CLEARPOINT NEURO INC CLPT
COM · Common Stock · CUSIP 18507C103
- SectorHealth care
- IndustrySurgical & Medical Instruments & Apparatus
- HeadquartersSolana Beach, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 27.6m as of 2024-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.39. Options: 4 managers hold calls ($231.7k notional), 5 hold puts ($173.0k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 63 |
| Q1 2023 | 61 |
| Q2 2023 | 61 |
| Q3 2023 | 64 |
| Q4 2023 | 72 |
| Q1 2024 | 82 |
| Q2 2024 | 88 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 23 |
| Q1 2023 | 35 | 23 |
| Q2 2023 | 39 | 31 |
| Q3 2023 | 26 | 20 |
| Q4 2023 | 31 | 23 |
| Q1 2024 | 39 | 27 |
| Q2 2024 | 40 | 38 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $545.0k | $60.6k | 0.11 |
| Q4 2023 | $671.5k | $75.9k | 0.11 |
| Q1 2024 | $816.7k | $268.6k | 0.33 |
| Q2 2024 | $231.7k | $173.0k | 0.75 |
Biggest buyers
| MILLENNIUM MANAGEMENT LLC | Added | +405.1k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +144.1k |
| ESSEX INVESTMENT MANAGEMENT CO LLC | Added | +132.7k |
| JANE STREET GROUP, LLC | Added | +126.2k |
| CITADEL ADVISORS LLC | Added | +110.2k |
| Squarepoint Ops LLC | New | +101.8k |
| GOLDMAN SACHS GROUP INC | Added | +80.3k |
| Y-Intercept (Hong Kong) Ltd | New | +79.7k |
| Cubist Systematic Strategies, LLC | New | +77.8k |
| Rinkey Investments | New | +57.0k |
Biggest sellers
| BlackRock Inc. | Reduced | -1.1m |
| MORGAN STANLEY | Reduced | -371.7k |
| STATE STREET CORP | Reduced | -286.8k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -229.9k |
| AWM Investment Company, Inc. | Sold out | -131.4k |
| VANGUARD GROUP INC | Reduced | -91.3k |
| Bank of New York Mellon Corp | Sold out | -55.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Reduced | -52.4k |
| Russell Investments Group, Ltd. | Reduced | -46.0k |
| Nuveen Asset Management, LLC | Sold out | -33.6k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $111.6k20.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $77.1k14.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $43.0k8.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $104.6k19.4k shares |
| SIMPLEX TRADING, LLC | Added | $42.0k7.8k shares |
| CITADEL ADVISORS LLC | Reduced | $18.3k3.4k shares |
| GROUP ONE TRADING LLC | Added | $8.1k1.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MAK CAPITAL ONE LLC 13G · passive investor filed 2026-08-12 | 7.8% |
| BIGGER CAPITAL FUND L P 13G · passive investor -0.1 pts · filed 2026-08-04 | 7.5% |
| BlackRock, Inc. 13G · institution +1.5 pts · filed 2026-07-27 | 7.1% |
| MAK Capital Fund LP 13G · passive investor +0.2 pts · filed 2026-05-15 | 6.3% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 1 | $303.2k | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 1.2m $6.6m | Reduced -91.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 465.5k $2.5m | Added +405.1k |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.47% of their portfolio | 462.6k $2.5m | Added +132.7k |
| Taylor Frigon Capital Management LLC 1.09% of their portfolio | 424.5k $2.3m | Added +438 |
| CM Management, LLC 1.85% of their portfolio | 375.0k $2.0m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 366.4k $2.0m | Reduced -1.1m |
| BROWN ADVISORY INC 0.00% of their portfolio | 333.4k $1.8m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 283.1k $1.5m | Reduced -229.9k |
| Cahill Wealth Management, LLC 0.79% of their portfolio | 244.4k $1.3m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 185.0k $997.1k | Added +110.2k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 182.6k $984.3k | Reduced -15.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 169.7k $914.7k | Added +144.1k |
| Lane Generational LLC 1.08% of their portfolio | 169.5k $913.7k | Reduced -5.1k |
| Legato Capital Management LLC 0.12% of their portfolio | 159.0k $856.8k | Added +28.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 144.1k $776.6k | Added +126.2k |
| STATE STREET CORP 0.00% of their portfolio | 129.5k $698.0k | Reduced -286.8k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 126.6k $682.3k | Added +80.3k |
| PARSONS CAPITAL MANAGEMENT INC/RI 0.04% of their portfolio | 105.9k $570.7k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 101.8k $548.6k | New |
| MORGAN STANLEY 0.00% of their portfolio | 90.2k $486.2k | Reduced -371.7k |
| Y-Intercept (Hong Kong) Ltd 0.02% of their portfolio | 79.7k $429.3k | New |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 79.0k $426.0k | Added +37.4k |
| Cubist Systematic Strategies, LLC 0.01% of their portfolio | 77.8k $419.1k | New |
| Manatuck Hill Partners, LLC 0.18% of their portfolio | 75.0k $404.2k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 74.6k $401.9k | Added +49.6k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 67.0k $361.1k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 65.2k $352.0k | Added +1.2k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 58.3k $314.0k | Added +39.0k |
| Rinkey Investments 0.11% of their portfolio | 57.0k $307.3k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 51.8k $279.1k | New |
| NAVELLIER & ASSOCIATES INC 0.03% of their portfolio | 50.0k $269.5k | Unchanged |
| Trexquant Investment LP 0.00% of their portfolio | 43.9k $236.5k | New |
| LPL Financial LLC 0.00% of their portfolio | 39.5k $212.9k | Added +750 |
| Centiva Capital, LP 0.01% of their portfolio | 39.2k $211.3k | New |
| SILVERCREST ASSET MANAGEMENT GROUP LLC 0.00% of their portfolio | 35.7k $192.4k | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. 0.04% of their portfolio | 32.4k $174.8k | New |
| UBS Group AG 0.00% of their portfolio | 29.0k $156.6k | Reduced -23.0k |
| Schonfeld Strategic Advisors LLC 0.00% of their portfolio | 27.2k $146.8k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 27.1k $145.0k | New |
| Corton Capital Inc. 0.07% of their portfolio | 24.5k $132.0k | New |
| Paloma Partners Management Co 0.01% of their portfolio | 22.5k $121.3k | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 22.0k $125.2k | Reduced -155 |
| Virtu Financial LLC 0.01% of their portfolio | 19.6k $105.0k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 17.7k $96.0k | Reduced -7.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 17.4k $94.0k | Added +5.1k |
| SHERBROOKE PARK ADVISERS LLC 0.02% of their portfolio | 17.2k $92.6k | New |
| Jump Financial, LLC 0.00% of their portfolio | 16.9k $91.3k | New |
| Rothschild Wealth LLC 0.03% of their portfolio | 15.0k $80.7k | Unchanged |
| Brevan Howard Capital Management LP 0.00% of their portfolio | 13.2k $71.2k | New |
| XTX Topco Ltd 0.01% of their portfolio | 13.0k $70.1k | Added +1.4k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 12.3k $66.4k | Reduced -19.4k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 11.4k $61.4k | First filing |
| CITIGROUP INC 0.00% of their portfolio | 10.8k $58.4k | Added +7.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 10.7k $57.6k | Added +9.1k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 10.4k $55.9k | Reduced -52.4k |
| CoreCap Advisors, LLC 0.00% of their portfolio | 8.1k $43.4k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 8.0k $43.1k | Added +2.0k |
| FMR LLC 0.00% of their portfolio | 7.6k $41.0k | Reduced -92 |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 6.9k $37.0k | Added +6.1k |
| Point72 (DIFC) Ltd 0.00% of their portfolio | 6.0k $32.4k | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 5.8k $31.0k | Reduced -16.4k |
| BARCLAYS PLC 0.00% of their portfolio | 4.6k $24.6k | Reduced -11.6k |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 4.5k $24.5k | Reduced -1.7k |
| Catalyst Funds Management Pty Ltd 0.01% of their portfolio | 4.4k $23.7k | New |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 1.1k $6.1k | New |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 927 $5.2k | Unchanged |
| ADIRONDACK TRUST CO 0.00% of their portfolio | 880 $4.7k | Unchanged |
| City State Bank 0.00% of their portfolio | 850 $4.6k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 725 $3.9k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 329 $2.0k | Reduced -1.7k |
| JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio | 300 $1.6k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 268 $1.4k | Reduced -46.0k |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 250 $1.0k | Unchanged |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 193 $1.0k | Reduced -600 |
| Gradient Investments LLC 0.00% of their portfolio | 145 $782 | Unchanged |
| Bell Investment Advisors, Inc 0.00% of their portfolio | 104 $561 | Unchanged |
| Avion Wealth 0.00% of their portfolio | 92 $0 | Unchanged |
| NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio | 65 $350 | Reduced -25 |
| Allworth Financial LP 0.00% of their portfolio | 65 $460 | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 50 $270 | Unchanged |
| GAMMA Investing LLC 0.00% of their portfolio | 42 $226 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 25 $135 | Reduced -6.9k |
| Key Financial Inc 0.00% of their portfolio | 25 $135 | Unchanged |
| POM Investment Strategies, LLC 0.00% of their portfolio | 15 $81 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 13 $0 | New |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 2 $11 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| MetLife Investment Management, LLC 0.00% of their portfolio | 0 $0 | Reduced -12.3k |