Vault-13

DBX ETF TR SNPE

XTRACKRS S&P 500 · ETP · CUSIP 233051143

64 institutional holders +2 vs Q1 2023
8,004,3958.0m shares reported held*
$324.6mreported value*
7 new 19 added 26 reduced 6 sold out net bought ≈ $38.3m (+942.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.55. Options: 1 managers hold calls ($4.1k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 67Q4 22: 65Q1 23: 62Q2 23: 6464Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202267
Q4 202265
Q1 202362
Q2 202364

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 37 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223732
Q1 20233037
Q2 20232632

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $37.2kQ1 23 puts: $14.9kQ1 23P/C 0.40Q2 23 calls: $4.1kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$37.2k$14.9k0.40
Q2 2023$4.1k$00.00

Biggest buyers

Mirae Asset Global Investments Co., Ltd. Added +582,800+582.8k
MORGAN STANLEY Added +293,406+293.4k
One Capital Management, LLC Added +70,685+70.7k
WCG Wealth Advisors LLC Added +39,005+39.0k
OSAIC HOLDINGS, INC. Added +28,901+28.9k
BANK OF AMERICA CORP /DE/ Added +24,724+24.7k
Migdal Insurance & Financial Holdings Ltd. Added +21,763+21.8k
RETIREMENT CAPITAL STRATEGIES New +17,870+17.9k
PRUDENTIAL PLC Added +17,300+17.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,052+17.1k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -67,026-67.0k
FIFTH THIRD BANCORP Reduced -23,273-23.3k
CITADEL ADVISORS LLC Reduced -23,092-23.1k
SHEETS SMITH WEALTH MANAGEMENT Reduced -21,609-21.6k
Jump Financial, LLC Reduced -19,605-19.6k
BDO Wealth Advisors, LLC Sold out -16,500-16.5k
WELLS FARGO & COMPANY/MN Reduced -8,206-8.2k
Pine Valley Investments Ltd Liability Co Reduced -7,235-7.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -7,216-7.2k
Tower Research Capital LLC (TRC) Reduced -6,896-6.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $4.1k100 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirae Asset Global Investments Co., Ltd. 0.13% of their portfolio SEOUL, M5 1,492,8001.5m $60.3m $60.3m 0.13% Added +582.8k +582,800
2 WCG Wealth Advisors LLC 5.64% of their portfolio LAS VEGAS, NV 1,189,9021.2m $48.2m $48.2m 5.64% Added +39.0k +39,005
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 930,037930.0k $37.8m $37.8m 0.00% Added +293.4k +293,406
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 741,388741.4k $30.1m $30.1m 0.01% Reduced -4.1k -4,141
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 520,125520.1k $21.1m $21.1m 0.02% Added +794 +794
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 388,696388.7k $15.8m $15.8m 0.00% Added +24.7k +24,724
7 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 343,345343.3k $13.9m $13.9m 0.06% Reduced -23.3k -23,273
8 Pine Valley Investments Ltd Liability Co 1.23% of their portfolio MARLTON, NJ 309,367309.4k $12.6m $12.6m 1.23% Reduced -7.2k -7,235
9 Alaska Wealth Advisors, LLC 1.25% of their portfolio ANCHORAGE, AK 195,351195.4k $7.9m $7.9m 1.25% Added +10.3k +10,335
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 167,486167.5k $6.8m $6.8m 0.00% Reduced -67.0k -67,026
11 SHEETS SMITH WEALTH MANAGEMENT 0.93% of their portfolio WINSTON-SALEM, NC 156,667156.7k $6.4m $6.4m 0.93% Reduced -21.6k -21,609
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 149,558149.6k $6.1m $6.1m 0.01% Added +6.4k +6,367
13 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 147,142147.1k $6.0m $6.0m 0.00% Unchanged
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 128,342128.3k $5.2m $5.2m 0.01% Reduced -7.2k -7,216
15 One Capital Management, LLC 0.21% of their portfolio WESTLAKE VILLAGE, CA 112,864112.9k $4.6m $4.6m 0.21% Added +70.7k +70,685
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 107,056107.1k $4.3m $4.3m 0.00% Reduced -8.2k -8,206
17 Migdal Insurance & Financial Holdings Ltd. 0.08% of their portfolio Petach Tikva, L3 90,80390.8k $3.6m $3.6m 0.08% Added +21.8k +21,763
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 75,79675.8k $3.1m $3.1m 0.00% Added +5.1k +5,140
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 75,32675.3k $3.1m $3.1m 0.00% Reduced -1.7k -1,728
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 69,28069.3k $2.8m $2.8m 0.01% Added +28.9k +28,901
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,71763.7k $2.6m $2.6m 0.01% Reduced -3.0k -3,038
22 CANTOR FITZGERALD, L. P. 0.04% of their portfolio NEW YORK, NY 46,22246.2k $1.9m $1.9m 0.04% Reduced -233 -233
23 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 39,00039.0k $1.6m $1.6m 0.02% Added +17.3k +17,300
24 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 38,90338.9k $1.6m $1.6m 0.04% Reduced -178 -178
25 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 38,54838.5k $1.6m $1.6m 0.02% Added +5.3k +5,294
26 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 38,54838.5k $1.6m $1.6m 0.02% Added +5.3k +5,294
27 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 37,41337.4k $1.5m $1.5m 0.05% First filing
28 Jump Financial, LLC 0.05% of their portfolio Chicago, IL 34,39634.4k $1.4m $1.4m 0.05% Reduced -19.6k -19,605
29 PALLADIEM, LLC 1.33% of their portfolio BRYN MAWR, PA 31,91031.9k $1.3m $1.3m 1.33% Reduced -5.6k -5,635
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,03525.0k $1.0m $1.0m 0.00% Added +17.1k +17,052
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,04820.0k $814.1k $814.1k 0.01% Added +5.9k +5,859
32 Heirloom Wealth Management 0.32% of their portfolio GREENWOOD VILLAGE, CO 18,32818.3k $744.3k $744.3k 0.32% Reduced -978 -978
33 RETIREMENT CAPITAL STRATEGIES 0.33% of their portfolio SAN JOSE, CA 17,87017.9k $725.7k $725.7k 0.33% New
34 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 17,08917.1k $694.0k $694.0k 0.04% Reduced -4.9k -4,915
35 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,80815.8k $642.0k $642.0k 0.00% New
36 Insight Wealth Partners, LLC 0.51% of their portfolio Plano, TX 15,16715.2k $615.9k $615.9k 0.51% Added +400 +400
37 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,32314.3k $581.7k $581.7k 0.00% Reduced -23 -23
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,53211.5k $468.3k $468.3k 0.00% Reduced -16 -16
39 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 11,01011.0k $441.4k $441.4k 0.00% Added +4.4k +4,360
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,65010.7k $432.5k $432.5k 0.00% Reduced -23.1k -23,092
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,25910.3k $416.6k $416.6k 0.00% Reduced -369 -369
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,8358.8k $358.8k $358.8k 0.00% Reduced -2.7k -2,659
43 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 8,5008.5k $345.0k $345.0k 0.00% New
44 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,7736.8k $275.1k $275.1k 0.01% Reduced -6.9k -6,896
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,6246.6k $269.0k $269.0k 0.00% Unchanged
46 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 5,8225.8k $236.0k $236.0k 0.01% New
47 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 5,4265.4k $220.4k $220.4k 0.02% Reduced -14 -14
48 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 3,4003.4k $138.1k $138.1k 0.00% Reduced -4.1k -4,100
49 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,2693.3k $132.8k $132.8k 0.02% Unchanged
50 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,1632.2k $88.0k $88.0k 0.00% Unchanged
51 WFA Asset Management Corp 0.03% of their portfolio WHITEFISH BAY, WI 1,2691.3k $51.6k $51.6k 0.03% Unchanged
52 Carolina Wealth Advisors, LLC 0.03% of their portfolio MYRTLE BEACH, SC 1,1851.2k $48.1k $48.1k 0.03% Unchanged
53 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 900900 $36.5k $36.5k 0.00% Reduced -2.6k -2,574
54 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 586586 $23.8k $23.8k 0.01% Unchanged
55 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 557557 $22.6k $22.6k 0.00% Unchanged
56 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 498498 $20.0k $20.0k 0.00% New
57 Horizon Investments, LLC 0.00% of their portfolio Charlotte, NC 402402 $16.3k $16.3k 0.00% Added +36 +36
58 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 363363 $14.7k $14.7k 0.00% Unchanged
59 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 351351 $14.3k $14.3k 0.00% New
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 278278 $11.3k $11.3k 0.00% Unchanged
61 FMR LLC 0.00% of their portfolio BOSTON, MA 4747 $1.9k $1.9k 0.00% Reduced -49 -49
62 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2121 $853 $853 0.00% Reduced -179 -179
63 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 1919 $772 $772 0.00% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged