Vault-13

CLEARPOINT NEURO INC CLPT

COM · Common Stock · CUSIP 18507C103

88 institutional holders +6 vs Q1 2024
7,061,3937.1m shares reported held*
25.6% of all shares outstanding*
$38.1mreported value*
21 new 19 added 22 reduced 16 sold out net sold ≈ $4.4m (-811.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 27.6m as of 2024-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.39. Options: 4 managers hold calls ($231.7k notional), 5 hold puts ($173.0k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 56Q4 22: 63Q1 23: 61Q2 23: 61Q3 23: 64Q4 23: 72Q1 24: 82Q2 24: 8888Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202256
Q4 202263
Q1 202361
Q2 202361
Q3 202364
Q4 202372
Q1 202482
Q2 202488

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 23 cut or sold outQ2 23: 39 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 20 cut or sold outQ4 23: 31 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 27 cut or sold outQ2 24: 40 bought or addedQ2 24: 38 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223223
Q1 20233523
Q2 20233931
Q3 20232620
Q4 20233123
Q1 20243927
Q2 20244038

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 23 calls: $545.0kQ3 23 puts: $60.6kQ3 23P/C 0.11Q4 23 calls: $671.5kQ4 23 puts: $75.9kQ4 23P/C 0.11Q1 24 calls: $816.7kQ1 24 puts: $268.6kQ1 24P/C 0.33Q2 24 calls: $231.7kQ2 24 puts: $173.0kQ2 24P/C 0.75
Numbers
QuarterCallsPutsP/C
Q3 2023$545.0k$60.6k0.11
Q4 2023$671.5k$75.9k0.11
Q1 2024$816.7k$268.6k0.33
Q2 2024$231.7k$173.0k0.75

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +405,128+405.1k
RENAISSANCE TECHNOLOGIES LLC Added +144,088+144.1k
ESSEX INVESTMENT MANAGEMENT CO LLC Added +132,707+132.7k
JANE STREET GROUP, LLC Added +126,169+126.2k
CITADEL ADVISORS LLC Added +110,216+110.2k
Squarepoint Ops LLC New +101,773+101.8k
GOLDMAN SACHS GROUP INC Added +80,297+80.3k
Y-Intercept (Hong Kong) Ltd New +79,650+79.7k
Cubist Systematic Strategies, LLC New +77,750+77.8k
Rinkey Investments New +57,015+57.0k

Biggest sellers

BlackRock Inc. Reduced -1,107,575-1.1m
MORGAN STANLEY Reduced -371,654-371.7k
STATE STREET CORP Reduced -286,774-286.8k
GEODE CAPITAL MANAGEMENT, LLC Reduced -229,909-229.9k
AWM Investment Company, Inc. Sold out -131,431-131.4k
VANGUARD GROUP INC Reduced -91,333-91.3k
Bank of New York Mellon Corp Sold out -55,689-55.7k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -52,401-52.4k
Russell Investments Group, Ltd. Reduced -46,028-46.0k
Nuveen Asset Management, LLC Sold out -33,564-33.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $111.6k20.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $77.1k14.3k shares
SIMPLEX TRADING, LLC Reduced $43.0k8.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $104.6k19.4k shares
SIMPLEX TRADING, LLC Added $42.0k7.8k shares
CITADEL ADVISORS LLC Reduced $18.3k3.4k shares
GROUP ONE TRADING LLC Added $8.1k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MAK CAPITAL ONE LLC 13G · passive investor filed 2026-08-12 7.8% 2.4m≈ $42.4m 2026-08-12
BIGGER CAPITAL FUND L P 13G · passive investor -0.1 pts · filed 2026-08-04 7.5% -0.1 pts 2.3m≈ $40.5m 2026-08-04
BlackRock, Inc. 13G · institution +1.5 pts · filed 2026-07-27 7.1% +1.5 pts 2.1m≈ $37.8m 2026-07-27
MAK Capital Fund LP 13G · passive investor +0.2 pts · filed 2026-05-15 6.3% +0.2 pts 1.9m≈ $33.9m 2026-05-15

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 1 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—1$303.2k—
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,216,3661.2m $6.6m $6.6m 0.00% Reduced -91.3k -91,333
2 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 465,481465.5k $2.5m $2.5m 0.00% Added +405.1k +405,128
3 ESSEX INVESTMENT MANAGEMENT CO LLC 0.47% of their portfolio BOSTON, MA 462,586462.6k $2.5m $2.5m 0.47% Added +132.7k +132,707
4 Taylor Frigon Capital Management LLC 1.09% of their portfolio SCOTTSDALE, AZ 424,535424.5k $2.3m $2.3m 1.09% Added +438 +438
5 CM Management, LLC 1.85% of their portfolio GULF BREEZE, FL 375,000375.0k $2.0m $2.0m 1.85% Unchanged
6 BlackRock Inc. 0.00% of their portfolio New York, NY 366,398366.4k $2.0m $2.0m 0.00% Reduced -1.1m -1,107,575
7 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 333,395333.4k $1.8m $1.8m 0.00% Unchanged
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 283,124283.1k $1.5m $1.5m 0.00% Reduced -229.9k -229,909
9 Cahill Wealth Management, LLC 0.79% of their portfolio Portage, MI 244,387244.4k $1.3m $1.3m 0.79% Unchanged
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 184,992185.0k $997.1k $997.1k 0.00% Added +110.2k +110,216
11 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 182,622182.6k $984.3k $984.3k 0.00% Reduced -15.2k -15,197
12 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 169,700169.7k $914.7k $914.7k 0.00% Added +144.1k +144,088
13 Lane Generational LLC 1.08% of their portfolio Palm Beach, FL 169,517169.5k $913.7k $913.7k 1.08% Reduced -5.1k -5,115
14 Legato Capital Management LLC 0.12% of their portfolio San Francisco, CA 158,968159.0k $856.8k $856.8k 0.12% Added +28.2k +28,227
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 144,075144.1k $776.6k $776.6k 0.00% Added +126.2k +126,169
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 129,502129.5k $698.0k $698.0k 0.00% Reduced -286.8k -286,774
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 126,584126.6k $682.3k $682.3k 0.00% Added +80.3k +80,297
18 PARSONS CAPITAL MANAGEMENT INC/RI 0.04% of their portfolio PROVIDENCE, RI 105,873105.9k $570.7k $570.7k 0.04% Unchanged
19 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 101,773101.8k $548.6k $548.6k 0.00% New
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 90,19990.2k $486.2k $486.2k 0.00% Reduced -371.7k -371,654
21 Y-Intercept (Hong Kong) Ltd 0.02% of their portfolio HONG KONG, K3 79,65079.7k $429.3k $429.3k 0.02% New
22 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 79,03179.0k $426.0k $426.0k 0.00% Added +37.4k +37,416
23 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 77,75077.8k $419.1k $419.1k 0.01% New
24 Manatuck Hill Partners, LLC 0.18% of their portfolio WESTPORT, CT 75,00075.0k $404.2k $404.2k 0.18% Unchanged
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 74,56774.6k $401.9k $401.9k 0.00% Added +49.6k +49,634
26 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 66,99267.0k $361.1k $361.1k 0.01% Unchanged
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 65,24265.2k $352.0k $352.0k 0.00% Added +1.2k +1,158
28 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 58,26058.3k $314.0k $314.0k 0.00% Added +39.0k +38,984
29 Rinkey Investments 0.11% of their portfolio San Diego, CA 57,01557.0k $307.3k $307.3k 0.11% New
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 51,78951.8k $279.1k $279.1k 0.00% New
31 NAVELLIER & ASSOCIATES INC 0.03% of their portfolio Reno, NV 50,00050.0k $269.5k $269.5k 0.03% Unchanged
32 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 43,88243.9k $236.5k $236.5k 0.00% New
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 39,50039.5k $212.9k $212.9k 0.00% Added +750 +750
34 Centiva Capital, LP 0.01% of their portfolio New York, NY 39,19939.2k $211.3k $211.3k 0.01% New
35 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.00% of their portfolio NEW YORK, NY 35,70035.7k $192.4k $192.4k 0.00% Unchanged
36 Point72 Asia (Singapore) Pte. Ltd. 0.04% of their portfolio SINGAPORE, U0 32,42432.4k $174.8k $174.8k 0.04% New
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 29,04729.0k $156.6k $156.6k 0.00% Reduced -23.0k -22,974
38 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 27,23427.2k $146.8k $146.8k 0.00% New
39 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 27,06227.1k $145.0k $145.0k 0.00% New
40 Corton Capital Inc. 0.07% of their portfolio Carrying Place, A6 24,49424.5k $132.0k $132.0k 0.07% New
41 Paloma Partners Management Co 0.01% of their portfolio GREENWICH, CT 22,50022.5k $121.3k $121.3k 0.01% New
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,01122.0k $125.2k $125.2k 0.00% Reduced -155 -155
43 Virtu Financial LLC 0.01% of their portfolio New York, NY 19,57219.6k $105.0k $105.0k 0.01% New
44 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 17,70017.7k $96.0k $96.0k 0.00% Reduced -7.2k -7,167
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 17,44417.4k $94.0k $94.0k 0.00% Added +5.1k +5,082
46 SHERBROOKE PARK ADVISERS LLC 0.02% of their portfolio WHITE PLAINS, NY 17,18117.2k $92.6k $92.6k 0.02% New
47 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 16,94616.9k $91.3k $91.3k 0.00% New
48 Rothschild Wealth LLC 0.03% of their portfolio OAK BROOK, IL 14,97015.0k $80.7k $80.7k 0.03% Unchanged
49 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 13,21813.2k $71.2k $71.2k 0.00% New
50 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 13,01013.0k $70.1k $70.1k 0.01% Added +1.4k +1,353
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,31612.3k $66.4k $66.4k 0.00% Reduced -19.4k -19,388
52 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 11,38911.4k $61.4k $61.4k 0.00% First filing
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,83910.8k $58.4k $58.4k 0.00% Added +7.0k +7,003
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,68110.7k $57.6k $57.6k 0.00% Added +9.1k +9,107
55 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 10,36910.4k $55.9k $55.9k 0.00% Reduced -52.4k -52,401
56 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 8,0548.1k $43.4k $43.4k 0.00% Unchanged
57 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 8,0008.0k $43.1k $43.1k 0.00% Added +2.0k +2,000
58 FMR LLC 0.00% of their portfolio BOSTON, MA 7,6167.6k $41.0k $41.0k 0.00% Reduced -92 -92
59 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 6,8976.9k $37.0k $37.0k 0.00% Added +6.1k +6,053
60 Point72 (DIFC) Ltd 0.00% of their portfolio DUBAI, C0 6,0106.0k $32.4k $32.4k 0.00% New
61 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,7595.8k $31.0k $31.0k 0.00% Reduced -16.4k -16,443
62 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,5654.6k $24.6k $24.6k 0.00% Reduced -11.6k -11,594
63 Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio ORLANDO, FL 4,5414.5k $24.5k $24.5k 0.00% Reduced -1.7k -1,675
64 Catalyst Funds Management Pty Ltd 0.01% of their portfolio SYDNEY NSW, C3 4,4004.4k $23.7k $23.7k 0.01% New
65 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,1251.1k $6.1k $6.1k 0.00% New
66 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 927927 $5.2k $5.2k 0.00% Unchanged
67 ADIRONDACK TRUST CO 0.00% of their portfolio SARATOGA SPRINGS, NY 880880 $4.7k $4.7k 0.00% Unchanged
68 City State Bank 0.00% of their portfolio NORWALK, IA 850850 $4.6k $4.6k 0.00% Unchanged
69 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 725725 $3.9k $3.9k 0.00% New
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 329329 $2.0k $2.0k 0.00% Reduced -1.7k -1,699
71 JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio MILTON, GA 300300 $1.6k $1.6k 0.00% Unchanged
72 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 268268 $1.4k $1.4k 0.00% Reduced -46.0k -46,028
73 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 250250 $1.0k $1.0k 0.00% Unchanged
74 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 193193 $1.0k $1.0k 0.00% Reduced -600 -600
75 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 145145 $782 $782 0.00% Unchanged
76 Bell Investment Advisors, Inc 0.00% of their portfolio ORINDA, CA 104104 $561 $561 0.00% Unchanged
77 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 9292 $0 $0 0.00% Unchanged
78 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 6565 $350 $350 0.00% Reduced -25 -25
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6565 $460 $460 0.00% Unchanged
80 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 5050 $270 $270 0.00% Unchanged
81 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 4242 $226 $226 0.00% Unchanged
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2525 $135 $135 0.00% Reduced -6.9k -6,945
83 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 2525 $135 $135 0.00% Unchanged
84 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 1515 $81 $81 0.00% Unchanged
85 CWM, LLC 0.00% of their portfolio OMAHA, NE 1313 $0 $0 0.00% New
86 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 22 $11 $11 0.00% Unchanged
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
88 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 00 $0 $0 0.00% Reduced -12.3k -12,254