CLOUGH GLOBAL DIVID & INCOME GLV
COM · Closed-End Fund · CUSIP 18913Y103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.77.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 32 |
| Q4 2022 | 33 |
| Q1 2023 | 33 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 14 | 10 |
| Q1 2023 | 14 | 16 |
Biggest buyers
| WOLVERINE ASSET MANAGEMENT LLC | Added | +51.9k |
| Saba Capital Management, L.P. | New | +40.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +28.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | New | +21.2k |
| Almitas Capital LLC | New | +18.3k |
| Woodline Partners LP | New | +17.1k |
| WELLS FARGO & COMPANY/MN | Added | +15.9k |
| Shaker Financial Services, LLC | Added | +15.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +11.5k |
| Chicago Partners Investment Group LLC | Added | +6.6k |
Biggest sellers
| SIT INVESTMENT ASSOCIATES INC | Sold out | -60.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -27.9k |
| WORLD EQUITY GROUP, INC. | Sold out | -25.4k |
| GUGGENHEIM CAPITAL LLC | Reduced | -19.8k |
| COMMONWEALTH EQUITY SERVICES, LLC | Sold out | -13.4k |
| OSAIC HOLDINGS, INC. | Reduced | -6.5k |
| UBS Group AG | Reduced | -3.9k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -3.2k |
| Steward Partners Investment Advisory, LLC | Reduced | -3.2k |
| Arete Wealth Advisors, LLC | Reduced | -1.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Saba Capital Management, L.P.
13D · may seek influence
+1.0 pts · filed 2026-01-07
Stated purposeNot Applicable. Full filing |
7.1% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-02-08 | Clough Capital Partners, L.P. Investment Adviser to Fund | Bought | $40.0k6.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 241.1k $1.4m | Reduced -27.9k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 148.9k $860.5k | Reduced -19.8k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 89.6k $517.7k | Added +51.9k |
| Shaker Financial Services, LLC 0.20% of their portfolio | 77.7k $449.3k | Added +15.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 64.6k $373.2k | Added +15.9k |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 58.3k $332.1k | Added +6.6k |
| MORGAN STANLEY 0.00% of their portfolio | 46.7k $269.9k | Reduced -803 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 44.9k $249.2k | Reduced -1.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 43.7k $252.6k | Added +28.7k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 43.0k $248.5k | Added +4.5k |
| Gould Capital, LLC 0.18% of their portfolio | 40.8k $235.7k | Added +6.0k |
| Saba Capital Management, L.P. 0.01% of their portfolio | 40.5k $233.9k | New |
| Claybrook Capital, LLC 0.12% of their portfolio | 38.3k $221.2k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 33.7k $195.0k | Reduced -3.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 30.5k $177.0k | Added +554 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 21.2k $120.7k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 20.0k $115.7k | Reduced -498 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 19.0k $109.7k | Reduced -6.5k |
| HighTower Advisors, LLC 0.00% of their portfolio | 18.8k $110.0k | Unchanged |
| Almitas Capital LLC 0.05% of their portfolio | 18.3k $106.0k | New |
| Woodline Partners LP 0.00% of their portfolio | 17.1k $99.1k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 16.7k $96.4k | Reduced -3.2k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.01% of their portfolio | 16.0k $92.4k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 12.7k $73.3k | Reduced -105 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.5k $66.4k | New |
| Arete Wealth Advisors, LLC 0.01% of their portfolio | 11.0k $63.0k | Reduced -1.5k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 10.6k $61.0k | Reduced -925 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 6.5k $37.7k | Added +104 |
| UBS Group AG 0.00% of their portfolio | 2.5k $14.6k | Reduced -3.9k |
| TSFG, LLC 0.00% of their portfolio | 1.0k $6.0k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 525 $3.0k | Unchanged |
| Accel Wealth Management 0.00% of their portfolio | 500 $2.9k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |