Vault-13

CLOUGH GLOBAL DIVID & INCOME GLV

COM · Closed-End Fund · CUSIP 18913Y103

33 institutional holders +0 vs Q4 2022
1,245,6061.2m shares reported held*
$7.2mreported value*
5 new 9 added 12 reduced 4 sold out net bought ≈ $402.3k (+69.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.77.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 33Q1 23: 3333Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202232
Q4 202233
Q1 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 16 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 20231416

Biggest buyers

WOLVERINE ASSET MANAGEMENT LLC Added +51,917+51.9k
Saba Capital Management, L.P. New +40,470+40.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +28,731+28.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +21,183+21.2k
Almitas Capital LLC New +18,338+18.3k
Woodline Partners LP New +17,140+17.1k
WELLS FARGO & COMPANY/MN Added +15,900+15.9k
Shaker Financial Services, LLC Added +15,466+15.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,480+11.5k
Chicago Partners Investment Group LLC Added +6,639+6.6k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Sold out -60,404-60.4k
BANK OF AMERICA CORP /DE/ Reduced -27,913-27.9k
WORLD EQUITY GROUP, INC. Sold out -25,430-25.4k
GUGGENHEIM CAPITAL LLC Reduced -19,792-19.8k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -13,366-13.4k
OSAIC HOLDINGS, INC. Reduced -6,482-6.5k
UBS Group AG Reduced -3,869-3.9k
Cambridge Investment Research Advisors, Inc. Reduced -3,173-3.2k
Steward Partners Investment Advisory, LLC Reduced -3,167-3.2k
Arete Wealth Advisors, LLC Reduced -1,500-1.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence +1.0 pts · filed 2026-01-07
Stated purposeNot Applicable. Full filing
7.1% +1.0 pts 880.1k≈ $5.8m 2026-01-07

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2023-02-08 Clough Capital Partners, L.P. Investment Adviser to Fund Bought 6,400 $6.25 $40.0k6.4k shares +42%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 241,085241.1k $1.4m $1.4m 0.00% Reduced -27.9k -27,913
2 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 148,883148.9k $860.5k $860.5k 0.01% Reduced -19.8k -19,792
3 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 89,56589.6k $517.7k $517.7k 0.01% Added +51.9k +51,917
4 Shaker Financial Services, LLC 0.20% of their portfolio Arlington, VA 77,73177.7k $449.3k $449.3k 0.20% Added +15.5k +15,466
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 64,57564.6k $373.2k $373.2k 0.00% Added +15.9k +15,900
6 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 58,25658.3k $332.1k $332.1k 0.02% Added +6.6k +6,639
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 46,69346.7k $269.9k $269.9k 0.00% Reduced -803 -803
8 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 44,90044.9k $249.2k $249.2k 0.00% Reduced -1.1k -1,100
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 43,70443.7k $252.6k $252.6k 0.03% Added +28.7k +28,731
10 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 43,00043.0k $248.5k $248.5k 0.01% Added +4.5k +4,500
11 Gould Capital, LLC 0.18% of their portfolio TACOMA, WA 40,78640.8k $235.7k $235.7k 0.18% Added +6.0k +5,956
12 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 40,47040.5k $233.9k $233.9k 0.01% New
13 Claybrook Capital, LLC 0.12% of their portfolio WELLESLEY, MA 38,27038.3k $221.2k $221.2k 0.12% Unchanged
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,73533.7k $195.0k $195.0k 0.00% Reduced -3.2k -3,173
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,54830.5k $177.0k $177.0k 0.00% Added +554 +554
16 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio WEST PALM BEACH, FL 21,18321.2k $120.7k $120.7k 0.01% New
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,01520.0k $115.7k $115.7k 0.00% Reduced -498 -498
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,97219.0k $109.7k $109.7k 0.00% Reduced -6.5k -6,482
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,76318.8k $110.0k $110.0k 0.00% Unchanged
20 Almitas Capital LLC 0.05% of their portfolio SANTA MONICA, CA 18,33818.3k $106.0k $106.0k 0.05% New
21 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 17,14017.1k $99.1k $99.1k 0.00% New
22 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,67616.7k $96.4k $96.4k 0.00% Reduced -3.2k -3,167
23 TRANSCEND CAPITAL ADVISORS, LLC 0.01% of their portfolio MADISON, NJ 15,98716.0k $92.4k $92.4k 0.01% Unchanged
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,68412.7k $73.3k $73.3k 0.00% Reduced -105 -105
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,48011.5k $66.4k $66.4k 0.00% New
26 Arete Wealth Advisors, LLC 0.01% of their portfolio CHICAGO, IL 10,97011.0k $63.0k $63.0k 0.01% Reduced -1.5k -1,500
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,63810.6k $61.0k $61.0k 0.00% Reduced -925 -925
28 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 6,5266.5k $37.7k $37.7k 0.00% Added +104 +104
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5332.5k $14.6k $14.6k 0.00% Reduced -3.9k -3,869
30 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 1,0001.0k $6.0k $6.0k 0.00% Unchanged
31 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 525525 $3.0k $3.0k 0.00% Unchanged
32 Accel Wealth Management 0.00% of their portfolio WAVERLY, IA 500500 $2.9k $2.9k 0.00% Unchanged
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged