COHEN & STEERS TAX ADVAN PFD PTA
COM · Closed-End Fund · CUSIP 19249X108
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.86.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 45 |
| Q1 2023 | 41 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 27 | 19 |
| Q1 2023 | 22 | 24 |
Biggest buyers
| BANK OF AMERICA CORP /DE/ | Added | +231.9k |
| Relative Value Partners Group, LLC | Added | +46.7k |
| ROYAL BANK OF CANADA | Added | +35.8k |
| MORGAN STANLEY | Added | +33.9k |
| STIFEL FINANCIAL CORP | Added | +26.2k |
| UBS Group AG | Added | +21.1k |
| MILLENNIUM MANAGEMENT LLC | New | +19.5k |
| Equitable Holdings, Inc. | New | +19.2k |
| OPPENHEIMER & CO INC | New | +18.9k |
| Claybrook Capital, LLC | Added | +17.1k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -686.7k |
| Penserra Capital Management LLC | Sold out | -539.4k |
| ACCESS FINANCIAL SERVICES, INC. | Sold out | -63.3k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -55.0k |
| Elequin Capital, LP | Reduced | -48.4k |
| Logan Stone Capital, LLC | Sold out | -45.0k |
| Weiss Asset Management LP | Sold out | -39.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -37.3k |
| Amundi | Reduced | -31.6k |
| LexAurum Advisors, LLC | Reduced | -17.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BANK OF AMERICA CORP /DE/ 13G · institution filed 2025-11-14 | 7.2% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 1 | $2.4k | 0 | — | — |
| Q1 2022 | 2 | $115.8k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $38.3k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 4.6m $83.1m | Added +33.9k |
| UBS Group AG 0.02% of their portfolio | 2.2m $39.1m | Added +21.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.3m $24.0m | Added +231.9k |
| SIT INVESTMENT ASSOCIATES INC 0.33% of their portfolio | 688.5k $12.3m | Reduced -55.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 509.1k $9.1m | Added +35.8k |
| Amundi 0.00% of their portfolio | 213.0k $3.7m | Reduced -31.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 114.4k $2.0m | Added +26.2k |
| Cerity Partners LLC 0.00% of their portfolio | 103.0k $1.8m | Unchanged |
| Relative Value Partners Group, LLC 0.06% of their portfolio | 101.5k $1.8m | Added +46.7k |
| 1607 Capital Partners, LLC 0.11% of their portfolio | 88.6k $1.6m | Unchanged |
| LexAurum Advisors, LLC 0.51% of their portfolio | 85.8k $1.5m | Reduced -17.4k |
| WEDBUSH SECURITIES INC 0.05% of their portfolio | 61.1k $1.1m | Reduced -3.5k |
| Invesco Ltd. 0.00% of their portfolio | 59.0k $1.1m | Reduced -10.7k |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 32.8k $586.5k | Added +155 |
| RFG Advisory, LLC 0.03% of their portfolio | 31.7k $567.3k | Added +3.4k |
| Claybrook Capital, LLC 0.31% of their portfolio | 30.6k $547.4k | Added +17.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 26.9k $481.0k | Added +2.3k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 26.4k $471.3k | Reduced -1.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 19.8k $354.0k | Reduced -9.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 19.5k $348.0k | New |
| Equitable Holdings, Inc. 0.01% of their portfolio | 19.2k $343.4k | New |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 18.9k $337.7k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 18.5k $330.1k | Reduced -8.4k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 15.9k $285.0k | Added +619 |
| Mariner, LLC 0.00% of their portfolio | 14.9k $267.0k | Reduced -2.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 14.7k $262.9k | Reduced -550 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 13.1k $234.5k | New |
| Virtu Financial LLC 0.02% of their portfolio | 12.3k $220.0k | New |
| Modera Wealth Management, LLC 0.01% of their portfolio | 10.4k $185.5k | Added +109 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 7.6k $135.0k | New |
| Activest Wealth Management 0.07% of their portfolio | 6.7k $115.3k | Added +91 |
| Belpointe Asset Management LLC 0.00% of their portfolio | 3.4k $60.6k | Added +49 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.2k $56.7k | Reduced -7.1k |
| Sunbelt Securities, Inc. 0.01% of their portfolio | 2.0k $34.6k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 1.0k $17.9k | Unchanged |
| Avion Wealth 0.00% of their portfolio | 1.0k $17.0k | Unchanged |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 879 $15.7k | New |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 700 $12.5k | Unchanged |
| Elequin Capital, LP 0.00% of their portfolio | 327 $5.8k | Reduced -48.4k |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 93 $1.7k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |