 3.41% Added +9.3k +9,289
40 Performa Ltd (US), LLC 4.61% of their portfolio CHARLESTON, SC 272,126272.1k $9.4m $9.4m 4.61% Added +12.1k +12,054
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 228,906228.9k $7.9m $7.9m 0.00% Added +1.7k +1,674
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 226,852226.9k $7.8m $7.8m 0.01% New
43 Avior Wealth Management, LLC 0.50% of their portfolio OMAHA, NE 220,794220.8k $7.6m $7.6m 0.50% Added +14.2k +14,164
44 Rakuten Investment Management, Inc. 0.08% of their portfolio TOKYO, M0 206,151206.2k $7.1m $7.1m 0.08% Reduced -400 -400
45 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 204,982205.0k $7.0m $7.0m 0.14% Reduced -677 -677
46 Betterment LLC 0.02% of their portfolio NEW YORK, NY 169,937169.9k $5.9m $5.9m 0.02% Added +7.9k +7,939
47 CAPITAL INSIGHT PARTNERS, LLC 1.27% of their portfolio SCOTTSDALE, AZ 164,935164.9k $5.7m $5.7m 1.27% Added +8.2k +8,240
48 RWA WEALTH PARTNERS, LLC 0.12% of their portfolio BOSTON, MA 164,583164.6k $5.7m $5.7m 0.12% New
49 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 162,130162.1k $5.6m $5.6m 0.00% Reduced -63.8k -63,827
50 Dynamic Advisor Solutions LLC 0.29% of their portfolio PHOENIX, AZ 160,670160.7k $5.5m $5.5m 0.29% Added +70.3k +70,293
51 Marion Wealth Management 1.77% of their portfolio MONROEVILLE, PA 144,549144.5k $5.0m $5.0m 1.77% Added +1.8k +1,843
52 Donoghue Forlines LLC 1.52% of their portfolio Boston, MA 141,211141.2k $4.9m $4.9m 1.52% Reduced -4.0k -4,014
53 LAKE STREET PRIVATE WEALTH, LLC 0.84% of their portfolio CHICAGO, IL 138,800138.8k $4.8m $4.8m 0.84% Added +2.3k +2,263
54 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 119,129119.1k $4.1m $4.1m 0.01% Added +19.1k +19,123
55 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 108,464108.5k $3.7m $3.7m 0.02% Added +27.3k +27,270
56 DRAVO BAY LLC 2.74% of their portfolio REHOBOTH BEACH, DE 108,158108.2k $3.7m $3.7m 2.74% Added +3.2k +3,237
57 Windham Capital Management, LLC 1.40% of their portfolio BOSTON, MA 105,689105.7k $3.6m $3.6m 1.40% Reduced -23.9k -23,897
58 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 103,846103.8k $3.6m $3.6m 0.01% New
59 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 94,15594.2k $3.2m $3.2m 0.06% New
60 BROWN WEALTH MANAGEMENT, LLC 1.64% of their portfolio NAPERVILLE, IL 91,65091.7k $3.2m $3.2m 1.64% First filing
61 COLONY GROUP LLC 0.04% of their portfolio Boston, MA 81,36381.4k $2.8m $2.8m 0.04% Added +2.4k +2,445
62 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 80,22980.2k $2.8m $2.8m 0.02% Added +16.3k +16,333
63 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 79,58879.6k $2.7m $2.7m 0.01% Added +67.3k +67,320
64 Horizons Wealth Management 1.89% of their portfolio ASHEVILLE, NC 77,02477.0k $2.7m $2.7m 1.89% Reduced -3.5k -3,529
65 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 75,40075.4k $2.6m $2.6m 0.00% Reduced -3.0k -3,012
66 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 75,14875.1k $2.6m $2.6m 0.10% Added +631 +631
67 Martel Wealth Advisors LLC 0.60% of their portfolio VANCOUVER, WA 71,66471.7k $2.5m $2.5m 0.60% Added +2.6k +2,614
68 Revisor Wealth Management LLC 2.19% of their portfolio AKRON, OH 70,68670.7k $2.4m $2.4m 2.19% Reduced -4.0k -4,035
69 FOUNDERS FINANCIAL SECURITIES LLC 0.30% of their portfolio TOWSON, MD 66,81066.8k $2.3m $2.3m 0.30% Added +6.7k +6,690
70 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 64,50464.5k $2.2m $2.2m 0.08% Reduced -109.0k -109,030
71 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 62,71862.7k $2.2m $2.2m 0.02% Added +11.3k +11,256
72 Veery Capital, LLC 1.02% of their portfolio Wilmington, DE 62,63262.6k $2.2m $2.2m 1.02% Added +48.9k +48,909
73 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 53,69053.7k $1.9m $1.9m 0.03% New
74 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 52,19152.2k $1.8m $1.8m 0.11% Reduced -1.8k -1,819
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 52,03352.0k $1.8m $1.8m 0.00% Added +51.8k +51,767
76 Carlsbad Wealth Advisory Group, Inc. 1.14% of their portfolio CARLSBAD, CA 51,44951.4k $1.8m $1.8m 1.14% First filing
77 CW Advisors, LLC 0.04% of their portfolio BOSTON, MA 50,75950.8k $1.8m $1.8m 0.04% Reduced -41 -41
78 CAHILL FINANCIAL ADVISORS INC 0.28% of their portfolio EDINA, MN 50,05650.1k $1.7m $1.7m 0.28% Added +1.9k +1,890
79 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 47,16447.2k $2.0m $2.0m 0.04% Added +7.4k +7,428
80 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 45,39745.4k $1.6m $1.6m 0.05% Reduced -44.0k -43,991
81 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 40,46540.5k $1.4m $1.4m 0.00% Reduced -1.4k -1,444
82 C2C Wealth Management, LLC 0.18% of their portfolio SCOTTSDALE, AZ 40,39140.4k $1.4m $1.4m 0.18% Added +9.6k +9,625
83 Prostatis Group LLC 0.26% of their portfolio HANOVER, MD 39,73939.7k $560.0k $560.0k 0.26% Added +23.6k +23,592
84 RIVERSEDGE ADVISORS, LLC 0.37% of their portfolio Wilmington, DE 39,63239.6k $1.4m $1.4m 0.37% Reduced -115.5k -115,538
85 ROCKLAND TRUST CO 0.08% of their portfolio HANOVER, MA 39,18639.2k $1.4m $1.4m 0.08% Reduced -11.9k -11,851
86 Curran Financial Partners, LLC 0.59% of their portfolio DANIEL ISLAND, SC 39,18239.2k $1.4m $1.4m 0.59% Added +381 +381
87 Ten Capital Wealth Advisors, LLC 0.36% of their portfolio SPOKANE, WA 35,48735.5k $1.2m $1.2m 0.36% Added +355 +355
88 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 34,59734.6k $1.2m $1.2m 0.01% Added +9.0k +9,038
89 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 33,70533.7k $1.2m $1.2m 0.20% New
90 True Link Financial Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 33,44033.4k $1.2m $1.2m 0.14% Unchanged
91 COLTON GROOME FINANCIAL ADVISORS, LLC 0.47% of their portfolio ASHEVILLE, NC 28,98129.0k $999.8k $999.8k 0.47% Reduced -17.2k -17,157
92 WCG Wealth Advisors LLC 0.12% of their portfolio LAS VEGAS, NV 28,86628.9k $995.0k $995.0k 0.12% Reduced -115.1k -115,087
93 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,76628.8k $992.4k $992.4k 0.01% Added +16.8k +16,777
94 Balefire, LLC 0.40% of their portfolio DALLAS, TX 28,29528.3k $976.2k $976.2k 0.40% Reduced -14.1k -14,087
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 28,21328.2k $973.0k $973.0k 0.00% Reduced -11.0k -11,031
96 Crabel Capital Management, LLC 0.40% of their portfolio MILWAUKEE, WI 28,09128.1k $969.0k $969.0k 0.40% New
97 Whitcomb & Hess, Inc. 0.32% of their portfolio ASHLAND, OH 25,53025.5k $880.8k $880.8k 0.32% Reduced -1.4k -1,352
98 Bogart Wealth, LLC 0.06% of their portfolio MCLEAN, VA 25,47725.5k $879.0k $879.0k 0.06% Reduced -676 -676
99 Onyx Bridge Wealth Group LLC 0.20% of their portfolio TARRYTOWN, NY 24,22924.2k $835.9k $835.9k 0.20% Reduced -254.7k -254,697
100 Amundi 0.00% of their portfolio Paris, I0 22,50022.5k $771.5k $771.5k 0.00% Reduced -2.3k -2,256