CORNERSTONE STRATEGIC INVEST CLM
COM · Closed-End Fund · CUSIP 21924B302
- HeadquartersCincinnati, OH
- FilingsSEC EDGAR
92
institutional holders
+3 vs Q1 2023
41.4m
shares reported held*
$347.2mreported value*
13 new
33 added
28 reduced
11 sold out
net bought ≈ $41.5m (+4.9m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.38.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 89 |
| Q1 2023 | 89 |
| Q2 2023 | 92 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 50 | 29 |
| Q1 2023 | 55 | 36 |
| Q2 2023 | 46 | 39 |
Biggest buyers
| Alpine Global Management, LLC | Added | +5.9m |
| OSAIC HOLDINGS, INC. | Added | +503.0k |
| BOOTHBAY FUND MANAGEMENT, LLC | Added | +491.1k |
| LPL Financial LLC | Added | +110.5k |
| CENTAURUS FINANCIAL, INC. | Added | +60.1k |
| XTX Topco Ltd | New | +29.7k |
| HRT FINANCIAL LP | New | +29.0k |
| Virtu Financial LLC | New | +26.7k |
| Charles Schwab Trust Co | New | +21.5k |
| PATHSTONE FAMILY OFFICE, LLC | New | +21.0k |
Biggest sellers
| SIT INVESTMENT ASSOCIATES INC | Reduced | -899.9k |
| BANK OF AMERICA CORP /DE/ | Reduced | -530.6k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -517.5k |
| Cetera Advisor Networks LLC | Reduced | -77.0k |
| Capital CS Group, LLC | Reduced | -47.2k |
| Kovack Advisors, Inc. | Reduced | -41.9k |
| Summit Wealth Group, LLC | Sold out | -39.1k |
| Atria Wealth Solutions, Inc. | Reduced | -34.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -33.8k |
| BLUEFIN CAPITAL MANAGEMENT, LLC | Sold out | -29.1k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 3.61% of their portfolio | 16.5m $138.1m | Reduced -899.9k |
| Alpine Global Management, LLC 13.04% of their portfolio | 10.8m $90.3m | Added +5.9m |
| BOOTHBAY FUND MANAGEMENT, LLC 1.40% of their portfolio | 5.4m $45.1m | Added +491.1k |
| CENTAURUS FINANCIAL, INC. 1.92% of their portfolio | 2.6m $21.9m | Added +60.1k |
| OSAIC HOLDINGS, INC. 0.03% of their portfolio | 2.0m $16.3m | Added +503.0k |
| LPL Financial LLC 0.00% of their portfolio | 600.4k $5.0m | Added +110.5k |
| Ursa Fund Management, LLC 23.92% of their portfolio | 450.1k $3.8m | Unchanged |
| Perennial Investment Advisors, LLC 0.52% of their portfolio | 348.6k $2.9m | Reduced -3.9k |
| Atria Wealth Solutions, Inc. 0.03% of their portfolio | 265.8k $2.2m | Reduced -34.9k |
| MORGAN STANLEY 0.00% of their portfolio | 178.4k $1.5m | Added +10.8k |
| Thomas J. Herzfeld Advisors, Inc. 0.57% of their portfolio | 171.3k $1.4m | Reduced -517.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 170.1k $1.4m | Added +5.5k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 146.0k $1.2m | Reduced -249 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 128.9k $1.1m | Added +2.8k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 103.9k $871.1k | Reduced -77.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 91.3k $764.0k | Added +19.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 89.4k $749.0k | Added +19.5k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio | 71.7k $600.5k | Added +6.0k |
| CSS LLC/IL 0.05% of their portfolio | 69.9k $585.4k | Reduced -23.7k |
| Cetera Advisors LLC 0.01% of their portfolio | 53.2k $445.6k | Reduced -9.6k |
| Kovack Advisors, Inc. 0.05% of their portfolio | 49.6k $416.0k | Reduced -41.9k |
| Garden State Investment Advisory Services LLC 0.18% of their portfolio | 48.4k $405.8k | Reduced -23.8k |
| Capital CS Group, LLC 0.39% of their portfolio | 45.5k $381.4k | Reduced -47.2k |
| Dynamic Advisor Solutions LLC 0.02% of their portfolio | 42.4k $355.3k | Added +1.7k |
| Private Advisor Group, LLC 0.00% of their portfolio | 41.9k $351.4k | Added +15 |
| Prospera Financial Services Inc 0.01% of their portfolio | 41.4k $346.6k | Reduced -25.6k |
| Yakira Capital Management, Inc. 0.09% of their portfolio | 40.8k $341.9k | Reduced -8.0k |
| Capital Wealth Alliance, LLC 0.24% of their portfolio | 37.9k $317.7k | Reduced -7.6k |
| Global Retirement Partners, LLC 0.02% of their portfolio | 36.9k $309.6k | Added +2.8k |
| Pasadena Private Wealth, LLC 0.08% of their portfolio | 35.4k $296.9k | Added +243 |
| Aptus Capital Advisors, LLC 0.01% of their portfolio | 35.4k $296.3k | Added +1.8k |
| Strategic Financial Concepts, LLC 0.11% of their portfolio | 35.1k $293.9k | Added +2.4k |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 35.0k $301.7k | Reduced -831 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 34.3k $287.4k | Added +1.9k |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 33.0k $276.2k | Added +1.9k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 31.6k $265.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 30.5k $255.8k | Added +18.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 30.0k $251.8k | Reduced -3.3k |
| XTX Topco Ltd 0.04% of their portfolio | 29.7k $248.7k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 29.0k $243.0k | New |
| Virtu Financial LLC 0.02% of their portfolio | 26.7k $224.0k | New |
| Vantage Financial Partners, LLC 0.08% of their portfolio | 24.8k $207.7k | Added +13.6k |
| FIRETHORN WEALTH PARTNERS, LLC 0.14% of their portfolio | 22.5k $188.8k | Added +1.2k |
| GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 22.5k $188.5k | Reduced -1.6k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 22.2k $186.0k | First filing |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 21.7k $182.0k | Reduced -21.9k |
| Charles Schwab Trust Co 0.02% of their portfolio | 21.5k $170.9k | New |
| PFG Investments, LLC 0.03% of their portfolio | 21.0k $176.2k | Added +199 |
| PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio | 21.0k $176.1k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 19.9k $167.1k | Reduced -2.9k |
| UBS Group AG 0.00% of their portfolio | 18.5k $155.4k | Reduced -6.9k |
| Center For Asset Management LLC 0.15% of their portfolio | 18.4k $154.1k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 17.4k $145.4k | New |
| HF Advisory Group, LLC 0.11% of their portfolio | 17.0k $142.8k | Added +647 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 16.9k $141.9k | New |
| Laidlaw Wealth Management LLC 0.03% of their portfolio | 16.6k $139.2k | Added +393 |
| CLOUGH CAPITAL PARTNERS L P 0.01% of their portfolio | 16.1k $134.9k | New |
| Quarry LP 0.09% of their portfolio | 16.1k $134.9k | New |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 15.9k $133.4k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 15.3k $128.6k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 14.6k $122.8k | Added +35 |
| N.E.W. Advisory Services LLC 0.02% of their portfolio | 13.7k $114.6k | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio | 13.5k $113.0k | Reduced -17.3k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 12.3k $104.4k | Reduced -470 |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 11.4k $96.0k | Added +600 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 11.4k $95.4k | New |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 10.5k $87.8k | Unchanged |
| Marshall Financial Group, LLC 0.03% of their portfolio | 10.0k $83.8k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 9.5k $79.8k | Reduced -1.3k |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 9.1k $76.0k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 7.0k $58.7k | First filing |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 6.8k $57.1k | Added +886 |
| Larson Financial Group LLC 0.00% of their portfolio | 4.1k $34.4k | Added +1.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.6k $29.8k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 3.0k $24.9k | Reduced -530.6k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 2.5k $20.9k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.2k $18.3k | Reduced -3.0k |
| Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio | 1.5k $12.3k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.3k $11.1k | Unchanged |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 1.2k $10.0k | Reduced -122 |
| GODSEY & GIBB, INC 0.00% of their portfolio | 1.0k $8.4k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 878 $7.4k | Added +47 |
| Focused Wealth Management, Inc 0.00% of their portfolio | 721 $6.0k | Added +6 |
| US BANCORP \DE\ 0.00% of their portfolio | 653 $5.5k | Unchanged |
| ADIRONDACK TRUST CO 0.00% of their portfolio | 361 $3.2k | Added +6 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 300 $2.5k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 286 $2.4k | Reduced -46 |
| Parallel Advisors, LLC 0.00% of their portfolio | 55 $461 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 38 $318 | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 34 $284 | Added +2 |
| TSFG, LLC 0.00% of their portfolio | 17 $0 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $8 | Reduced -1 |